Compliance Specialist
4 days ago
We are seeking a Compliance Specialist to join our team of Compliance Professionals. As a key member of our team, you will play a crucial role in ensuring the firm's compliance with regulatory requirements.
Job DescriptionIn this role, you will be responsible for assisting in the development and annual planning of the Compliance Monitoring Plan. You will also scope and plan all assigned reviews, execute monitoring reviews, document testing clearly and concisely, communicate findings, agree issues and actions with stakeholders, provide day-to-day support across the team, supervise the team, and work collaboratively on tasks with other members of the team.
$80,000 - $100,000 per annum is the estimated salary range for this position, based on industry standards and market conditions.
Required Skills and Qualifications- Monitoring and/or Audit experience;
- Good knowledge of financial services ideally from a banking environment;
- Strong understanding of risks and controls;
- Excellent stakeholder and people management skills;
We offer a competitive benefits package, including health insurance, retirement savings plan, and paid time off.
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