Risk and Compliance Specialist

21 hours ago


High Wycombe, Buckinghamshire, United Kingdom AJ FOX COMPLIANCE Full time
Job Title: Regulatory Compliance Manager

Annual Salary: £57,500

About this Opportunity

We are seeking a highly skilled Regulatory Compliance Manager to join our team at AJ FOX COMPLIANCE.

Main Responsibilities
  • Achieving and maintaining the Lexcel Standard.
  • Supporting the MLRO and COFA.
  • Risk management policies, procedures, and internal audits.
  • Dealing with conflicts.
  • Supporting the firm's HR function.
  • Delivering firm-wide training.
  • Professional Indemnity Insurance.
  • Overseeing the CDD process.
  • Renewing practicing certificates and other accreditations.

You will be required to have exceptional organisational skills, strong drafting skills, attention to detail, and IT skills. As an effective communicator, you will be able to support the needs of colleagues.



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