Compliance Director

4 weeks ago


London, Greater London, United Kingdom Compliance Professionals Full time
Job Title

Compliance Director - Financial Crime Specialist

Company Overview

Our client is a leading global investment management business with offices in the West End. We have been exclusively instructed to assist with their hire of a Compliance Director on a 13-month fixed-term contract.

About the Role

The Compliance Director will work within the region to expand and develop the firm's financial crime programme. This will involve conducting due diligence of clients, counterparties, potential joint venture partners and other relevant constituents for purposes of general know-your-client, anti-money-laundering and anti-corruption requirements.

You will provide support and advice to the business and to compliance colleagues on all regulatory matters. This will include incorporating regulatory or corporate changes into guidance for the business and supporting the enforcement of all policies applicable to the business.

The successful candidate will protect the integrity and reputation of the Company and develop a positive compliance culture.

Key Responsibilities
  • Work within the region to expand and develop the firm's financial crime programme
  • Conduct due diligence of clients, counterparties, potential joint venture partners and other relevant constituents
  • Provide support and advice to the business and to compliance colleagues on all regulatory matters
  • Protect the integrity and reputation of the Company and develop a positive compliance culture
Requirements

We are looking for an experienced Compliance professional with a minimum of 7 years' experience working in a related capacity for a financial services company. You should have experience of European financial regulation and markets and a genuine interest in global compliance concerns.

You will have a proven ability to work effectively and commercially with business stakeholders whilst ensuring an effective compliance culture. Experience in real estate/alternative asset classes and/or private fund structures would be beneficial.

A good knowledge of relevant UK and European laws, familiarity with SEC requirements is advantageous.

Salary and Benefits

The salary for this role is £80,000 - £100,000 per annum, depending on experience. The package also includes a range of benefits including a generous pension scheme and annual bonus.


  • Compliance Director

    4 days ago


    London, Greater London, United Kingdom Compliance Professionals Full time

    Job TitleCompliance DirectorAbout the RoleWe are seeking a seasoned professional to spearhead our global compliance efforts as Compliance Director.Key ResponsibilitiesEstablish and maintain strategic relationships with regulatory bodies worldwide.Provide authoritative advisory coverage across all business desks globally, in collaboration with local...

  • Compliance Director

    7 days ago


    London, Greater London, United Kingdom Compliance Professionals Full time

    The Compliance Professionals is seeking a seasoned Compliance Director to oversee regulatory affairs and ensure the firm's policies and procedures remain effective.Responsibilities:Maintain knowledge of FCA regulations and guidelines pertaining to FX/CFD trading and financial services.Serve as the primary point of contact for regulatory inquiries and...

  • Compliance Director

    3 days ago


    London, Greater London, United Kingdom Compliance Professionals Full time

    We are seeking a seasoned professional to spearhead our compliance efforts as the Compliance Director at Compliance Professionals.Key Responsibilities:Stay up-to-date with all pertinent FCA regulations and guidelines related to FX/CFD trading and financial services.Serve as the primary point of contact for regulatory inquiries, examinations, and other...


  • London, Greater London, United Kingdom Compliance Recruitment Solutions Full time

    Job Title: Senior Compliance DirectorSalary Range: £100,000 - £130,000 per annumAbout the Role:This is an outstanding opportunity for an experienced Senior Compliance Director to join a leading Global Payments business in a key role at an exciting time of their growth and expansion.Key Responsibilities:Leading the Compliance monitoring programme and...


  • London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    Job Title: Regulatory Compliance DirectorWe are seeking an experienced Regulatory Compliance Director to join our risk and compliance team in London.This is a great opportunity for a skilled compliance professional to take on a leadership role and drive our regulatory compliance strategy forward.Develop and implement effective regulatory compliance policies...

  • Compliance Director

    7 days ago


    London, Greater London, United Kingdom Compliance Professionals Full time

    Job Title: Compliance Director - Control RoomThe estimated salary for this role is £130,000 per annum.About Us:We are Compliance Professionals looking to establish a control room in the UK.Job Overview:Build Control Room Team: Establish and lead the Control Room function, building a team from scratch.Policies and Procedures: Develop and implement robust...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    Job DescriptionWe are seeking a highly skilled Compliance Director to lead our global operations and ensure we maintain the highest standards of regulatory compliance.About the RoleDevelop and implement effective global compliance strategies, ensuring alignment with relevant regulations and industry best practices.Manage and oversee our global regulatory...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    The Role: We are seeking a seasoned professional to lead our global compliance efforts as the Global Head of Compliance. As a key member of our leadership team, you will be responsible for managing regulatory relationships, providing advisory coverage, and overseeing compliance risk globally.About the Job: The successful candidate will have demonstrated...

