Regulatory Affairs Specialist

4 days ago


High Wycombe, Buckinghamshire, United Kingdom AJ FOX COMPLIANCE Full time

We are looking for a highly skilled Regulatory Affairs Specialist to join our team at AJ Fox Compliance in Buckinghamshire. The estimated annual salary for this position is £45,000 - £60,000 based on experience.

In this role, you will be responsible for ensuring compliance with relevant regulations and legislation, including Money Laundering Regulations 2017, SRA Standards and Regulations, Legal Ombudsman Scheme Rules, legal aid, Data Protection Act 2018, Proceeds of Crime Act 2002, and the Lexcel Standard.

Your duties will include handling client complaints and liaising with the Legal Ombudsman or SRA where necessary, achieving and maintaining the Lexcel Standard, supporting the MLRO and COFA, risk management policies, procedures, and internal audits, dealing with conflicts, supporting the firm's HR function, delivering firm-wide training, professional indemnity insurance, overseeing the CDD process, and renewing practicing certificates and other accreditations.

To be successful in this role, you must have excellent communication skills, be able to work under pressure, and possess strong organisational skills. Additionally, you should have strong drafting skills, attention to detail, and IT skills.

Please submit your CV if you meet the requirements.



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