Compliance and Risk Officer
13 hours ago
Job Opportunity
Compliance and Risk Officer Job DescriptionWe are seeking a highly skilled Compliance and Risk Officer to join our team at AJ FOX COMPLIANCE. The ideal candidate will have a strong background in regulatory compliance and risk management, with experience in implementing and maintaining the Lexcel Standard.
Key Responsibilities:- Implement and maintain the Lexcel Standard
- Support the Money Laundering Reporting Officer (MLRO) and Chief Financial Advocate (COFA)
- Develop and implement risk management policies, procedures, and internal audits
- Manage conflicts and disputes
- Provide support to the firm's Human Resources function
- Deliver comprehensive training programs across the firm
- Oversee Professional Indemnity Insurance matters
- Ensure compliance with Client Due Diligence (CDD) processes
- Renew practicing certificates and other accreditations
The successful candidate will be able to work effectively in a team environment, with strong communication and organizational skills. They will also have a strong attention to detail and the ability to manage multiple tasks simultaneously.
Estimated Salary: £55,000 - £65,000 per annum
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