Compliance Officer Manager

15 hours ago


High Wycombe, Buckinghamshire, United Kingdom AJ FOX COMPLIANCE Full time

At AJ Fox Compliance, we are seeking a skilled Compliance Officer Manager to oversee the implementation of regulatory requirements and ensure our firm's compliance with relevant laws and regulations.

The ideal candidate will have strong knowledge of Money Laundering Regulations 2017, SRA Standards and Regulations, Legal Ombudsman Scheme Rules, legal aid, Data Protection Act 2018, Proceeds of Crime Act 2002, and the Lexcel Standard. Key responsibilities include:

  • Liaising with the Legal Ombudsman or SRA as necessary to handle client complaints
  • Achieving and maintaining the Lexcel Standard for quality management systems
  • Supporting the Money Laundering Reporting Officer (MLRO) and Conducting Officer for Anti-Money Laundering (COFA)
  • Developing risk management policies and procedures and conducting internal audits
  • Resolving conflicts and supporting the HR function
  • Delivering firm-wide training on regulatory requirements and best practices
  • Managing Professional Indemnity Insurance and overseeing the Customer Due Diligence (CDD) process
  • Renewing practicing certificates and other accreditations

The estimated salary for this role is £60,000 - £80,000 per annum, depending on experience. We require an effective communicator with exceptional organisational skills who can work under pressure and manage changing priorities. Strong drafting skills, attention to detail, and IT skills are essential.



  • High Wycombe, Buckinghamshire, United Kingdom AJ FOX COMPLIANCE Full time

    Job OpportunityCompliance and Risk Officer Job DescriptionWe are seeking a highly skilled Compliance and Risk Officer to join our team at AJ FOX COMPLIANCE. The ideal candidate will have a strong background in regulatory compliance and risk management, with experience in implementing and maintaining the Lexcel Standard.Key Responsibilities:Implement and...

  • Compliance Officer

    19 hours ago


    High Wycombe, Buckinghamshire, United Kingdom AJ FOX COMPLIANCE Full time

    AJ FOX COMPLIANCE is seeking a skilled Compliance Officer to oversee the firm's regulatory compliance and risk management practices. The ideal candidate will have strong knowledge of relevant regulations, including Money Laundering Regulations 2017, SRA Standards and Regulations, Legal Ombudsman Scheme Rules, legal aid, Data Protection Act 2018, Proceeds of...


  • High Wycombe, Buckinghamshire, United Kingdom AJ FOX COMPLIANCE Full time

    Job Title: Conduct Compliance OfficerLocation: BuckinghamshireEstimated Annual Salary: £45,000 - £60,000 based on experienceAt AJ Fox Compliance, we are seeking a highly skilled Conduct Compliance Officer to join our team. As a Conduct Compliance Officer, you will play a critical role in ensuring that our business complies with relevant regulations and...


  • High Wycombe, Buckinghamshire, United Kingdom AJ FOX COMPLIANCE Full time

    AJ FOX COMPLIANCE is a national law firm seeking an experienced Compliance Manager to join their team in Buckinghamshire. The estimated salary for this role is £55,000 - £65,000 per annum, depending on experience.">The ideal candidate will have strong knowledge of relevant regulations and legislation including Money Laundering Regulations 2017, SRA...


  • High Wycombe, Buckinghamshire, United Kingdom AJ FOX COMPLIANCE Full time

    About AJ FOX COMPLIANCEWe are seeking a highly skilled Compliance Manager to join our team in Buckinghamshire. As a Compliance Manager, you will be responsible for ensuring that our firm maintains the highest standards of compliance with relevant regulations and legislation.Key Responsibilities:Handle client complaints and liaise with regulatory bodies as...


  • High Wycombe, Buckinghamshire, United Kingdom AJ FOX COMPLIANCE Full time

    Job Title: Compliance Governance LeadAJ FOX COMPLIANCE is seeking a highly skilled Compliance Governance Lead to join our team. The successful candidate will possess in-depth knowledge of relevant regulations and legislation, including the Money Laundering Regulations 2017, SRA Standards and Regulations, Legal Ombudsman Scheme Rules, legal aid, Data...


  • High Wycombe, Buckinghamshire, United Kingdom AJ FOX COMPLIANCE Full time

    **About AJ Fox Compliance**AJ Fox Compliance is seeking a Compliance Risk Manager to join their team in Buckinghamshire. This role offers an estimated annual salary of £45,000 - £60,000 depending on experience.As a key member of the compliance team, the ideal candidate will have strong knowledge of relevant regulations and legislation including, Money...


  • High Wycombe, Buckinghamshire, United Kingdom AJ FOX COMPLIANCE Full time

    Compliance Manager Role at AJ Fox ComplianceWe are seeking a highly skilled Compliance Manager to join our team at AJ Fox Compliance, a well-respected national law firm in Buckinghamshire.The ideal candidate will have a strong knowledge of relevant regulations and legislation, including:Money Laundering Regulations 2017SRA Standards and RegulationsLegal...


