Conduct and Compliance Officer

Established in London, AJ FOX COMPLIANCE is a forward-thinking law firm seeking an experienced Conduct and Compliance Specialist to join their dedicated Risk & Compliance team.The ideal candidate will have background experience in law firm regulation, complaints handling or commercial contracts. Key responsibilities include:Providing expert support to...

Job OverviewWe are a boutique wholesale bank seeking a Junior Compliance Officer to join our team. This is a 5-day office-based role, providing an excellent opportunity to work with a dynamic and experienced team.About the RoleThis role will support the monitoring and assessment of compliance with regulatory requirements and internal policies. Key...

About the RoleWe are seeking an experienced Regulatory Compliance Officer to join our team at Compliance Professionals. This is a fantastic opportunity for a skilled professional to take their career to the next level.Job DescriptionIn this role, you will play a crucial part in ensuring that our company adheres to regulatory requirements. You will provide...

Join Our TeamTokio Marine HCC is seeking a highly motivated and experienced professional to join our team as a Conduct Risk Senior Associate. In this role, you will assist in managing the Conduct Risk elements of our International Compliance function, ensuring it meets company and regulatory expectations.Key ResponsibilitiesThe successful candidate will be...

About the JobThe Compliance Professionals are seeking an experienced Compliance & Money Laundering Reporting Officer to join their team. As a key member of the Compliance and Conduct Committee, you will be responsible for developing and maintaining a robust compliance framework, interpreting regulatory changes, and providing subject matter expertise to the...

About the RoleWe are seeking a qualified Compliance Officer - Conduct Risk to join our team in London. As a key member of our Independent Compliance Risk Management (ICRM) department, you will play a critical role in ensuring compliance with laws, regulations, and industry standards.Key ResponsibilitiesEstablish internal strategies, policies, procedures,...

Job DescriptionWe are seeking an experienced Compliance & Money Laundering Reporting Officer to join our team on a permanent basis. As a key member of our compliance team, you will be responsible for developing and maintaining a robust compliance framework, managing relationships with regulators, and chairing the Compliance and Conduct Committee.

Job SummaryWe are seeking a highly skilled Compliance Officer to join our Regulatory Compliance team at Iwoca. As a key member of the team, you'll play a critical role in ensuring that we understand and adhere to regulatory standards and industry best practices, particularly those set by the Lending Standards Board (LSB).About UsIwoca is a leading Fintech...

Data Protection Compliance OfficerWe are looking for a skilled Data Protection Compliance Officer to join our team at the Financial Conduct Authority. As a Data Protection Compliance Officer, you will play a vital role in ensuring the organisation's compliance with data protection legislation.Salary: This position offers a salary ranging from £52,200 -...

Job Description:The role of a Compliance Analyst at our company involves ensuring that our operations are in line with regulatory requirements and industry standards. As a key member of our team, you will be responsible for implementing and maintaining effective compliance processes to mitigate risks and ensure operational efficiency.Key Responsibilities:•...

Job DescriptionThe role of a Compliance & Money Laundering Reporting Officer at Compliance Professionals is to oversee and maintain the company's compliance framework, ensuring that all regulatory requirements are met. This includes developing and implementing policies and procedures to prevent money laundering and other financial crimes.This position...

Compliance Professionals is looking for a highly motivated Market Surveillance Officer to assist us in maintaining a fair and transparent financial market.Job Description:Assisting with the annual market abuse risk assessment.Reviewing and reporting on market surveillance alerts and electronic communications to identify suspicious behaviour.You will work...

Join Our Team as a Financial Conduct Authority Compliance OfficerIntec Select is a global financial services organisation seeking an experienced Financial Conduct Authority Compliance Officer to oversee the organization's compliance with FCA regulations and other relevant frameworks.Responsibilities:Conduct periodic reviews and updates of company policies...

Job DescriptionThe AML Compliance Officer will be responsible for performing conflict searches, resolving issues, and escalating where necessary. This includes identifying and verifying new clients, assessing Anti-Money Laundering (AML), sanctions, and Customer Due Diligence (CDD) requirements.You will conduct screenings of Politically Exposed Persons...

Role Overview:We are looking for a highly skilled Compliance Officer - AML to join our team at AJ FOX COMPLIANCE. As an experienced professional in Anti-Money Laundering, you will be responsible for managing the firm's legal and regulatory obligations.Your key responsibilities will include performing conflict searches, resolving issues, and escalating where...

We are seeking a highly skilled Financial Conduct Expert to join our team and help us ensure that our firm remains compliant with all relevant FCA regulations.About the role:You will be responsible for developing and implementing compliance policies, procedures, and controls to mitigate regulatory risks.You will work closely with the global compliance...

Job Summary: We are seeking a highly skilled Financial Services Compliance Officer to join our team at The Compliance Professionals. As a key member of the organization, you will be responsible for ensuring that our wealth management services meet the highest standards of compliance and risk management.About the Role:- You will conduct ongoing assessments of...

About YouLend LimitedJoin Our TeamWe are looking for a talented Compliance Conduct Officer to join our team in Central London. As a key member of our Compliance function, you will play a critical role in implementing an effective Compliance Monitoring and Testing Programme.Key ResponsibilitiesThis includes providing oversight of policies, frameworks, tools,...

Iwoca is a leading fintech company in Europe, and we're looking for a highly skilled Compliance Officer - Conduct Risk Specialist to join our team. The successful candidate will be responsible for managing conduct risk within our organization, ensuring we understand and adhere to regulatory standards and industry best practices.About the CompanyFast,...

Job Title: Financial Conduct Authority AdvisorEstimated Salary: £65,000 - £85,000 per annum.About the Role:We are seeking a highly experienced Financial Conduct Authority Advisor to join our team at Compliance Professionals. As a key member of our compliance department, you will be responsible for providing advice on regulatory matters related to our...