Financial Markets Compliance Specialist

RCQ Associates - Financial Markets Specialists is seeking a skilled Financial Markets Specialist to join their team on a part-time basis. The ideal candidate will have a deep understanding of financial markets, asset classes, and investment strategies.Key Responsibilities:Develop and implement customized investment strategies, optimizing both strategic and...

RCQ Associates - Financial Markets Specialists is seeking a highly skilled Financial Markets Specialist to join their team on a part-time, contract basis. The successful candidate will work 3 days a week for a 6-month period, focusing on Venture Capital, Private Equity, and Private Credit funds.Key Responsibilities:Portfolio Strategy and Asset Allocation:...

Compliance Professionals is looking for a highly motivated Market Surveillance Officer to assist us in maintaining a fair and transparent financial market.Job Description:Assisting with the annual market abuse risk assessment.Reviewing and reporting on market surveillance alerts and electronic communications to identify suspicious behaviour.You will work...

As a key member of Compliance Professionals, you will be responsible for monitoring and closing market surveillance alerts and electronic communications to identify suspicious behaviour. Your role will also involve calibration and tailoring of monitoring systems to ensure that alerts are generated optimally.Responsibilities:Monitoring and closing of market...

Job Title: Compliance Director - Financial Crime SpecialistJob Summary:We are seeking a highly skilled Compliance Director to join our team at Compliance Professionals. The successful candidate will be responsible for expanding and developing our financial crime programme within the region.Key Responsibilities:Work within the region to expand and develop the...

Financial Crime Compliance SpecialistWe are seeking a highly skilled Financial Crime Compliance Specialist to join our team at Compliance Professionals. The successful candidate will be responsible for performing compliance controls on the activity of the Company according to the Company's Financial Crime CMP.Key Responsibilities:Implement and update the...

Job TitleCompliance Director - Financial Crime SpecialistCompany OverviewOur client is a leading global investment management business with offices in the West End. We have been exclusively instructed to assist with their hire of a Compliance Director on a 13-month fixed-term contract.About the RoleThe Compliance Director will work within the region to...

About the Role:Compliance Professionals seeks a skilled Compliance Officer - Financial Markets to join our team. The ideal candidate will have experience in a trade monitoring/trade surveillance function in a trading, brokerage, gambling or banking environment.Key Responsibilities:Develop and implement daily alert review and escalation processes for MAR...

About the Role:We are seeking a highly skilled Compliance Officer - Financial Promotions to join our team. The ideal candidate will have a strong background in generalist compliance and experience working in the financial services sector. A financial services background is essential, with asset management exposure being a plus.Key Responsibilities:Monitoring...

**Company Overview:**InterQuest Financial Markets, a leading global player in the financial sector, is seeking an experienced EMEA Payroll Manager to join their team in Central London. This role offers a competitive salary, bonus, and car allowance, as well as industry-leading benefits.

RCQ Associates - Financial Markets Specialists is a leading credit rating agency looking to grow its Fund Finance team in London.The ideal candidate will have a background in Structured Finance, Fund Finance, Leveraged Finance, Project Finance, or Infrastructure Finance with strong experience in financial modelling and excellent analytical skills.A salary of...

About the Role:We are seeking an experienced IT Compliance Specialist to join our Information Security team. The successful candidate will support the IT Compliance Manager in delivering a best practice IT General Control Framework, ensuring continual improvements in support of Audit and Risk management.Key Responsibilities:Collaborate with the IT Audit &...

Job DescriptionWe are expanding our team at RCQ Associates - Financial Markets Specialists in Canary Wharf, seeking a Senior Capital Markets Data Specialist to join us. This role is focused on assisting clients with their reporting obligations in the capital markets.This position offers clear progression opportunities and a healthy working environment. A...

Compliance Manager - Financial Crime Prevention SpecialistOur client, a multinational Corporate and Retail banking company, is seeking a Compliance Manager - Financial Crime Prevention Specialist to join their team on a permanent basis.To possess a thorough understanding of financial crime regulatory rules, anti-money laundering and terrorist financing...

Financial Crime Compliance ProfessionalOur client, a prominent banking firm with a strong global presence in wholesale and capital markets, is seeking an experienced Compliance Professional to join their team.As a key member of the compliance department, you will play a crucial role in ensuring the bank's adherence to financial crime regulations and...

Statutory Reporting and Audit LeadershipWe're seeking a seasoned Group Audit and Reporting Manager to oversee the delivery of consolidated and standalone financial statements under IFRS and Local GAAP for our group entities.As a Senior Financial Reporting Specialist, you will lead audit queries and coordinate group audits within tight timeframes, ensuring...

Compliance Officer Financial PromotionsOur client is a global asset manager, providing investment advice to institutional and individual investors around the world.Monitoring investment guidelines for UCITS funds/segregated mandates using the Charles River system, including reviews of investment guidelines/restrictions for new accounts/products.Liaising with...

About the RoleWe are seeking a skilled Regulatory Compliance Specialist to join our team at Compliance Professionals.Job SummaryThe ideal candidate will have at least 5 years' experience in Compliance or Operations within financial services, preferably fund management and/or discretionary management environment. Strong appreciation of Compliance and...

Britannia Global Markets Limited is a leading provider of bespoke financial services to a diverse client base. With over 120 years of banking tradition, the company is headquartered in the City of London and maintains offices in major financial centers worldwide. Role OverviewThe LME Broker will be responsible for executing trades, managing client...

Bloomberg L.P. is a leading financial news and information company that requires a highly skilled Compliance Specialist for its EMEA region.Job SummaryWe are seeking an experienced Compliance Specialist to join our team in London, United Kingdom. The ideal candidate will have expertise in indices and benchmarks, regulatory compliance, and risk management.The...