Compliance Training Specialist

2 hours ago


London, Greater London, United Kingdom Compliance Professionals Full time
Job Title: Wealth Management Risk Advisor

About the Role:
The Compliance Professionals are seeking a skilled and experienced Wealth Management Risk Advisor to join their team. As a key member of the organization, you will play a vital role in ensuring the highest standards of compliance and risk management across all aspects of wealth management services.

Key Responsibilities:
- Conduct ongoing assessments of adviser competence in line with the Training & Competence requirements, typically twice per year, and ensure that the level and frequency of supervision touch points reflect the level of risk identified.
- Provide clear, timely, and constructive feedback of assessments and risks and propose areas of deep-dive focus, based on data and MI produced in your role to the Compliance team.
- Liaise with the Compliance team to ensure effective communication of training and competence across the business.
- Identify learning gaps and design training, recovery, and improvement plans as appropriate.

Requirements:
- Must have Training and Competency & Consumer Duty experience.

What We Offer:
- Estimated salary: £45,000 - £55,000 per annum.
- Opportunities for professional growth and development within a dynamic and innovative organization.
- Collaborative and supportive work environment.

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