Risk Management Lead
3 days ago
Regulatory Compliance Role
Job Title: Regulatory Compliance ManagerWe are seeking an experienced Compliance Manager to join AJ FOX COMPLIANCE in Buckinghamshire. The ideal candidate will possess a deep understanding of relevant regulations, including the Money Laundering Regulations 2017, SRA Standards and Regulations, Legal Ombudsman Scheme Rules, legal aid, Data Protection Act 2018, Proceeds of Crime Act 2002, and the Lexcel Standard.
Duties:- Handle client complaints and liaise with the Legal Ombudsman or SRA as necessary
- Achieve and maintain the Lexcel Standard
- Support the Money Laundering Reporting Officer (MLRO) and Chief Financial Advocate (COFA)
- Develop and implement risk management policies, procedures, and internal audits
- Manage conflicts and disputes
- Provide support to the firm's Human Resources function
- Deliver comprehensive training programs across the firm
- Oversee Professional Indemnity Insurance matters
- Ensure compliance with Client Due Diligence (CDD) processes
- Renew practicing certificates and other accreditations
The successful candidate will be an effective communicator, able to support colleagues' needs, with exceptional organizational skills, capable of working under pressure and managing changing priorities. Strong drafting skills, attention to detail, and IT proficiency are essential for this role.
Estimated Salary: £55,000 - £65,000 per annum
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