Director of Financial Services Compliance

Job Description:Our client, a friendly and rapidly expanding mid-sized firm of Chartered Accountants, is looking for a Compliance Director - Financial Services to join their team. The role will involve managing all ICAEW requirements, ensuring internal processes and controls are in line with regulations, and overseeing Anti-Money Laundering reviews.The ideal...

Job TitleCompliance Director - Financial Crime SpecialistCompany OverviewOur client is a leading global investment management business with offices in the West End. We have been exclusively instructed to assist with their hire of a Compliance Director on a 13-month fixed-term contract.About the RoleThe Compliance Director will work within the region to...

The Compliance Professionals is seeking a seasoned Compliance Director to oversee regulatory affairs and ensure the firm's policies and procedures remain effective.Responsibilities:Maintain knowledge of FCA regulations and guidelines pertaining to FX/CFD trading and financial services.Serve as the primary point of contact for regulatory inquiries and...

Job TitleCompliance DirectorAbout the RoleWe are seeking a seasoned professional to spearhead our global compliance efforts as Compliance Director.Key ResponsibilitiesEstablish and maintain strategic relationships with regulatory bodies worldwide.Provide authoritative advisory coverage across all business desks globally, in collaboration with local...

About the RoleWe are seeking an experienced Financial Crime Compliance Director to join our team at SMBC. As a trusted partner for the long term, we aim to grow you professionally and personally.Be curious, expand your network, and explore how your skills and knowledge can transfer into different roles and areas of SMBC. Find the resources and support...

Job DescriptionA career opportunity has arisen for an experienced Compliance Officer to join our team at Compliance Professionals. The ideal candidate will have a strong background in financial services, preferably in investment and life protection.About the RoleWe are seeking a highly motivated individual to oversee the compliance function within our...

Job Title: Risk Consulting Director – Banking Credit/Market RiskJob Description:Our client, a global consultancy, seeks to hire a Risk & Compliance Director to drive forward growth for its expanding Financial Services Division. Duties will include;">Work with the leadership team to help define a sound business growth strategy for Risk & Compliance.">Ensure...

Job Title: Financial Services DirectorEstimated Salary: $120,000 - $180,000 per annum.We are seeking an experienced Financial Services Director to join our team at Bank of America in London. As a key member of our leadership team, you will be responsible for leading the Regional Information Security Office (International), Compliance and Operational Risk...

We are seeking an experienced Financial Services Director to lead our Risk & Compliance team. As a seasoned professional, you will be responsible for driving business growth and delivering high-quality results.The ideal candidate will have a strong background in Financial Risk and Compliance, with experience in managing consulting & transformation programs....

Job Summary: We are seeking a highly skilled Financial Services Compliance Officer to join our team at The Compliance Professionals. As a key member of the organization, you will be responsible for ensuring that our wealth management services meet the highest standards of compliance and risk management.About the Role:- You will conduct ongoing assessments of...

We are seeking an experienced Financial Services Compliance Director to join our team at Willow Resourcing, a leading recruitment agency specializing in financial services. As a Financial Services Compliance Director, you will be responsible for leading a small, high-performing team responsible for compliance advice and assurance activities.About the...

Job SummaryWe are seeking a highly skilled and experienced Compliance Officer to join our team at Compliance Professionals in London. The successful candidate will be responsible for ensuring that all regulatory requirements are met and maintained, while also providing administrative support to the legal department.Key Responsibilities:Writing minutes and...

At Compliance Wise, we are seeking an exceptional individual to lead our global Compliance function. The estimated salary for this role is $120,000 - $180,000 per year, depending on experience and qualifications. Located in London, UK, this position offers a unique opportunity to work with a leading international law firm and professional services...

Company Overview">HallMark Veterinary & Compliance Services is a leading provider of innovative solutions in the UK Agrifood sector, working closely with esteemed clients, including Defra, APHA, and prominent food producers.We strive to deliver exceptional value to our clients through our people, products, and services, making us a trusted partner in the...

Job Title: Compliance Specialist Energy SectorWe are seeking an experienced Compliance Specialist to join our team in the energy sector. This is an exciting opportunity for someone looking to take their career to the next level in a dynamic and rapidly evolving industry.Salary: £65,000 - £85,000 per annum (dependent on experience)Job Description:About the...

About the RoleThe ideal candidate will have extensive experience in Financial Risk and Compliance, with a proven track record of managing multiple consulting & transformation programs.Key responsibilities include identifying differentiated services and solutions, managing a team of consulting professionals, and establishing products & fintech partnerships.A...

Job SummaryWe are seeking a seasoned Compliance Director to drive our financial services operations with a focus on consumer voice. As a key member of our team, you will build relationships with authorities, payment schemes, and regulators to stay at the forefront of Financial Crime trends. You will oversee our UK Compliance team, working closely with...

Job DescriptionWe are seeking a highly skilled Compliance Director to lead our global operations and ensure we maintain the highest standards of regulatory compliance.About the RoleDevelop and implement effective global compliance strategies, ensuring alignment with relevant regulations and industry best practices.Manage and oversee our global regulatory...

Job TitleDirector of Financial ServicesAbout the RoleCer Financial Ltd seeks an experienced leader to drive our wealth management team in the City.Key Responsibilities:Develop business strategy with senior stakeholdersMaintain and expand wealth management portfolioCollaborate with cross-functional teams for business growthRequirements:Proven experience in...

Company Overview:Our client is a boutique financial services firm based in St Albans, seeking a Head of Risk and Compliance on a permanent basis. This role will be responsible for ensuring that the companies have the correct level of FCA regulatory oversight and that the procedures and monitoring activity adequately support the mandatory requirements...