  • High Wycombe, Buckinghamshire, United Kingdom AJ FOX COMPLIANCE Full time

    Job Title: Compliance ProfessionalSalary: £57,500 per annumAbout the RoleWe are seeking a highly experienced and skilled Regulatory Compliance Manager to join our team at AJ FOX COMPLIANCE in Buckinghamshire.Main ResponsibilitiesHandling client complaints and liaising with the Legal Ombudsman or SRA as necessary.Achieving and maintaining the Lexcel...


  • High Wycombe, Buckinghamshire, United Kingdom AJ FOX COMPLIANCE Full time

    Job DescriptionAJ Fox Compliance seeks a seasoned Compliance Manager to lead their regulatory compliance team in Buckinghamshire. The successful candidate will possess in-depth knowledge of relevant laws and regulations, including the Money Laundering Regulations 2017, SRA Standards and Regulations, Legal Ombudsman Scheme Rules, Data Protection Act 2018,...


  • High Wycombe, Buckinghamshire, United Kingdom AJ FOX COMPLIANCE Full time

    About AJ Fox ComplianceJob Title: Compliance ManagerWe are seeking an experienced Compliance Manager to join our team in the UK. The ideal candidate will possess a deep understanding of relevant regulations and legislation, including the Money Laundering Regulations 2017, SRA Standards and Regulations, Legal Ombudsman Scheme Rules, legal aid, Data Protection...


  • High Wycombe, Buckinghamshire, United Kingdom AJ FOX COMPLIANCE Full time

    Job Title: Regulatory Compliance ManagerAnnual Salary: £57,500About this OpportunityWe are seeking a highly skilled Regulatory Compliance Manager to join our team at AJ FOX COMPLIANCE.Main ResponsibilitiesAchieving and maintaining the Lexcel Standard.Supporting the MLRO and COFA.Risk management policies, procedures, and internal audits.Dealing with...


  • High Wycombe, Buckinghamshire, United Kingdom AJ FOX COMPLIANCE Full time

    We are seeking a Risk and Compliance Director to join our team at AJ Fox Compliance, a leading national law firm in Buckinghamshire.The estimated salary for this role is £80,000 - £100,000 per annum, depending on experience. Key responsibilities include:Oversighting the implementation of regulatory requirements and ensuring compliance with relevant laws...


  • High Wycombe, Buckinghamshire, United Kingdom AJ FOX COMPLIANCE Full time

    AJ FOX COMPLIANCE is seeking a highly skilled Regulatory Compliance Professional to join their team in Buckinghamshire. The ideal candidate will have strong knowledge of relevant regulations and legislation.The estimated salary for this role is £45,000 - £60,000 per annum, depending on experience. About the Firm:AJ FOX COMPLIANCE is a well-respected...


  • High Wycombe, Buckinghamshire, United Kingdom Red Kite Community Housing Full time

    A key priority for Red Kite Community Housing is the safety of our tenants, and as a Risk Management Compliance Officer, you will play a vital role in ensuring we meet our compliance obligations.Key Responsibilities:You will work closely with the Home Safety Manager to set performance targets and milestones for projects and ensure timely delivery.Lead on...


  • High Wycombe, Buckinghamshire, United Kingdom AJ FOX COMPLIANCE Full time

    Compliance ManagerAJ FOX COMPLIANCE, a well-respected national law firm, is seeking a skilled Compliance Manager to join their team in Buckinghamshire.Job OverviewThe ideal candidate will possess strong knowledge of relevant regulations and legislation, including Money Laundering Regulations 2017, SRA Standards and Regulations, Legal Ombudsman Scheme Rules,...


  • High Wycombe, Buckinghamshire, United Kingdom AJ FOX COMPLIANCE Full time

    Regulatory Compliance RoleJob Title: Regulatory Compliance ManagerWe are seeking an experienced Compliance Manager to join AJ FOX COMPLIANCE in Buckinghamshire. The ideal candidate will possess a deep understanding of relevant regulations, including the Money Laundering Regulations 2017, SRA Standards and Regulations, Legal Ombudsman Scheme Rules, legal aid,...

  • Compliance Officer

    15 hours ago


    High Wycombe, Buckinghamshire, United Kingdom LAW Absolute Full time

    Job Overview: We are currently looking for a highly motivated Compliance Officer - Legal to join our team at LAW Absolute. This role is a fantastic opportunity for a Fitness to Practise lawyer to contribute to the success of our organization by ensuring compliance with regulatory requirements. Our ideal candidate will possess excellent analytical skills,...


  • High Wycombe, Buckinghamshire, United Kingdom Johnson & Johnson Full time

    We are currently recruiting for a Data Protection and Compliance Officer to join our Pharmaceutical business in High Wycombe. This role involves ensuring the safety of our medicines through effective data collection, analysis, and reporting. As a Data Protection and Compliance Officer, you will receive high-level exposure to many aspects of the...

  • Compliance Officer

    4 weeks ago


    High Wycombe, Buckinghamshire, United Kingdom Focus Resourcing Full time

    An exciting opportunity has emerged for a Compliance Officer to join our client in High Wycombe.Company Overview:Focusing on the field of compliance, our client is an established player in the industry.Located in High Wycombe, the company offers a unique blend of traditional values and modern working practices.Job Description:This role presents an excellent...