Compliance Director for Global Operations
4 weeks ago
We are seeking a highly skilled Compliance Director to lead our global operations and ensure we maintain the highest standards of regulatory compliance.
About the Role
- Develop and implement effective global compliance strategies, ensuring alignment with relevant regulations and industry best practices.
- Manage and oversee our global regulatory relationships, maintaining strong partnerships with key stakeholders.
- Provide expert advisory services to our business desks globally, working closely with local Compliance Officers to drive compliance excellence.
- Oversight of global financial crime risk management, ensuring robust processes are in place to mitigate potential threats.
- Led by you, our Compliance Monitoring Programme will be executed effectively, identifying areas for improvement and implementing corrective actions.
- You will be responsible for overseeing our global compliance training programme, ensuring all staff receive comprehensive training on regulatory requirements and industry standards.
- Lead the submission (where applicable) of global regulatory returns, guaranteeing accuracy and timeliness.
- Maintain ownership of our overarching Compliance Risk Framework, facilitating effective risk management and reporting to senior management.
About You
- Demonstrated experience in broking/prime broking, with a deep understanding of FCA rules and regulation legislation.
- Prior experience holding CSMF 16/ SMF 17 (CF10/CF11) controlled functions is advantageous.
- A proven track record of managing global teams, driving results through effective leadership and collaboration.
What We Offer
In this role, you can expect a competitive salary of around £120,000 - £150,000 per annum, reflecting your extensive expertise and experience. Our company offers a dynamic work environment, opportunities for professional growth and development, and a collaborative culture that values teamwork and innovation. If you are passionate about compliance and eager to take on new challenges, please apply now.
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