Compliance and Conduct Advisor

Job Title: Financial Conduct Authority AdvisorEstimated Salary: £65,000 - £85,000 per annum.About the Role:We are seeking a highly experienced Financial Conduct Authority Advisor to join our team at Compliance Professionals. As a key member of our compliance department, you will be responsible for providing advice on regulatory matters related to our...

Established in London, AJ FOX COMPLIANCE is a forward-thinking law firm seeking an experienced Conduct and Compliance Specialist to join their dedicated Risk & Compliance team.The ideal candidate will have background experience in law firm regulation, complaints handling or commercial contracts. Key responsibilities include:Providing expert support to...

Key ResponsibilitiesThe Senior Financial Conduct Authority Advisor will be responsible for heading up the strategic analysis of incidents in prioritised firms arising from cyber-attack or technology disruption. They will also undertake peer comparison and analysis of the maturity of firms' technology and cyber environment in relation to other firms in the...

Job Description:The Financial Conduct Officer will play a key role in ensuring that Compliance Professionals meets its regulatory obligations. This is a permanent opportunity to work in a dynamic and fast-paced environment, developing and maintaining a robust compliance framework.About the Role:You will be responsible for developing and maintaining a...

Job Title: Wealth Management Risk AdvisorAbout the Role:The Compliance Professionals are seeking a skilled and experienced Wealth Management Risk Advisor to join their team. As a key member of the organization, you will play a vital role in ensuring the highest standards of compliance and risk management across all aspects of wealth management services.Key...

Job Summary">The Compliance Monitoring Manager will be responsible for developing and executing comprehensive testing and monitoring activities to ensure compliance with regulatory requirements.">Key Responsibilities">">Drive compliance oversight through testing and monitoring programmes.">Identify areas for enhancements of systems and controls operated by...

We are seeking a highly skilled Financial Conduct Expert to join our team and help us ensure that our firm remains compliant with all relevant FCA regulations.About the role:You will be responsible for developing and implementing compliance policies, procedures, and controls to mitigate regulatory risks.You will work closely with the global compliance...

About the JobThe Compliance Professionals are seeking an experienced Compliance & Money Laundering Reporting Officer to join their team. As a key member of the Compliance and Conduct Committee, you will be responsible for developing and maintaining a robust compliance framework, interpreting regulatory changes, and providing subject matter expertise to the...

We're seeking a highly experienced Senior Governance and Compliance Advisor to join our team at AJ FOX COMPLIANCE. As a key member of our governance function, you'll play a critical role in ensuring our business operates with the highest standards of ethics and compliance.Your expertise in governance and compliance will be invaluable in helping us navigate...

Job DescriptionMarex Group plc is a leading global financial services provider seeking a skilled Market Conduct Advisor to join our team. The successful candidate will be responsible for delivering second-line oversight of the Listed Derivatives Business activities across the Marex Group, ensuring we remain within stated risk appetites, maintain good conduct...

About the JobAJ FOX COMPLIANCE is seeking an experienced AML and Conflicts Advisor to join their team in London. The successful candidate will have strong analytical and interpersonal skills, with a keen eye for detail and proficiency in Microsoft Office. Key responsibilities include assessing CDD information relative to new and existing clients/matters,...

Job Description: Wealth Management Risk AdvisorAbout Us:The Compliance Professionals is a UK-based firm providing top-quality wealth management services to retail and professional clients. Our goal is to deliver exceptional client experiences while maintaining the highest standards of compliance and risk management.Your Role:You will be responsible for...

Are you passionate about maintaining high standards of ethics and integrity? Do you thrive in dynamic environments? Look no further! CRU International Limited invites applications for the position of Compliance Advisor.What We Offer:Competitive salary of approximately £75,000 per year.Flexible benefits package tailored to meet individual needs.Opportunities...

**Job Title:** Compliance and Conduct Manager**Location:** London, UK**Estimated Salary:** £60,000 - £70,000 per annumAbout UsIwoca Ltd is a forward-thinking fintech company, dedicated to providing innovative finance solutions to small businesses. With over £5 billion in funding provided to over 100,000 businesses since our inception in 2012, we've...

Job DescriptionWe are seeking a highly skilled Conduct and Compliance Expert to join our Conduct and Compliance Advice team. The successful candidate will provide second line of defence (2LoD) regulatory compliance advice and guidance to our business teams.Key Responsibilities:Provide product specific advice on a day-to-day basis, ensuring timely and...

**Overview:**We are a fully licensed UK bank with the culture and spirit of a fast-moving, disruptive tech company. At Starling Bank, we're dedicated to delivering a fairer, easier-to-use banking experience for everyone. Our team is passionate about using technology to help people save, spend, and manage their money in a new and transformative way.**Job...

Job DescriptionFS Talent Group is seeking a Financial Conduct Authority Advisor to join our team. This role is ideal for a highly motivated individual with a strong understanding of FCA guidance, including COBS.The successful candidate will be responsible for promoting and upholding ethical standards throughout the organization, ensuring the business adheres...

Job Title: Compliance ManagerWe are an international market maker specialising in FX and commodities, providing liquidity across various exchanges and trading platforms. Our London-based compliance team is expanding, and we are seeking a highly skilled Compliance Manager to join us.Key Responsibilities:Ensure adherence to regulatory requirements and provide...

Salary: £100K+ Job DescriptionWe are seeking a Conduct Risk Manager to join our team in the City of London. As a key member of our compliance team, you will be responsible for managing Conduct and Complaints teams, ensuring adherence to Lloyd's and FCA regulatory requirements, and fostering a positive conduct environment.Responsibilities:Ownership of...

Job SummaryThe Outsourcing Conduct Manager is responsible for ensuring conduct risk and product governance meet regulatory requirements, facilitating positive customer outcomes.Key Responsibilities:Develop and implement strategies to drive adherence to regulatory changes.Lead and manage teams to ensure conduct risk management and regulatory...