London-Based Compliance Administrator
2 days ago
We are seeking a highly organized and detail-oriented Compliance Legal Assistant to join our team. As a key member of our compliance department, you will be responsible for ensuring that all regulatory requirements are met. This includes writing minutes, preparing and proofreading documents, issuing letters to customers and business partners, and maintaining and updating databases.
Responsibilities
- Writing minutes and circulating them to the Directors and other relevant staff
- Preparing and proofreading documents for execution
- Maintaining and updating databases
- Carrying out KYC checks and preparing and issuing account opening documents to new customers
- Ad hoc filings to Companies House (e.g. new director appointments)
Requirements
- Previous experience of working within a legal/compliance department is preferred
- Experience in a financial services firm in a paralegal capacity would be of particular interest
- Financial services (Regulated environment) experience would be advantageous
- Passion for legal/regulatory work and eager to learn from others and independently
- Co-operative nature and able to work both within the team and without supervision
Salary Range: £45,000 - £65,000 per annum based on experience.
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