Compliance Policy Advisor
12 hours ago
AJ FOX COMPLIANCE is seeking an experienced AML and Conflicts Advisor to join their team in London. The successful candidate will have strong analytical and interpersonal skills, with a keen eye for detail and proficiency in Microsoft Office.
Key responsibilities include assessing CDD information relative to new and existing clients/matters, maintaining an up-to-date understanding of AML and financial crime regulations, refining AML regulations and conflict processes, mentoring and training junior team members, and collaborating with senior management to ensure policies, processes, and procedures are implemented to a high standard.
Responsibilities and Requirements
- Assess CDD information relative to new and existing clients/matters in adherence to AML policies and procedures.
- Maintain an up-to-date understanding of AML and financial crime regulations.
- Refine AML regulations and conflict processes adhering to best practices and regulatory developments.
- Mentor and train junior team members.
- Act as a point of escalation for junior staff members in the department.
- Ensure effective management of the team's workload.
- Clear complex conflicts and AML-related issues across the matter opening process.
- Collaborate with senior management and wider compliance-related departments to ensure policies, processes, and procedures are implemented to a high standard.
- Liaise with firmwide staff and fee earners to provide expert AML guidance.
Salary Details
The estimated annual salary for this role is £75,000.
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