Financial Compliance Advisor

Job Title: Financial Conduct Authority AdvisorEstimated Salary: £65,000 - £85,000 per annum.About the Role:We are seeking a highly experienced Financial Conduct Authority Advisor to join our team at Compliance Professionals. As a key member of our compliance department, you will be responsible for providing advice on regulatory matters related to our...

Join Our TeamWe are looking for experienced mortgage advisors to join our team at Online Mortgage Advisor. As a Senior Financial Advisor, you will be responsible for providing high-quality mortgage advice to clients across the UK.Estimated Salary: £45,000 - £65,000 per annum (dependent on experience and qualifications)Company OverviewWe are a...

About the JobAJ FOX COMPLIANCE is seeking an experienced AML and Conflicts Advisor to join their team in London. The successful candidate will have strong analytical and interpersonal skills, with a keen eye for detail and proficiency in Microsoft Office. Key responsibilities include assessing CDD information relative to new and existing clients/matters,...

About This RoleWe are seeking an experienced self-employed mortgage advisor to join our team. As a financial channel advisor, you will be responsible for providing high-quality advice to our clients, managing referrals, and developing strong relationships with our partners.Responsibilities:Providing expert mortgage advice to clients, utilizing our...

Job TitleFinancial Services Compliance AdvisorCompany OverviewNorthern Trust, a leading global financial institution, has been serving the world's most sophisticated clients for over 130 years. With a commitment to service, expertise, and integrity, we provide innovative financial services and guidance to individuals, families, and institutions.Job...

We're seeking a highly experienced Senior Governance and Compliance Advisor to join our team at AJ FOX COMPLIANCE. As a key member of our governance function, you'll play a critical role in ensuring our business operates with the highest standards of ethics and compliance.Your expertise in governance and compliance will be invaluable in helping us navigate...

Job SummaryAs a Financial Crime Compliance Manager, you will be responsible for providing financial crime-related expertise and advice to internal stakeholders at Compliance Professionals. You will implement compliance controls in accordance with the Financial Crime Compliance Monitoring Plan and maintain knowledge and awareness of key regulatory...

Compliance Professionals is a leading international banking group based in the City, looking for an experienced Financial Compliance Specialist to join their team on a contract basis.Job Description:The ideal candidate will have a strong background in administration and finance/accounting, with experience working in end-to-end payroll. Key responsibilities...

About the RoleThis is an exciting opportunity for a seasoned Financial Crime Compliance Specialist to join our dynamic team. The ideal candidate will have a strong background in financial crime prevention and control, with experience in implementing effective compliance controls and monitoring plans.

Job DescriptionAs a Financial Compliance Advisor - Markets, you will play a critical role in ensuring that our company's financial activities are compliant with all relevant laws and regulations. You will work closely with our market-facing teams to identify and mitigate potential compliance risks, and provide expert advice on financial regulation.This is an...

Job DescriptionWe are recruiting for a Level 4 Diploma qualified Regulatory Compliance Lead to join our T&C function at Synchronicity Financial Services. This role is responsible for the supervision of financial advisors and contributing to the progressive development of talent across the firm.About the RoleThis is an exciting opportunity for a seasoned...

A career as a Financial Advisor Senior at Aether Financial offers the opportunity to develop your skills and expertise in personal taxation and private client work.As a key member of the team, you will be responsible for:Preparation of accurate and timely tax returns;Delivery of high-quality tax advice to clients;Support to partners on project...

Job OverviewThe role of a Compliance Monitoring Specialist is to ensure that our company remains in compliance with all relevant regulations and laws. This involves reviewing and maintaining systems, providing advice to the business on regulatory matters, and identifying and escalating current regulatory issues.About the RoleThis position requires experience...

Compliance Professionals is looking for a highly motivated Market Surveillance Officer to assist us in maintaining a fair and transparent financial market.Job Description:Assisting with the annual market abuse risk assessment.Reviewing and reporting on market surveillance alerts and electronic communications to identify suspicious behaviour.You will work...

Job Title:Regulatory Compliance Officer Financial InstitutionJob Description:We are seeking a highly motivated Regulatory Compliance Officer to join our team at Compliance Professionals. The successful candidate will work closely with the senior management team to ensure that our financial institution maintains the highest standards of compliance and...

Senior Financial Advisor OpportunityWe are looking for a highly motivated and experienced Senior Financial Advisor to join our team in London. This is an exciting opportunity for a self-motivated individual with a passion for delivering excellent client service and driving business growth.The successful candidate will have 3 years of advising experience, be...

About the RoleWe are seeking an experienced Compliance & Money Laundering Reporting Officer to join our team at Compliance Professionals. As a member of our compliance department, you will play a critical role in ensuring that our company maintains its high standards of compliance and regulatory adherence.The ideal candidate will have a deep understanding of...

Fulfilling Career OpportunitiesWe are seeking ambitious and driven individuals to join our team at Quilter Financial Planning. As a leading financial services business, we offer a unique opportunity for advisors to work on both employed and self-employed basis.Our strong network of advisors spans across the UK, providing office and field-based roles for...

Leadership OpportunityJoin Compliance Professionals as the Head of Compliance and Legal, where you will lead our Compliance and AML teams and drive a culture of excellence within the firm. This is an excellent opportunity to leverage your expertise and experience to shape the future of our company.Main Duties:Develop and implement comprehensive policies and...

Job Title:Financial Compliance SpecialistAbout the Role:A leading Global Law Firm in London is seeking an experienced Financial Compliance Specialist to join their dynamic team.The successful candidate will help manage the firm's legal and regulatory obligations, as well as risks related to new clients and matters.An overview of key responsibilities...