Regulatory Compliance Specialist

AJ FOX COMPLIANCE is seeking a talented Regulatory Compliance Specialist to join our team in London. This is a hybrid role that offers the opportunity to work with a small team of compliance professionals. As a Regulatory Compliance Specialist, you will be responsible for drafting, monitoring, and advising on compliance policies and procedures. You will also...

Job OverviewWe are seeking a seasoned Regulatory Compliance Specialist to join our team at Compliance Professionals. As an expert in regulatory compliance, you will be responsible for driving oversight through testing and monitoring programs. This includes identifying areas for enhancements of systems and controls operated by the firm, and supporting the...

Job Title: Regulatory Compliance SpecialistA prestigious institutional commodities broker seeks a highly skilled Regulatory Compliance Specialist to join their team in Central city location. This specialist will play a critical role in supporting the delivery of annual compliance programs and responding to external compliance requests.The ideal candidate...

Compliance ProfessionalsOur client is a leading broker and market maker in the financial services industry, specializing in futures, options, and other derivatives.We are looking for a highly skilled Regulatory Compliance Specialist to join our team.Job ResponsibilitiesPrepare and maintain accurate and up-to-date legal corporate documentation.Develop and...

We are seeking a qualified Regulatory Compliance Specialist to join our boutique city law firm in London.As a key member of our compliance team, you will work closely with our senior compliance lawyer and the head of risk who is also our Data Protection Officer (DPO). Your primary responsibilities will include:Drafting, monitoring, and advising on compliance...

AJ Fox Compliance seeks a highly skilled Regulatory Compliance Specialist to join their team in London. As a key member of the compliance department, you will be responsible for managing the firm's legal and regulatory obligations, including risks related to new clients/matters.The ideal candidate will have previous experience working as an AML & conflicts...

Job DescriptionWe are seeking a highly skilled Compliance Officer to join our team at Compliance Professionals.About the RoleThis is an excellent opportunity for a seasoned compliance professional to take on a key role in ensuring that our marketing and distribution activities are compliant with regulatory requirements.Key ResponsibilitiesReview and approve...

Job Overview: As the Global Head of Compliance, you will play a critical role in ensuring our company's compliance with regulatory requirements. You will be responsible for managing global regulatory relationships, providing advisory coverage, and overseeing compliance risk globally.About the Position: We are looking for a seasoned professional with...

About Our TeamWe are a boutique wholesale bank dedicated to delivering exceptional services to our clients. As a Junior Compliance Officer, you will play a vital role in ensuring our compliance with regulatory requirements and internal policies.The RoleYou will be responsible for:Supporting Compliance Efforts: Working closely with the team to monitor and...

AJ FOX COMPLIANCE is seeking a highly experienced Regulatory Compliance Specialist to join their Risk & Compliance team in London.The ideal candidate has background experience in law firm regulation, complaints handling or commercial contracts.Responsibilities include supporting colleagues in claims handling, liaising with stakeholders regarding risk-related...

Job DescriptionWe are seeking a skilled Regulatory Compliance Specialist to join our team at AJ Fox Compliance in London. This role will oversee the central onboarding process alongside client and matter-opening procedures. You will be responsible for providing a high-quality service to internal and external clients.The ideal candidate will have prior...

Job DescriptionAs a Regulatory Affairs Manager at Prinova Europe, you will oversee regulatory strategy for the organisation, providing leadership and guidance to the business on regulatory matters for food, feed and personal care activity in the UK and other markets where Prinova Europe and Prinova Solutions Europe operates.This role involves ensuring...

About AJ FOX COMPLIANCEAJ FOX COMPLIANCE is a leading international law firm in London seeking an experienced AML Regulatory Compliance Specialist to join our team. This role plays a critical part in ensuring compliance with Anti-Money Laundering (AML) regulations and financial crime policies across the organization.The ideal candidate will have a proven...

Job OverviewWe are recruiting for a Compliance Executive to join our team at Compliance Professionals. The successful candidate will have a strong background in compliance monitoring and reporting, with experience in reviewing marketing and financial promotions.The ideal candidate will be responsible for overseeing breaches, errors, and complaints, as well...

Job OverviewOur client is a London-based broker and market maker, specialising in the trading of futures, options and other derivatives.We are seeking a skilled Compliance Legal Assistant to join our team. As a key member of our compliance department, you will be responsible for ensuring that all regulatory requirements are met. This includes writing...

Job SummaryAJ Fox Compliance is seeking a highly skilled Risk Management Specialist to join our team. As a key member of our team, you'll provide expert guidance on regulatory and risk issues, collaborating with senior leadership and various departments to ensure compliance with all relevant legal, regulatory, and professional standards.The estimated annual...

About the Role:We are seeking a skilled Compliance Officer to join our team at Compliance Professionals. As a key member of our compliance department, you will be responsible for ensuring that our marketing and distribution activities comply with regulatory requirements.Job Description:Review and Approve Financial Promotions: You will review and approve...

Job OverviewWe are looking for a highly skilled and experienced Head of Compliance to lead our regulatory compliance efforts. The successful candidate will have a strong background in FCA regulations and experience working in a CFD brokerage firm.Key DutiesOversee and maintain our policies and procedures to ensure they remain effective and compliant.Develop...

About the RoleThis Compliance VP position offers a unique blend of regulatory expertise and business acumen. You will be responsible for maintaining policies, procedures, systems, and controls governing IPO and divestment activities.You will oversee compliance with beneficial ownership and other trade reporting rules, preparing and submitting filings with...

About the RoleWe are seeking an experienced Regulatory Compliance Officer to join our team at Compliance Professionals. This is a fantastic opportunity for a skilled professional to take their career to the next level.Job DescriptionIn this role, you will play a crucial part in ensuring that our company adheres to regulatory requirements. You will provide...