Legal Compliance Professional Financial Services

Job OverviewCompliance Professionals is seeking a highly experienced Head of Compliance and Legal to lead our Compliance and AML teams. As the SMF 16 and SMF 17, you will drive a culture of accountability and excellence within the firm.Key Responsibilities:Liaise with regulatory bodies to ensure compliance with all relevant laws and regulations.Oversee the...

We are seeking an exceptional Chief Compliance Professional to lead our global Compliance function at Compliance Wise. The estimated salary for this role is $140,000 - $200,000 per year, depending on experience and qualifications. Located in London, UK, this position offers a unique opportunity to work with a leading international law firm and professional...

Key Responsibilities:Develop and maintain legal corporate documentation for our client's futures, options, and derivatives business.Collaborate on policy and procedure documentation to ensure compliance with legislation and regulations.Provide exceptional internal and external query handling on legal documentation.Conduct research on legal and regulatory...

Compliance ProfessionalsOur client is a well-regarded broker and market maker specializing in futures, options, and other derivatives.We are seeking an experienced professional to join our team as a Financial Services Lawyer.Job DescriptionProvide legal corporate documentation to support the company's operations.Develop and maintain policy and procedure...

Job DescriptionA career opportunity has arisen for an experienced Compliance Officer to join our team at Compliance Professionals. The ideal candidate will have a strong background in financial services, preferably in investment and life protection.About the RoleWe are seeking a highly motivated individual to oversee the compliance function within our...

CER Financial, a leading international bank based in the City of London, is looking for a skilled Financial Crime Compliance Professional to join their team.The successful candidate will have excellent knowledge of UK regulations and industry standard tools, with a minimum of 1 year's experience in a Compliance function within banking.Salary: Up to £35,000...

At Compliance Wise, we are seeking an exceptional individual to lead our global Compliance function. The estimated salary for this role is $120,000 - $180,000 per year, depending on experience and qualifications. Located in London, UK, this position offers a unique opportunity to work with a leading international law firm and professional services...

Job Description:Provide legal advice and guidance across a wide range of legal mattersContribute to the compliance team and work closely with themExperience in pension regulation and legal matters, including defined contributions and family law aspects of UK pensionsThis is an excellent opportunity for a senior lawyer looking to expand their expertise in the...

This is an exciting opportunity for a seasoned compliance professional to lead our firm's global Compliance function at Compliance Wise.Lead the development and implementation of a comprehensive Compliance strategy.Ensure continued compliance with all legal and regulatory requirements.Promote a culture of compliance throughout the organization.Manage a team...

Job SummaryWe are seeking a highly skilled and experienced Compliance Officer to join our team at Compliance Professionals in London. The successful candidate will be responsible for ensuring that all regulatory requirements are met and maintained, while also providing administrative support to the legal department.Key Responsibilities:Writing minutes and...

Compliance ProfessionalsOur client is a leading broker and market maker in the financial services industry, specializing in futures, options, and other derivatives.We are looking for a highly skilled Regulatory Compliance Specialist to join our team.Job ResponsibilitiesPrepare and maintain accurate and up-to-date legal corporate documentation.Develop and...

Job Title: Senior Compliance ProfessionalEstimated Salary: £60,000 - £80,000 per annumCompany Overview:Astral Legal has partnered with a leading Global Insurer to recruit a Senior Compliance Professional. The company is committed to delivering high-quality compliance services and support.Job Description:The Senior Compliance Professional will play a key...

About this OpportunityBeacon Legal is seeking a Regulatory Affairs Associate to join our London office.This is an exciting opportunity for a qualified professional to develop their expertise in financial regulation matters and work closely with market-leading Partners.The successful candidate will have a minimum of 3 years PQE and be admitted in England &...

About the RoleBeacon Legal is seeking a skilled Financial Services Compliance Specialist to join our London office.This is an excellent opportunity for a qualified professional to develop their expertise in financial regulation matters and work closely with market-leading Partners.The successful candidate will have a minimum of 3 years PQE and be admitted in...

We are looking for an experienced Banking Compliance Professional to join our team at Compliance Professionals. The ideal candidate will have a strong background in financial crime and regulatory compliance.Key Responsibilities:Develop and implement effective control frameworks to prevent or detect financial crime.Collaborate with colleagues to review and...

About the RoleWe are seeking a highly skilled Compliance Documentation Coordinator to join our team at Compliance Professionals.Job SummaryThis is an exciting opportunity to work in a dynamic and growing industry, with a focus on regulatory compliance.Key ResponsibilitiesPrepare and maintain accurate and comprehensive legal documentation.Develop and...

As a Graduate Compliance Analyst at Page Personnel Sales, you will be working with a reputable provider of financial and professional services, operating globally and servicing an international client base.Key ResponsibilitiesEnsuring regulatory compliance by adhering to legal requirements and internal policies.Preparing regulatory reports and compliance...

Job Description:We are seeking a highly skilled Compliance & Regulatory Risk Professional to join our team at Fire Financial Services Limited.This role will be based in London and will work closely with the Risk and Compliance Officer for our Irish company, servicing our UK customers and maintaining primary control functions for the company.The estimated...

Job Title: Head of Financial ServicesWe are seeking a highly experienced Head of Financial Services to join our team at Legal Southwest. As a key member of the leadership team, you will be responsible for delivering financial excellence and driving business growth.The ideal candidate will have a strong background in finance, with a minimum of 6 years of...

Job DescriptionAt Compliance Professionals, we are seeking a dedicated Legal Department Assistant to support our team in London. The successful candidate will provide administrative support to the legal department and assist with compliance-related tasks.Key Tasks:Write minutes and distribute them to relevant staff members.Submit ad hoc filings to Companies...