Regulatory Compliance Manager

7 hours ago


London, Greater London, United Kingdom Compliance Professionals Full time
Job Overview

As a Compliance & Money Laundering Reporting Officer at Compliance Professionals, you will be responsible for overseeing and maintaining the company's compliance framework. This includes developing and implementing policies and procedures to prevent money laundering and other financial crimes.

The ideal candidate will have extensive knowledge of relevant UK regulatory and compliance requirements, as well as experience in an FS brokerage firm operating as an SMF16/17. Proven leadership and people management skills are also essential, with the ability to develop and motivate a highly skilled compliance team.

A key aspect of this role is to provide subject matter expertise to the business, ensuring that all regulatory requirements are met. The individual will also be responsible for chairing the Compliance and Conduct Committee, evaluating and challenging company performance and business practices against industry standards.

We estimate the salary for this position to be £70,000 - £90,000 per annum, depending on experience. If you are committed to regulatory excellence and have the necessary skills and qualifications, we invite you to apply for this challenging and rewarding role.



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