Compliance Risk Manager

23 hours ago


High Wycombe, Buckinghamshire, United Kingdom AJ FOX COMPLIANCE Full time

**About AJ Fox Compliance**

AJ Fox Compliance is seeking a Compliance Risk Manager to join their team in Buckinghamshire. This role offers an estimated annual salary of £45,000 - £60,000 depending on experience.

As a key member of the compliance team, the ideal candidate will have strong knowledge of relevant regulations and legislation including, Money Laundering Regulations 2017, SRA Standards and Regulations, Legal Ombudsman Scheme Rules, legal aid, Data Protection Act 2018, Proceeds of Crime Act 2002, and the Lexcel Standard.

Key responsibilities include handling client complaints and liaising with the Legal Ombudsman or SRA where necessary, achieving and maintaining the Lexcel Standard, supporting the MLRO and COFA, risk management policies, procedures, and internal audits, dealing with conflicts, supporting the firm's HR function, delivering firm-wide training, professional indemnity insurance, overseeing the CDD process, and renewing practicing certificates and other accreditations.

The ideal candidate will be an effective communicator who can support the needs of colleagues, with exceptional organisational skills who can work under pressure and manage changing priorities. Strong drafting skills, attention to detail, and IT skills are essential for this role.

If you have the required skills and qualifications, please submit your CV for consideration.



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