Compliance Officer

3 weeks ago


High Wycombe, Buckinghamshire, United Kingdom AJ FOX COMPLIANCE Full time

AJ FOX COMPLIANCE is seeking a skilled Compliance Officer to oversee the firm's regulatory compliance and risk management practices. The ideal candidate will have strong knowledge of relevant regulations, including Money Laundering Regulations 2017, SRA Standards and Regulations, Legal Ombudsman Scheme Rules, legal aid, Data Protection Act 2018, Proceeds of Crime Act 2002, and the Lexcel Standard.

The estimated salary for this role is £45,000 - £60,000 per annum, depending on experience.

About the Role:

  • Handle client complaints and liaise with the Legal Ombudsman or SRA where necessary
  • Achieve and maintain the Lexcel Standard
  • Support the MLRO and COFA
  • Risk management policies, procedures, and internal audits
  • Deal with conflicts
  • Support the firm's HR function
  • Deliver firm-wide training
  • Professional Indemnity Insurance
  • Oversee the CDD process
  • Renew practicing certificates and other accreditations

Requirements:

  • Strong drafting skills, attention to detail, and IT skills are essential for this role
  • An effective communicator who can support the needs of colleagues
  • Exceptional organisational skills to work under pressure and manage changing priorities


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