Financial Conduct Specialist
3 weeks ago
The Compliance Professionals are seeking an experienced Compliance & Money Laundering Reporting Officer to join their team. As a key member of the Compliance and Conduct Committee, you will be responsible for developing and maintaining a robust compliance framework, interpreting regulatory changes, and providing subject matter expertise to the business. In addition, you will lead a highly skilled, diverse, and motivated compliance team to meet the growing needs of the Firm.
Your Key Responsibilities
- Develop and maintain a robust compliance framework
- Interpret, translate, and assess the impact of regulatory changes
- Provide subject matter expertise to the business
- Lead a highly skilled, diverse, and motivated compliance team to meet the growing needs of the Firm
Benefits
As a member of our team, you can expect a competitive salary of £80,000 per annum, plus benefits including a comprehensive pension scheme and opportunities for career growth and development. We value our employees' contributions and strive to create a positive and inclusive work environment.
Requirements
- Experience in an FS brokerage firm operating as an SMF16/17
- Extensive knowledge of relevant UK regulatory and compliance requirements
- Proven leadership, people management, and development skills
- Knowledge of derivatives and ideally commodities
Salary: £80,000 - 100,000 per annum depending on experience.
-
Financial Conduct Expert
2 weeks ago
London, Greater London, United Kingdom Financial Conduct Authority Full timeThe Financial Conduct Authority is a Disability Confident Employer, committed to achieving greater diversity across all levels of the organisation. We welcome applications from women, minority ethnic, disabled, and neurodivergent candidates for our Regulatory Oversight Manager role.As a key member of our Consumer Finance division, you will play a critical...
-
Senior Financial Conduct Authority Advisor
4 weeks ago
London, Greater London, United Kingdom Financial Conduct Authority Full timeKey ResponsibilitiesThe Senior Financial Conduct Authority Advisor will be responsible for heading up the strategic analysis of incidents in prioritised firms arising from cyber-attack or technology disruption. They will also undertake peer comparison and analysis of the maturity of firms' technology and cyber environment in relation to other firms in the...
-
Financial Conduct Authority Risk Manager
4 weeks ago
London, Greater London, United Kingdom Financial Conduct Authority Full timeCyber Resilience Director Job DescriptionThe Financial Conduct Authority seeks an accomplished Cyber Resilience Director to spearhead its incident response efforts, develop strategic partnerships, and drive regulatory policy initiatives.About the RoleLeads the FCA's response to operational incidents through ARF, ensuring effective collaboration with PRA,...
-
London, Greater London, United Kingdom Financial Conduct Authority Full timeJob DescriptionWe are seeking a highly skilled Cyber Assurance Analyst to join our team and contribute to the ongoing efforts in assessing and improving the cyber security posture of the FCA.This role involves conducting thorough reviews and testing to confirm the appropriate application of the policies and the secure operation of the FCA/PSR's systems and...
-
Digital Infrastructure Specialist
3 weeks ago
London, Greater London, United Kingdom Financial Conduct Authority Full timeJob OverviewThe Financial Conduct Authority is seeking a skilled Digital Infrastructure Specialist to join its Enforcement Intelligence & Specialist Services Directorate. As a key member of the Digital Forensics Unit, you will play a crucial role in providing comprehensive digital evidence services to Enforcement and Market Oversight.
-
Operational Resilience Specialist
2 weeks ago
London, Greater London, United Kingdom Financial Conduct Authority Full time**Company Overview:**The Financial Conduct Authority (FCA) is the leading regulatory body for the UK's financial services industry. Our mission is to protect consumers and promote competition in the market.We are seeking a highly skilled Operational Resilience Specialist to join our team, working closely with firms to ensure they meet the highest standards...
-
Cyber Security Risk Management Specialist
3 weeks ago
London, Greater London, United Kingdom Financial Conduct Authority Full timeJob OverviewThe Financial Conduct Authority seeks a highly skilled Cyber Security Risk Management Specialist to join its team and contribute to the ongoing efforts in assessing and improving the cyber security posture of the FCA.This role is responsible for conducting thorough reviews and testing to confirm the appropriate application of the policies and the...
-
Technical Specialist
3 weeks ago
London, Greater London, United Kingdom Financial Conduct Authority Full timeFinancial Conduct Authority is the conduct regulator for around 50,000 financial services firms and markets in the UK. The role of a Cyber Security Product Owner within Enterprise Security is responsible for supplying all changes to Enterprise Security products.The successful candidate will deliver technical security solutions that meet agreed service...
