Regulatory Compliance Officer

4 days ago


London, Greater London, United Kingdom Compliance Professionals Full time
About the Role

We are seeking an experienced Regulatory Compliance Officer to join our team at Compliance Professionals. This is a fantastic opportunity for a skilled professional to take their career to the next level.

Job Description

In this role, you will play a crucial part in ensuring that our company adheres to regulatory requirements. You will provide expert guidance on UK compliance matters and support the Head of Compliance in day-to-day operations within the compliance function.

You will be responsible for developing our firm's compliance monitoring framework and delivering the monitoring programme. Additionally, you will assist in the development, maintenance, and delivery of compliance-related materials, including policies, procedures, and manuals.

Your responsibilities will also include conducting transaction monitoring and surveillance, as well as advising business stakeholders on compliance-related matters and conduct standards.

Furthermore, you will assist with regulatory horizon scanning, interpreting regulations, and implementing necessary changes.



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