Regulatory Compliance Specialist

4 days ago


London, Greater London, United Kingdom Compliance Professionals Full time
Job Description

Compliance Professionals is seeking a highly skilled Regulatory Compliance Specialist to join our team.

About the Role

This exciting opportunity allows you to utilize your expertise in regulatory compliance to provide comprehensive advice on requirements and interpret complex regulatory changes. You will work closely with key stakeholders, ensuring appropriate regulatory advice is provided, and support the development of a robust compliance framework.

About Us

We are an international financial services company focusing on wholesale and corporate banking activities. Our mission is to deliver exceptional service and innovative solutions to our clients.

Key Responsibilities
  • Provide comprehensive advice on regulatory requirements and interpret complex changes
  • Work closely with key stakeholders to ensure appropriate regulatory advice is provided
  • Support the development and implementation of a robust compliance framework
  • Assist in developing and implementing policies and procedures
  • Investigate and report regulatory breaches, and initiate remedial action as required
Requirements

To be successful in this role, you will need:

  • Strong experience demonstrating a solid understanding of the UK regulatory regime
  • MiFID experience is key, with wider UK regulatory knowledge also important
  • Ability to interpret regulatory requirements and provide relevant stakeholders with advice on implementation
  • Good understanding of current and anticipated UK Regulatory requirements and supervisory expectations
  • Strong project management and stakeholder management skills
Salary Information

The estimated salary for this role is between £60,000 - £80,000 per annum, depending on experience.



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