-
Digital Evidence Services Technician
4 days ago
London, Greater London, United Kingdom Financial Conduct Authority Full timeJob Summary:We are seeking an experienced Senior Desktop and Infrastructure Specialist to join our team at the Financial Conduct Authority. As a key member of our Enforcement Intelligence & Specialist Services Directorate, you will provide strategic and highly specialized central support to our Enforcement and Market Oversight teams. Your responsibilities...
-
Financial Conduct Specialist
4 weeks ago
London, Greater London, United Kingdom The Hartford Full timeThe Hartford is seeking a skilled Financial Conduct Specialist to join our team. In this critical role, you'll ensure our financial products and services comply with relevant regulations and consumer protection laws.About the RoleWe're offering a competitive salary of $100,000 - $140,000 per annum, depending on experience, plus benefits and opportunities for...
-
London, Greater London, United Kingdom Financial Conduct Authority Full timeFinancial Conduct AuthorityThe Financial Conduct Authority is the UK's conduct regulator for financial services firms and markets.This role sits at the heart of Enforcement & Market Oversight, providing strategic support to FCA teams.As a Digital Forensics Assurance Specialist, you will promote and implement quality standards in line with ISO 17025...
-
Cyber Security and Data Protection Specialist
4 weeks ago
London, Greater London, United Kingdom Financial Conduct Authority Full timeCyber Security and Data Protection SpecialistThe Financial Conduct Authority is the regulatory body for financial services firms in the UK.Estimated Salary: £65,000 - £90,000 per annum, depending on location and experience.This role involves advising on cyber security and data protection matters to ensure compliance with relevant legislation such as the...
-
Financial Conduct Professional
2 weeks ago
London, Greater London, United Kingdom The Hartford Financial Services Group, Inc. Full timeThe Hartford Financial Services Group, Inc. is seeking a Financial Conduct Professional to join their team.Job OverviewThis role involves supporting the International business in meeting Conduct requirements across the customer journey. The successful candidate will work with the business to ensure Conduct requirements are met and respond appropriately to...
-
London, Greater London, United Kingdom Financial Conduct Authority Full timeCyber Security and Data Protection SpecialistThe Financial Conduct Authority is a leading regulator in the UK, responsible for ensuring that financial markets are honest, fair, and competitive. As a Cyber Security and Data Protection Specialist, you will play a critical role in protecting the organisation's sensitive information and preventing cyber...
-
Financial Services Collector
4 days ago
London, Greater London, United Kingdom Financial Conduct Authority Full timeJob SummaryThe Financial Conduct Authority is seeking a highly motivated Revenue Operations Professional to join our Finance Division. This role involves collecting and managing data, modeling fees, and invoicing fee payers to raise the Annual Funding Requirement.About the RoleAs a key member of our team, you will be responsible for submitting accurate fee...
-
Cyber Security and Data Protection Specialist
3 weeks ago
London, Greater London, United Kingdom Financial Conduct Authority Full timeCyber Security and Data Protection SpecialistThe Financial Conduct Authority regulates the UK financial markets to ensure they are honest, fair, and competitive.As a Cyber Security and Data Protection Specialist, you will play a crucial role in ensuring the FCA's systems and data are secure and compliant with relevant legislation. You will be working closely...
-
Operational Resilience Specialist
5 days ago
London, Greater London, United Kingdom Financial Conduct Authority Full timeAbout the RoleWe are seeking a talented individual to join our Technology, Resilience and Cyber department (TRC) as a Senior Operational & Cyber Resilience Professional. The successful candidate will have a deep understanding of operational resilience and cyber risk within financial services. Key Responsibilities Lead strategic analysis of incidents in...
-
Insurance Supervisor Specialist
5 days ago
London, Greater London, United Kingdom Financial Conduct Authority Full timeCompany OverviewThe Financial Conduct Authority (FCA) is a UK-based regulator responsible for ensuring the integrity and stability of the financial system. As an Insurance Supervisor, you will play a crucial role in regulating wholesale insurance brokers, ensuring they operate within the boundaries of FCA regulations.
-
Technical Specialist Regulatory
2 weeks ago
London, Greater London, United Kingdom Financial Conduct Authority Full timeJob SummaryWe are looking for a skilled Technical Specialist Regulatory to join our Cyber Security team at the Financial Conduct Authority. In this role, you will be responsible for delivering technical security solutions and ensuring compliance with regulatory requirements.ResponsibilitiesDesigning and implementing security solutions that meet regulatory...
-
Senior Desktop and Infrastructure Specialist
5 days ago
London, Greater London, United Kingdom Financial Conduct Authority Full timeJob Overview:We are seeking a skilled Cyber Forensics Support Engineer to join our team at the Financial Conduct Authority. As a key member of our Enforcement Intelligence & Specialist Services Directorate, you will play a critical role in providing strategic and highly specialized central support to our Enforcement and Market Oversight teams.About the...