Wealth Management Risk Advisor
1 day ago
Wealth Management Risk Advisor
About Us:
The Compliance Professionals is a UK-based firm providing top-quality wealth management services to retail and professional clients. Our goal is to deliver exceptional client experiences while maintaining the highest standards of compliance and risk management.
Your Role:
You will be responsible for ensuring that our advisers meet the necessary competency requirements, conducting regular assessments, and providing constructive feedback. You will also identify learning gaps and design training plans to address them.
Responsibilities:
- Conduct regular assessments of adviser competence in line with the Training & Competence requirements.
- Provide clear and timely feedback to the Compliance team on assessment results and proposed areas of deep-dive focus.
- Liaise with the Compliance team to ensure effective communication of training and competence across the business.
- Design and implement training plans to address learning gaps identified during assessments.
Requirements:
- Proven experience in Training and Competency & Consumer Duty.
What We Offer:
- Estimated salary: £50,000 - £60,000 per annum.
- Opportunities for career advancement in a growing organization.
- Collaborative work environment.
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