Regulatory Compliance Specialist
6 days ago
Our client, a leading independent financial advice firm MERJE, is seeking a Regulatory Compliance Specialist to join their team on a permanent basis. The estimated salary for this role is around £60,000 - £80,000 per annum.
The successful candidate will ensure the business meets all regulatory obligations and supports the Director in fulfilling SMF16/17 responsibilities and wider compliance duties. They will also be responsible for building a positive ethical firm culture that prioritizes clients' interests.
Key Responsibilities:
- Ensure the company adheres to relevant regulatory requirements.
- Support the Director in managing SMF16/17 responsibilities.
- Contribute to building a positive firm culture.
About Us:
MERJE is an award-winning independent financial advice firm dedicated to providing exceptional services to our clients. We are committed to excellence and continuous improvement.
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