  • Compliance Director

    7 days ago


    London, Greater London, United Kingdom Compliance Recruitment Solutions Full time

    We are exclusively recruiting for a Compliance Director - Accountancy Firm to join our client's team. As a key member of the leadership team, you will oversee the development and implementation of their compliance strategy, ensuring that all regulatory requirements are met and risks are mitigated.You will work closely with operations to ensure that internal...

  • Compliance Lead

    7 days ago


    London, Greater London, United Kingdom Compliance Wise Full time

    At Compliance Wise, we are seeking an exceptional individual to lead our global Compliance function. The estimated salary for this role is $120,000 - $180,000 per year, depending on experience and qualifications. Located in London, UK, this position offers a unique opportunity to work with a leading international law firm and professional services...

  • Compliance Officer

    4 weeks ago


    London, Greater London, United Kingdom Compliance Professionals Full time

    Job SummaryWe are seeking a highly skilled and experienced Compliance Officer to join our team at Compliance Professionals in London. The successful candidate will be responsible for ensuring that all regulatory requirements are met and maintained, while also providing administrative support to the legal department.Key Responsibilities:Writing minutes and...


  • London, Greater London, United Kingdom Sovos Compliance Full time

    About Sovos ComplianceSovos Compliance is a leading provider of tax, compliance, and trust solutions that empower businesses to navigate the complexities of an increasingly regulated world. Our cloud-based software platform is designed to meet the demands of a rapidly evolving global regulatory landscape, providing unparalleled integration with business...

  • Compliance Director

    7 days ago


    London, Greater London, United Kingdom Compliance Recruitment Solutions Full time

    Job Description:Our client, a friendly and rapidly expanding mid-sized firm of Chartered Accountants, is looking for a Compliance Director - Financial Services to join their team. The role will involve managing all ICAEW requirements, ensuring internal processes and controls are in line with regulations, and overseeing Anti-Money Laundering reviews.The ideal...

  • Compliance Director

    4 weeks ago


    London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    Compliance Leader WantedAj Fox Compliance is seeking a seasoned professional with a passion for AML, regulatory compliance, and conflict management to lead their compliance strategy and team. This high-impact role covers all aspects of AML, sanctions, and regulatory compliance while driving innovation and best practices across the firm.Key responsibilities...


  • London, Greater London, United Kingdom Compliance Wise Full time

    This is an exciting opportunity for a seasoned compliance professional to lead our firm's global Compliance function at Compliance Wise.Lead the development and implementation of a comprehensive Compliance strategy.Ensure continued compliance with all legal and regulatory requirements.Promote a culture of compliance throughout the organization.Manage a team...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    Job OverviewOur client is a London-based broker and market maker, specialising in the trading of futures, options and other derivatives.We are seeking a skilled Compliance Legal Assistant to join our team. As a key member of our compliance department, you will be responsible for ensuring that all regulatory requirements are met. This includes writing...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    Job DescriptionWe are seeking a highly skilled Compliance Specialist Lead to join our team at Compliance Professionals. This is a permanent position based in St Albans.About the Role:Ensure the Compliance function has appropriate regulatory engagement, procedures and monitoring activity adequately support the mandatory requirements.Provide Compliance and AML...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    Company Overview:Our client is a boutique financial services firm based in St Albans, seeking a Head of Risk and Compliance on a permanent basis. This role will be responsible for ensuring that the companies have the correct level of FCA regulatory oversight and that the procedures and monitoring activity adequately support the mandatory requirements...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    Job DescriptionWe are seeking a highly organized and detail-oriented Compliance Legal Assistant to join our team. As a key member of our compliance department, you will be responsible for ensuring that all regulatory requirements are met. This includes writing minutes, preparing and proofreading documents, issuing letters to customers and business partners,...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    About Us:We are a world-leading specialist broker, providing expert advice and support to clients across various sectors. Our team is dedicated to delivering exceptional service and building long-term relationships with our clients.Job Description:The Global Head of Compliance will play a critical role in leading our compliance function, ensuring we meet...