Compliance Officer Surveillance

Job TitleCompliance Surveillance SpecialistCompany OverviewThe Compliance Professionals is a leading securities firm based in the City, dedicated to providing exceptional service to our clients. We are committed to maintaining the highest standards of compliance and risk management.SalaryThe estimated salary for this role is £90,000 - £120,000 per annum,...

About the PositionWe are looking for a dedicated Trade Surveillance Manager to join our team at Compliance Professionals in the City.The successful candidate will have a strong background in trade surveillance/market abuse financial compliance and be proficient in trade surveillance systems and software.Key Requirements:At least 5 years of experience in...

We are seeking a skilled Market Surveillance Officer to join our team at Compliance Professionals. As a Market Surveillance Officer, you will play a crucial role in identifying and preventing market abuse.Key Responsibilities:Monitoring and escalating exceptions and incidents arising from market abuse and electronic communications monitoring.Reviewing and...

About MarexMarex Group plc operates as a global financial services provider, delivering critical support for clients in the energy, commodities, and financial markets. By leveraging its extensive expertise, Marex ensures its customers receive exceptional benefits from their business relationships. The firm's cutting-edge technology enables seamless access to...

Compliance Professionals is looking for a highly motivated Market Surveillance Officer to assist us in maintaining a fair and transparent financial market.Job Description:Assisting with the annual market abuse risk assessment.Reviewing and reporting on market surveillance alerts and electronic communications to identify suspicious behaviour.You will work...

Regulatory Surveillance PositionWe are seeking an experienced Compliance Monitoring Specialist to join our team. As a Compliance Monitoring Specialist, you will play a key role in ensuring that our company remains compliant with all relevant regulations and laws.About the RoleThis position requires experience in a trade monitoring/trade surveillance function...

**Overview**At Goldman Sachs, we commit our people, capital, and ideas to help our clients, shareholders, and the communities we serve to grow.We're seeking a Trade Surveillance Compliance Officer to join our Markets Surveillance team in London.The successful candidate will be responsible for designing and implementing analytical tools to visualize volumes...

Job OverviewThe role of a Compliance Monitoring Specialist is to ensure that our company remains in compliance with all relevant regulations and laws. This involves reviewing and maintaining systems, providing advice to the business on regulatory matters, and identifying and escalating current regulatory issues.About the RoleThis position requires experience...

Job Description:We are seeking an experienced Senior Compliance Manager to join our team at Compliance Professionals. This role will be based in the City and is a fantastic opportunity for someone looking to progress their career in trade surveillance.The ideal candidate will have 5+ years of experience in a similar role, with a strong understanding of the...

About the RoleWe are seeking an experienced Regulatory Compliance Officer to join our team at Compliance Professionals. This is a fantastic opportunity for a skilled professional to take their career to the next level.Job DescriptionIn this role, you will play a crucial part in ensuring that our company adheres to regulatory requirements. You will provide...

Job DescriptionWe are seeking a highly skilled Compliance Risk Manager to join our team at Compliance Professionals. As a Trade Surveillance Manager, you will play a critical role in ensuring the integrity of our financial systems and identifying potential risks.The successful candidate will have 5+ years of experience in trade surveillance/market abuse...

Marex Group plc OverviewA global financial services platform providing essential liquidity, market access, and infrastructure services to clients in the energy, commodities, and financial markets.Job DescriptionThe role of Surveillance Compliance Officer at Marex Financial Ltd involves focusing on Trade Surveillance across various asset classes, with...

Company Overview: Marex Spectron is a diversified global financial services platform, providing essential liquidity, market access, and infrastructure services to clients in the energy, commodities, and financial markets.Job Description:We are seeking a highly skilled Surveillance Compliance Officer to join our team in London, focusing on Trade Surveillance...

Key ResponsibilitiesAs a Compliance VP at Compliance Professionals, you will:Maintain policies, procedures, systems, and controls governing IPO and divestment activities.Oversight of compliance with beneficial ownership and other trade reporting rules.Implementation of MNPI protocols for IPO and divestment activity.Perform gatekeeper role for market...

A Competitive PackageWe offer a competitive base salary of £60,000 per annum, plus a good benefits package that includes a generous pension contribution, life assurance, and private medical insurance.Job Description: As a Surveillance Compliance Specialist, you will provide high-quality compliance surveillance support to our regulated entities, leading...

Job Title: Compliance Surveillance DirectorOverviewGresham Hunt has been mandated by our investment management client to find a new Compliance Surveillance Manager. Our client is a leading investment management company based in London.ResponsibilitiesYou will be responsible for performing surveillance monitoring on trading activity across various asset...

About UsEnvironment Journal is a leading provider of waste management services and we are currently seeking a highly skilled Waste Surveillance Officer to join our team.The successful candidate will be responsible for the deployment of waste CCTV cameras across both Wandsworth and Richmond, operating and monitoring all surveillance cameras within the...

Job SummaryLorien is seeking a highly experienced Financial Institutions Trade Surveillance Specialist to join our Market Abuse Trade Surveillance team.The successful candidate will have a strong background in trade surveillance and market abuse compliance, with excellent analytical and problem-solving skills.Key Responsibilities:Design and implement...

Compliance Professionals - Job DescriptionWe are seeking an experienced Regulatory Surveillance Manager to join our team. As a Regulatory Surveillance Manager, you will play a key role in ensuring that our company remains compliant with all relevant regulations and laws.About the CompanyOur company is a boutique investment and trading firm, providing...

Société Générale de Surveillance SA is committed to attracting and retaining top talent in the field of risk management. As a Compliance Officer - Risk, you will play a critical role in ensuring the company's risk management framework is aligned with regulatory expectations.You will be responsible for reviewing and challenging key ESG risk factors and...