Senior Trade Surveillance Systems Specialist

1 month ago


London, Greater London, United Kingdom Macquarie Group Full time

Job Summary: We are seeking a skilled Senior Trade Surveillance Systems Specialist to join our team in London.

About the Role: As a Senior Trade Surveillance Systems Specialist, you will be responsible for leading the development and implementation of trade surveillance systems to ensure compliance with regulatory requirements.

Responsibilities:

  • Lead the design and implementation of trade surveillance systems to detect and prevent suspicious trades.
  • Collaborate with cross-functional teams to identify areas for improvement and implement process enhancements.
  • Develop and maintain relationships with key stakeholders to ensure effective communication and coordination.
  • Provide training and support to team members to ensure they have the necessary skills to perform their roles effectively.

About the Risk Management Group: Our Risk Management Group is responsible for independent and objective review and challenge, oversight, monitoring and reporting in relation to Macquarie's material risks.

What We Offer:

  • A competitive salary and benefits package.
  • A dynamic and supportive work environment.
  • The opportunity to work with a global financial group.
  • A range of benefits to support your physical, psychological and financial wellbeing.


  • London, Greater London, United Kingdom undisclosed Full time

    Job Role: Trade Surveillance ManagerAbout the Role:At our client, a leading securities firm based in the City, we are seeking a skilled Trade Surveillance Manager to join our team. The successful candidate will have people management experience and a strong understanding of the regulatory framework relevant to the role.Key Responsibilities:Key...


  • London, Greater London, United Kingdom Atrium UK Full time

    Atrium UK is seeking a highly skilled Senior Trade Surveillance Expert to join our team. This role requires an individual with exceptional analytical skills and knowledge of trade surveillance systems.Key Responsibilities:Conduct in-depth analysis of market data to identify potential risks and abnormalities.Develop and implement strategies to mitigate these...


  • London, Greater London, United Kingdom Marex Spectron Full time

    Marex Spectron is a leading global financial services platform that offers essential liquidity and market access to clients in the energy, commodities, and financial markets. The company's unique combination of knowledge, technology, and expertise sets it apart from competitors.The Regulatory Affairs Associate role at Marex Financial Ltd involves focusing on...


  • London, Greater London, United Kingdom Marex Full time

    Surveillance Compliance Officer RoleMarex Financial Ltd is seeking a qualified Surveillance Compliance Officer to join their team in London, focusing on Trade Surveillance across various asset classes.Key ResponsibilitiesMonitor and enforce adherence to regulatory requirements under the FCA, NFA, AMF, AFM, MAS, and relevant regulatory bodies.Implement and...


  • London, Greater London, United Kingdom TradingHub Full time

    Key ResponsibilitiesThe Trade Surveillance Expert will be responsible for developing customer pitches, running proof-of-concepts, and onboarding new customers. This individual will also collaborate with internal stakeholders to ensure timely delivery and drive revenue growth.You will have the opportunity to develop a deep understanding of TradingHub's...


  • London, Greater London, United Kingdom McGregor Boyall Full time

    Job DescriptionThis position requires a skilled professional to drive global trade surveillance strategy and execution within the IT function. The role involves collaborating closely with Compliance, Technology, and business stakeholders to develop product roadmaps.Key Responsibilities:Conduct comprehensive business analysis on regulatory-focused technology...


  • London, Greater London, United Kingdom twenty84 Full time

    Job SummaryWe are seeking a highly skilled Trade Surveillance Manager to lead our compliance efforts in a dynamic financial environment. This role will focus on developing and implementing trade surveillance programs, ensuring regulatory compliance, and collaborating with cross-functional teams.About the RoleLead Trade Surveillance Function: Oversee trade...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    Regulatory Surveillance PositionWe are seeking an experienced Compliance Monitoring Specialist to join our team. As a Compliance Monitoring Specialist, you will play a key role in ensuring that our company remains compliant with all relevant regulations and laws.About the RoleThis position requires experience in a trade monitoring/trade surveillance function...


