Compliance Professional
3 weeks ago
We are seeking a highly skilled Compliance Manager to join our team in Buckinghamshire. As a Compliance Manager, you will be responsible for ensuring that our firm maintains the highest standards of compliance with relevant regulations and legislation.
Key Responsibilities:- Handle client complaints and liaise with regulatory bodies as necessary
- Achieve and maintain industry-recognized standards such as Lexcel
- Support the Money Laundering Reporting Officer (MLRO) and Compliance Officer for Finance and Administration (COFA)
- Develop and implement risk management policies, procedures, and internal audits
- Manage conflicts of interest and ensure adherence to regulatory requirements
- Provide support to the HR function and deliver firm-wide training on compliance-related matters
- Oversee the Customer Due Diligence (CDD) process and ensure accurate record-keeping
- Strong knowledge of relevant regulations and legislation, including Money Laundering Regulations 2017, SRA Standards and Regulations, Legal Ombudsman Scheme Rules, legal aid, Data Protection Act 2018, Proceeds of Crime Act 2002, and the Lexcel Standard
- Excellent communication and organizational skills, with the ability to work under pressure and manage changing priorities
- Strong drafting skills, attention to detail, and IT skills
£55,000 - £65,000 per annum, depending on experience
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Compliance Professional
3 weeks ago
High Wycombe, Buckinghamshire, United Kingdom AJ FOX COMPLIANCE Full timeJob Title: Compliance ProfessionalSalary: £57,500 per annumAbout the RoleWe are seeking a highly experienced and skilled Regulatory Compliance Manager to join our team at AJ FOX COMPLIANCE in Buckinghamshire.Main ResponsibilitiesHandling client complaints and liaising with the Legal Ombudsman or SRA as necessary.Achieving and maintaining the Lexcel...
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Regulatory Compliance Professional
2 weeks ago
High Wycombe, Buckinghamshire, United Kingdom AJ FOX COMPLIANCE Full timeAbout AJ Fox ComplianceJob Title: Compliance ManagerWe are seeking an experienced Compliance Manager to join our team in the UK. The ideal candidate will possess a deep understanding of relevant regulations and legislation, including the Money Laundering Regulations 2017, SRA Standards and Regulations, Legal Ombudsman Scheme Rules, legal aid, Data Protection...
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Regulatory Compliance Professional
3 weeks ago
High Wycombe, Buckinghamshire, United Kingdom AJ FOX COMPLIANCE Full timeAJ FOX COMPLIANCE is seeking a highly skilled Regulatory Compliance Professional to join their team in Buckinghamshire. The ideal candidate will have strong knowledge of relevant regulations and legislation.The estimated salary for this role is £45,000 - £60,000 per annum, depending on experience. About the Firm:AJ FOX COMPLIANCE is a well-respected...
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Risk and Compliance Director
3 weeks ago
High Wycombe, Buckinghamshire, United Kingdom AJ FOX COMPLIANCE Full timeWe are seeking a Risk and Compliance Director to join our team at AJ Fox Compliance, a leading national law firm in Buckinghamshire.The estimated salary for this role is £80,000 - £100,000 per annum, depending on experience. Key responsibilities include:Oversighting the implementation of regulatory requirements and ensuring compliance with relevant laws...
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Compliance Officer
3 weeks ago
High Wycombe, Buckinghamshire, United Kingdom AJ FOX COMPLIANCE Full timeAJ FOX COMPLIANCE is seeking a skilled Compliance Officer to oversee the firm's regulatory compliance and risk management practices. The ideal candidate will have strong knowledge of relevant regulations, including Money Laundering Regulations 2017, SRA Standards and Regulations, Legal Ombudsman Scheme Rules, legal aid, Data Protection Act 2018, Proceeds of...
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Compliance Specialist Lead
3 weeks ago
High Wycombe, Buckinghamshire, United Kingdom AJ FOX COMPLIANCE Full timeAbout AJ Fox ComplianceJob Title: Compliance ManagerWe are seeking an experienced Compliance Manager to join our team in the UK. The ideal candidate will possess a deep understanding of relevant regulations and legislation, including the Money Laundering Regulations 2017, SRA Standards and Regulations, Legal Ombudsman Scheme Rules, legal aid, Data Protection...
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Compliance and Risk Officer
3 weeks ago
High Wycombe, Buckinghamshire, United Kingdom AJ FOX COMPLIANCE Full timeJob OpportunityCompliance and Risk Officer Job DescriptionWe are seeking a highly skilled Compliance and Risk Officer to join our team at AJ FOX COMPLIANCE. The ideal candidate will have a strong background in regulatory compliance and risk management, with experience in implementing and maintaining the Lexcel Standard.Key Responsibilities:Implement and...
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Compliance Manager Expert
2 weeks ago
High Wycombe, Buckinghamshire, United Kingdom AJ FOX COMPLIANCE Full timeAbout AJ Fox ComplianceJob Title: Compliance ManagerWe are seeking an experienced Compliance Manager to join our team in the UK. The ideal candidate will possess a deep understanding of relevant regulations and legislation, including the Money Laundering Regulations 2017, SRA Standards and Regulations, Legal Ombudsman Scheme Rules, legal aid, Data Protection...
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Risk and Compliance Specialist
3 weeks ago
High Wycombe, Buckinghamshire, United Kingdom AJ FOX COMPLIANCE Full timeJob Title: Regulatory Compliance ManagerAnnual Salary: £57,500About this OpportunityWe are seeking a highly skilled Regulatory Compliance Manager to join our team at AJ FOX COMPLIANCE.Main ResponsibilitiesAchieving and maintaining the Lexcel Standard.Supporting the MLRO and COFA.Risk management policies, procedures, and internal audits.Dealing with...
