Compliance Officer Surveillance

We are seeking a skilled Market Surveillance Officer to join our team at Compliance Professionals. As a Market Surveillance Officer, you will play a crucial role in identifying and preventing market abuse.Key Responsibilities:Monitoring and escalating exceptions and incidents arising from market abuse and electronic communications monitoring.Reviewing and...

About the Role:Compliance Professionals seeks a skilled Compliance Officer - Financial Markets to join our team. The ideal candidate will have experience in a trade monitoring/trade surveillance function in a trading, brokerage, gambling or banking environment.Key Responsibilities:Develop and implement daily alert review and escalation processes for MAR...

Compliance Professionals is looking for a highly motivated Market Surveillance Officer to assist us in maintaining a fair and transparent financial market.Job Description:Assisting with the annual market abuse risk assessment.Reviewing and reporting on market surveillance alerts and electronic communications to identify suspicious behaviour.You will work...

Compliance Professionals is seeking a highly skilled Regulatory Compliance Officer to join our team. As a key member of our compliance team, you will be responsible for ensuring that our firm remains in compliance with all relevant regulatory requirements.Key Responsibilities:Develop and implement effective compliance monitoring and surveillance programs to...

Job Summary:We are seeking a skilled Market Surveillance Officer to join our compliance team in London. This role would suit a tech-focused individual with experience in market surveillance and a background in exchange-traded derivatives.Key Responsibilities:Perform trade surveillance and monitoring of voice and electronic communications relating to our...

**Overview**At Goldman Sachs, we commit our people, capital, and ideas to help our clients, shareholders, and the communities we serve to grow.We're seeking a Trade Surveillance Compliance Officer to join our Markets Surveillance team in London.The successful candidate will be responsible for designing and implementing analytical tools to visualize volumes...

About Marex Financial Ltd.Marex Financial Ltd. is a global financial services platform that provides essential liquidity, market access, and infrastructure services to clients in the energy, commodities, and financial markets.As a Surveillance Compliance Officer, you will be responsible for conducting Communications Surveillance in Global Relay and...

Job Title: Compliance ManagerJob Summary:We are seeking a highly skilled Compliance Manager to join our team at Compliance Professionals. The successful candidate will be responsible for managing a small team and will be required to work 4 days in the office.Key Responsibilities:Consideration of all relevant statutory and regulatory provisions, particularly...

Job Description:We are seeking a Compliance Officer to join our team at One Ten Associates in London. This is an exciting opportunity for a skilled professional to lead the equities surveillance function and contribute to maintaining a robust compliance framework.Key Responsibilities:Develop and implement an effective equities surveillance program, ensuring...

Compliance Officer Role:Compliance Professionals is seeking a highly skilled Compliance Officer to join our team. As a key member of our compliance department, you will be responsible for assisting with the management of our compliance monitoring program and ensuring adherence to all applicable regulatory obligations.Responsibilities:Consideration of all...

Marex Spectron is a leading global financial services platform, providing essential liquidity, market access, and infrastructure services to clients in the energy, commodities, and financial markets. Our teams and divisions possess a deep understanding of the industry, enabling us to provide our customers with a clear advantage. Our technology-led service...

Marex Group plc OverviewA global financial services platform providing essential liquidity, market access, and infrastructure services to clients in the energy, commodities, and financial markets.Job DescriptionThe role of Surveillance Compliance Officer at Marex Financial Ltd involves focusing on Trade Surveillance across various asset classes, with...

Job DescriptionServes as a compliance risk officer for Independent Compliance Risk Management's Surveillance team, responsible for the design, implementation, and oversight of a suite of surveillances to detect behaviors that may violate regulatory rules or internal policies and procedures. Collaborates with partners across the first and second lines of...

Company Overview: Marex Spectron is a diversified global financial services platform, providing essential liquidity, market access, and infrastructure services to clients in the energy, commodities, and financial markets.Job Description:We are seeking a highly skilled Surveillance Compliance Officer to join our team in London, focusing on Trade Surveillance...

Job Title: Chief Compliance Officer - Surveillance and ControlsLocation: London, GBWe are seeking a dynamic and experienced individual to lead our Surveillance and Controls Unit. As Chief Compliance Officer, you will be responsible for developing, implementing, and overseeing a robust monitoring and surveillance program to detect and prevent potential...

A leading commodities firm in London is seeking an Ecomms Surveillance Analyst to join their Compliance team. The successful candidate will be responsible for monitoring and analysing electronic communications and trade data to detect market abuse, misconduct, and breaches of internal policies. While experience in commodities is not essential, a background...

About Marex SpectronMarex Spectron is a leading global financial services platform, providing essential liquidity, market access, and infrastructure services to clients in the energy, commodities, and financial markets.The Group offers comprehensive breadth and depth of coverage across four core services: Market Making, Clearing, Hedging, and Investment...

About MarexMarex Group plc is a diversified global financial services platform, providing essential liquidity, market access, and infrastructure services to clients in the energy, commodities, and financial markets. The depth of knowledge amongst its teams and divisions provides its customers with a clear advantage, and its technology-led service provides...

About MarexMarex Group plc is a diversified global financial services platform, providing essential liquidity, market access and infrastructure services to clients in the energy, commodities and financial markets. It is listed on a major stock exchange, with a presence in Europe, the US and APAC. The company has a unique access across markets with a...

About MarexMarex Group plc is a diversified global financial services platform, providing essential liquidity, market access, and infrastructure services to clients in the energy, commodities, and financial markets. With over 35 offices in Europe, the US, and APAC, it has unique access across markets with significant shares globally, both on and off...