Conduct Compliance Officer

3 weeks ago


High Wycombe, Buckinghamshire, United Kingdom AJ FOX COMPLIANCE Full time

Job Title: Conduct Compliance Officer

Location: Buckinghamshire

Estimated Annual Salary: £45,000 - £60,000 based on experience

At AJ Fox Compliance, we are seeking a highly skilled Conduct Compliance Officer to join our team. As a Conduct Compliance Officer, you will play a critical role in ensuring that our business complies with relevant regulations and legislation, including Money Laundering Regulations 2017, SRA Standards and Regulations, Legal Ombudsman Scheme Rules, legal aid, Data Protection Act 2018, Proceeds of Crime Act 2002, and the Lexcel Standard.

Your primary responsibilities will include handling client complaints and liaising with the Legal Ombudsman or SRA where necessary, achieving and maintaining the Lexcel Standard, supporting the MLRO and COFA, risk management policies, procedures, and internal audits, dealing with conflicts, supporting the firm's HR function, delivering firm-wide training, professional indemnity insurance, overseeing the CDD process, and renewing practicing certificates and other accreditations.

To succeed in this role, you must have excellent communication skills, be able to work under pressure, and possess strong organisational skills. Additionally, you should have strong drafting skills, attention to detail, and IT skills.

If you have the necessary skills and qualifications, please submit your CV for consideration.



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