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Compliance Risk Manager
3 weeks ago
High Wycombe, Buckinghamshire, United Kingdom AJ FOX COMPLIANCE Full time**About AJ Fox Compliance**AJ Fox Compliance is seeking a Compliance Risk Manager to join their team in Buckinghamshire. This role offers an estimated annual salary of £45,000 - £60,000 depending on experience.As a key member of the compliance team, the ideal candidate will have strong knowledge of relevant regulations and legislation including, Money...
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Conduct Compliance Officer
3 weeks ago
High Wycombe, Buckinghamshire, United Kingdom AJ FOX COMPLIANCE Full timeJob Title: Conduct Compliance OfficerLocation: BuckinghamshireEstimated Annual Salary: £45,000 - £60,000 based on experienceAt AJ Fox Compliance, we are seeking a highly skilled Conduct Compliance Officer to join our team. As a Conduct Compliance Officer, you will play a critical role in ensuring that our business complies with relevant regulations and...
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Compliance Officer Lead
4 weeks ago
High Wycombe, Buckinghamshire, United Kingdom AJ FOX COMPLIANCE Full timeAJ FOX COMPLIANCE is a national law firm seeking an experienced Compliance Manager to join their team in Buckinghamshire. The estimated salary for this role is £55,000 - £65,000 per annum, depending on experience.">The ideal candidate will have strong knowledge of relevant regulations and legislation including Money Laundering Regulations 2017, SRA...
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Compliance Officer Manager
3 weeks ago
High Wycombe, Buckinghamshire, United Kingdom AJ FOX COMPLIANCE Full timeAt AJ Fox Compliance, we are seeking a skilled Compliance Officer Manager to oversee the implementation of regulatory requirements and ensure our firm's compliance with relevant laws and regulations.The ideal candidate will have strong knowledge of Money Laundering Regulations 2017, SRA Standards and Regulations, Legal Ombudsman Scheme Rules, legal aid, Data...
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Risk Management Coordinator
3 weeks ago
High Wycombe, Buckinghamshire, United Kingdom AJ FOX COMPLIANCE Full timeJob DescriptionAJ Fox Compliance seeks a seasoned Compliance Manager to lead their regulatory compliance team in Buckinghamshire. The successful candidate will possess in-depth knowledge of relevant laws and regulations, including the Money Laundering Regulations 2017, SRA Standards and Regulations, Legal Ombudsman Scheme Rules, Data Protection Act 2018,...
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Risk Management Coordinator
4 weeks ago
High Wycombe, Buckinghamshire, United Kingdom AJ FOX COMPLIANCE Full timeAJ FOX COMPLIANCE requires a seasoned Compliance Manager to ensure regulatory compliance across all aspects of their business. With an estimated salary range of £50,000 - £60,000, this role presents an excellent opportunity for a motivated professional.The Compliance Manager will be responsible for:Providing guidance on regulatory requirements, including...
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Accounting Professional Lead
3 weeks ago
High Wycombe, Buckinghamshire, United Kingdom Elusive Professional Solutions Ltd Full timeJob OverviewElusive Professional Solutions Ltd is hiring an Accounting Professional Lead to drive business growth through exceptional financial services and support.This role involves serving as the primary point of contact for client financial needs, utilizing expertise and adaptability to expand our national firm.About Our CompanyWe are committed to...
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Safety and Compliance Professional
2 weeks ago
High Wycombe, Buckinghamshire, United Kingdom The Health & Safety Partnership Full timeAbout the CompanyThe Health & Safety Partnership is a leading provider of health and safety solutions, dedicated to helping organizations maintain a safe and healthy work environment. With a strong reputation in the industry, we offer a unique opportunity for professionals to make a real difference.Job DescriptionWe are seeking a highly motivated and...
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Regulatory Affairs Manager
3 weeks ago
High Wycombe, Buckinghamshire, United Kingdom AJ FOX COMPLIANCE Full timeCompliance PositionAt AJ Fox Compliance, we are searching for an accomplished Compliance Manager to assume responsibility for our regulatory compliance efforts in Buckinghamshire. This role demands a deep understanding of pertinent laws and regulations, including the Money Laundering Regulations 2017, SRA Standards and Regulations, Legal Ombudsman Scheme...
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Risk Management Lead
3 weeks ago
High Wycombe, Buckinghamshire, United Kingdom AJ FOX COMPLIANCE Full timeRegulatory Compliance RoleJob Title: Regulatory Compliance ManagerWe are seeking an experienced Compliance Manager to join AJ FOX COMPLIANCE in Buckinghamshire. The ideal candidate will possess a deep understanding of relevant regulations, including the Money Laundering Regulations 2017, SRA Standards and Regulations, Legal Ombudsman Scheme Rules, legal aid,...
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Regulatory Affairs Specialist
3 weeks ago
High Wycombe, Buckinghamshire, United Kingdom AJ FOX COMPLIANCE Full timeRegulatory Compliance PositionRegulatory Affairs Specialist Job DescriptionWe are seeking a highly skilled Regulatory Affairs Specialist to join our team at AJ FOX COMPLIANCE. The ideal candidate will have a strong background in regulatory compliance, with experience in handling client complaints and liaising with the Legal Ombudsman or SRA as necessary.Main...