Regulatory Compliance Officer

1 week ago


Holywell, Flintshire, United Kingdom MERJE Full time

Our client, an award-winning independent financial advice firm in the UK, is seeking a highly skilled Regulatory Compliance Officer to join their team on a permanent basis.

The successful candidate will ensure the business meets all regulatory obligations and support the Director in fulfilling SMF16/17 responsibilities. A positive ethical firm culture is crucial, prioritizing clients' needs and interests.

This role involves building strong relationships with stakeholders, ensuring compliance with relevant laws and regulations, and maintaining accurate records. If you have a background in risk management or governance and are looking for a challenging role, apply today.

The estimated salary for this position is £60,000 - £80,000 per annum, depending on experience.



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