Regulatory Compliance Professional

24 hours ago


High Wycombe, Buckinghamshire, United Kingdom AJ FOX COMPLIANCE Full time

About AJ Fox Compliance

Job Title: Compliance Manager

We are seeking an experienced Compliance Manager to join our team in the UK. The ideal candidate will possess a deep understanding of relevant regulations and legislation, including the Money Laundering Regulations 2017, SRA Standards and Regulations, Legal Ombudsman Scheme Rules, legal aid, Data Protection Act 2018, Proceeds of Crime Act 2002, and the Lexcel Standard.

The successful candidate will be an effective communicator, able to handle client complaints and liaison with the Legal Ombudsman or SRA as necessary. They will also develop and implement risk management policies, procedures, and internal audits, manage conflicts and disputes, provide support to the firm's Human Resources function, deliver comprehensive training programs across the firm, oversee Professional Indemnity Insurance matters, ensure compliance with Client Due Diligence (CDD) processes, and renew practicing certificates and other accreditations.

Key Responsibilities:

  • Risk Management Policy Development
  • Conflicts and Disputes Management
  • HR Function Support
  • Training Program Delivery
  • Professional Indemnity Insurance Oversight
  • CDD Process Compliance
  • Practicing Certificates Renewal
  • Client Complaints Handling and Liaison
  • Lexcel Standard Achievement and Maintenance

Requirements:

  • Effective Communication Skills
  • Strong Drafting Abilities
  • Attention to Detail
  • IT Proficiency
  • Organizational Skills
  • Ability to Work Under Pressure
  • Changing Priorities Management

Estimated Salary: £58,750 per annum



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