Compliance and Risk Officer

13 hours ago


High Wycombe, Buckinghamshire, United Kingdom AJ FOX COMPLIANCE Full time

Job Opportunity

Compliance and Risk Officer Job Description

We are seeking a highly skilled Compliance and Risk Officer to join our team at AJ FOX COMPLIANCE. The ideal candidate will have a strong background in regulatory compliance and risk management, with experience in implementing and maintaining the Lexcel Standard.

Key Responsibilities:
  • Implement and maintain the Lexcel Standard
  • Support the Money Laundering Reporting Officer (MLRO) and Chief Financial Advocate (COFA)
  • Develop and implement risk management policies, procedures, and internal audits
  • Manage conflicts and disputes
  • Provide support to the firm's Human Resources function
  • Deliver comprehensive training programs across the firm
  • Oversee Professional Indemnity Insurance matters
  • Ensure compliance with Client Due Diligence (CDD) processes
  • Renew practicing certificates and other accreditations

The successful candidate will be able to work effectively in a team environment, with strong communication and organizational skills. They will also have a strong attention to detail and the ability to manage multiple tasks simultaneously.

Estimated Salary: £55,000 - £65,000 per annum


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