Ecomms Surveillance Specialist

Key Responsibilities:Ecomms Surveillance: Conduct thorough analysis of electronic communications (email, chat, voice, and other digital platforms) to detect market abuse, insider trading, or misconduct.Trade Surveillance: Collaborate with the Compliance team to monitor and analyze trading patterns and behavior to identify potential regulatory breaches or...

Job OverviewWe are seeking an experienced Ecomms Surveillance Analyst to join our Compliance team at Investigo. The successful candidate will be responsible for monitoring and analysing electronic communications and trade data to detect market abuse, misconduct, and breaches of internal policies. Key ResponsibilitiesMonitor and analyse electronic...

A leading commodities firm in London is seeking an Ecomms Surveillance Analyst to join their Compliance team. The successful candidate will be responsible for monitoring and analysing electronic communications and trade data to detect market abuse, misconduct, and breaches of internal policies. While experience in commodities is not essential, a background...

Job OverviewFincSelect is a leading commodities giant seeking a talented Trade Surveillance Associate to join their team. This role offers an exciting opportunity to work with cutting-edge technology and contribute to the firm's growth.With a strong focus on trade surveillance, this position requires an individual with solid experience in designing,...

**Job Summary:** We are seeking a Financial Surveillance Specialist to join our team in London. As a Financial Surveillance Specialist, you will be responsible for conducting surveillance activities to identify potential market abuse and other suspicious activity.The successful candidate will have a strong background in financial markets, risk management,...

Job Description:We are looking for a Surveillance Governance Specialist to join our team. In this role, you will be responsible for providing high-quality compliance surveillance support to our regulated entities.You will lead investigations into adverse conduct, ensuring practices are in line with regulations and risk appetite. You will also remain...

Investigo is seeking a highly skilled Commodities Surveillance Specialist to join their Compliance team in London. Key responsibilities include monitoring and analysing electronic communications and trade data to detect market abuse, misconduct, and breaches of internal policies. The ideal candidate will have a strong understanding of market abuse...

Role OverviewWe are seeking a highly skilled Digital Asset Surveillance Specialist to join our Market Surveillance Group in London. This role is an exciting opportunity for individuals with a passion for regulatory compliance and a keen eye for detail.

Job Title: Senior Electronic Communications AnalystDescription: Investigo is seeking a skilled Senior Electronic Communications Analyst to join our Compliance team in London. As a key member of our team, you will be responsible for monitoring and analyzing electronic communications and trade data to detect market abuse, misconduct, and breaches of internal...

About the RoleThe Compliance Specialist - Trade Surveillance will be responsible for monitoring and analyzing trade data to identify potential compliance risks.Main ResponsibilitiesMonitor trades, orders, RFQs, and market data for compliance risksDevelop and implement new monitoring strategies and controlsAssist in the design of new monitoring...

We are seeking a Financial Institution Surveillance Specialist to join our Global Surveillance Team in London.About the RoleThe successful candidate will be responsible for reviewing exceptions arising from surveillance tools, conducting targeted surveillance, and providing analysis and reports related to market abuse and anti-competition activities.Key...

Job Title: Compliance Specialist - Surveillance ExpertLocation: LondonDuration: 12 monthsOur high-profile banking client is seeking a skilled Surveillance Expert to join their team. This role is a hybrid position, requiring the candidate to work on-site three days a week and remotely two days a week. The successful candidate will be responsible for providing...

Occupational Health Staffing Limited is seeking a highly skilled Health Surveillance Specialist to join their team on a full-time, permanent basis. The ideal candidate will have a strong background in occupational health and experience with health surveillance, including:AudiometrySkin AssessmentsHAV's tier 1 and 2Driver medicalsWorking at Height...

About the RoleAtrium UK is seeking a skilled and detail-oriented Strategic Market Surveillance Specialist to join our team in London. As a key member of our Global Surveillance Team, you will be responsible for monitoring and analyzing market activity to ensure compliance with regulatory requirements.Job DescriptionAs first reviewer of exceptions arising...

Job SummaryMUFG Bank, Ltd. is seeking a highly skilled and experienced professional to join our Compliance Division as a Senior Compliance Surveillance Specialist. In this role, you will be responsible for delivering projects related to Communications and Trade Surveillance across bank and securities, ensuring that the risks related to the relevant...

Job Role: Trade Surveillance ManagerAbout the Role:At our client, a leading securities firm based in the City, we are seeking a skilled Trade Surveillance Manager to join our team. The successful candidate will have people management experience and a strong understanding of the regulatory framework relevant to the role.Key Responsibilities:Key...

Job Summary: We are seeking a skilled Senior Trade Surveillance Systems Specialist to join our team in London.About the Role: As a Senior Trade Surveillance Systems Specialist, you will be responsible for leading the development and implementation of trade surveillance systems to ensure compliance with regulatory requirements.Responsibilities:Lead the design...

Job SummaryAs a Compliance Surveillance Specialist, you will play a critical role in supporting the delivery of core elements of the Compliance and Surveillance Program at RBC.Job DescriptionYou will be responsible for conducting reviews of electronic and audio communications, integrating the activity with the wider Surveillance team, and driving forward...

Job Title: Regulatory Surveillance LeadJob Summary: We are seeking a highly skilled Regulatory Surveillance Lead to join our team at the Financial Conduct Authority. As a key member of our Market Abuse Oversight Department, you will play a critical role in ensuring the integrity of our financial markets.Key Responsibilities:Supervise the STOR regime,...

Marex Spectron is a leading global financial services platform that offers essential liquidity and market access to clients in the energy, commodities, and financial markets. The company's unique combination of knowledge, technology, and expertise sets it apart from competitors.The Regulatory Affairs Associate role at Marex Financial Ltd involves focusing on...