  • London, Greater London, United Kingdom Taylor James Resourcing Full time

    Job Description: As a Compliance Graduate Analyst, you will play a critical role in our Trading Surveillance team. Your primary responsibility will be to identify and escalate potential Regulatory and Exchange breaches. You will also be responsible for detecting and investigating potential breaches, analyzing data, and communicating your findings at weekly...


  • London, Greater London, United Kingdom Pontoon Full time

    **Job Summary:** We are seeking a Financial Surveillance Specialist to join our team in London. As a Financial Surveillance Specialist, you will be responsible for conducting surveillance activities to identify potential market abuse and other suspicious activity.The successful candidate will have a strong background in financial markets, risk management,...


  • London, Greater London, United Kingdom McGregor Boyall Full time

    Job Description:We are seeking a highly skilled Trade Surveillance Business Analyst to drive global trade surveillance strategy and execution within the IT function. This role will involve working closely with Compliance, Technology, and business stakeholders to develop product roadmaps.


  • London, Greater London, United Kingdom caia - Jobboard Full time

    **Overview**At Goldman Sachs, we commit our people, capital, and ideas to help our clients, shareholders, and the communities we serve to grow.We're seeking a Trade Surveillance Compliance Officer to join our Markets Surveillance team in London.The successful candidate will be responsible for designing and implementing analytical tools to visualize volumes...


  • London, Greater London, United Kingdom GFO-X Full time

    About GFO-XGFO-X is the UK's first regulated and centrally cleared trading venue dedicated to digital asset derivatives. We have partnered with LCH SA, which offers clearing of Bitcoin index futures and options contracts traded on our platform. This will be made available through a new segregated clearing service, LCH DigitalAssetClear.We cater to large...


  • London, Greater London, United Kingdom McGregor Boyall Full time

    Key Responsibilities:Conduct in-depth analysis on regulatory-focused technology initiatives to ensure alignment with business objectives.Define and document user requirements for trade surveillance systems, collaborating with Product Owners and IT delivery teams.Manage multiple regulatory sub-projects and deadlines, utilizing project management tools and...

  • Senior Audit Manager

    3 weeks ago


    London, Greater London, United Kingdom Eames Consulting Full time

    Job Title: Senior Audit Manager - Market Abuse and Trade Surveillance ExpertEames Consulting is seeking a highly experienced Senior Audit Manager to lead audits related to Market Abuse, Trade Surveillance, and Conflict of Interest. This is a 12-month fixed-term contract position.About the RoleWe are looking for a seasoned professional with a strong...


  • London, Greater London, United Kingdom Investigo Full time

    Job OverviewA leading commodities firm in London is seeking an Ecomms Surveillance Analyst to join their Compliance team. This role involves monitoring and analysing electronic communications and trade data to detect market abuse, misconduct, and breaches of internal policies.The successful candidate will be responsible for ensuring compliance with market...


  • London, Greater London, United Kingdom Taylor James Resourcing Full time

    Job OverviewWe are seeking an experienced Trade Surveillance Analyst to join our team at Taylor James Resourcing. This is a highly analytical role that requires strong technical skills, attention to detail, and the ability to work effectively in a fast-paced environment.The successful candidate will be responsible for assisting in market surveillance and...


  • London, Greater London, United Kingdom Atrium UK Full time

    We are seeking a Financial Institution Surveillance Specialist to join our Global Surveillance Team in London.About the RoleThe successful candidate will be responsible for reviewing exceptions arising from surveillance tools, conducting targeted surveillance, and providing analysis and reports related to market abuse and anti-competition activities.Key...


  • London, Greater London, United Kingdom FincSelect Full time

    Role OverviewWe are excited to collaborate with a leading commodities firm on a Trade Surveillance Associate opportunity within their team.


  • London, Greater London, United Kingdom Atrium UK Full time

    About the RoleWe are seeking a skilled Trade Surveillance Professional to join our team in London. As part of Atrium UK's Investment Services Department, you will play a crucial role in ensuring our firm's compliance with regulatory standards.Key ResponsibilitiesConduct targeted surveillance from a market abuse perspective on higher risk events, such as...