Conduct and Compliance Specialist

About the JobThe Compliance Professionals are seeking an experienced Compliance & Money Laundering Reporting Officer to join their team. As a key member of the Compliance and Conduct Committee, you will be responsible for developing and maintaining a robust compliance framework, interpreting regulatory changes, and providing subject matter expertise to the...

We're looking for an exceptional Regulatory Conduct Compliance Specialist to join our team at iwoca Ltd. This role is crucial in ensuring that our company adheres to regulatory standards and industry best practices, particularly those set by the Lending Standards Board (LSB).As a Regulatory Conduct Compliance Specialist, you will be responsible for...

Job OverviewWe are seeking a highly skilled AML Compliance Specialist to join our team at Compliance Professionals. The ideal candidate will have prior experience working with HMRC AML/compliance requirements for the Estate Agency Businesses.The successful applicant will be responsible for conducting in-depth investigations, dealing with adverse media...

**About Us**Compliance Professionals is a rapidly growing electronic brokerage firm based in the City.Job Description:We are looking for a skilled Aircraft Compliance Specialist to join our team based in London. As an Aircraft Compliance Specialist, you will be responsible for driving compliance oversight through the testing and monitoring programme.The...

Job OverviewWe're seeking a highly skilled Regulatory Conduct Compliance Specialist to join our team at Iwoca. This role is critical in ensuring we understand and adhere to regulatory standards and industry best practices, particularly those set by the Lending Standards Board (LSB).As a key member of our compliance team, you will work closely with senior...

Job OverviewWe are seeking a seasoned Regulatory Compliance Specialist to join our team at Compliance Professionals. As an expert in regulatory compliance, you will be responsible for driving oversight through testing and monitoring programs. This includes identifying areas for enhancements of systems and controls operated by the firm, and supporting the...

We are seeking a highly skilled Financial Conduct Expert to join our team and help us ensure that our firm remains compliant with all relevant FCA regulations.About the role:You will be responsible for developing and implementing compliance policies, procedures, and controls to mitigate regulatory risks.You will work closely with the global compliance...

Job OverviewCareer opportunities have arisen for a Compliance Governance Specialist to join our team at Compliance Professionals. Based in London, this role will suit an individual with experience in Public Markets.About the RoleThis is a senior leadership position that requires the successful candidate to maintain policies and procedures governing IPO and...

AJ FOX COMPLIANCE is seeking an experienced Compliance Specialist to join their team in London. This role involves developing and implementing policies, processes, and systems to ensure compliance with AML regulations and financial crime laws.We offer a competitive salary of £70,000 - £90,000 per annum, dependent on experience.Key responsibilities:Develop...

Compliance ProfessionalsOur client is a leading broker and market maker in the financial services industry, specializing in futures, options, and other derivatives.We are looking for a highly skilled Regulatory Compliance Specialist to join our team.Job ResponsibilitiesPrepare and maintain accurate and up-to-date legal corporate documentation.Develop and...

Key ResponsibilitiesThe Conduct Risk Specialist will be responsible for working within the Conduct and Complaints team in London, reporting to the Head of Conduct and Complaints.The role involves managing risk and ensuring compliance with regulatory requirements, particularly in relation to consumer duty and product governance (PROD 4).The ideal candidate...

Compliance ManagerThe Compliance Professionals are seeking a highly skilled Regulatory Compliance Specialist to join their London-based compliance team. This is a challenging and rewarding role that requires strong knowledge of regulatory requirements and compliance best practices.About the Role:This position plays a crucial role in ensuring adherence to...

Job Title: Compliance ManagerWe are an international market maker specialising in FX and commodities, providing liquidity across various exchanges and trading platforms. Our London-based compliance team is expanding, and we are seeking a highly skilled Compliance Manager to join us.Key Responsibilities:Ensure adherence to regulatory requirements and provide...

Job Title: Financial Conduct Authority AdvisorEstimated Salary: £65,000 - £85,000 per annum.About the Role:We are seeking a highly experienced Financial Conduct Authority Advisor to join our team at Compliance Professionals. As a key member of our compliance department, you will be responsible for providing advice on regulatory matters related to our...

Iwoca is a leading fintech company in Europe, and we're looking for a highly skilled Compliance Officer - Conduct Risk Specialist to join our team. The successful candidate will be responsible for managing conduct risk within our organization, ensuring we understand and adhere to regulatory standards and industry best practices.About the CompanyFast,...

Job DetailsWe are seeking an experienced Compliance and Conduct Specialist - Financial Services to join our team in the UK.The ideal candidate will have significant relevant experience in financial services regulation and compliance, with knowledge of at least three key areas including consumer duty/conduct risk, market conduct, product governance,...

AJ Fox Compliance seeks a highly skilled Regulatory Compliance Specialist to join their team in London. As a key member of the compliance department, you will be responsible for managing the firm's legal and regulatory obligations, including risks related to new clients/matters.The ideal candidate will have previous experience working as an AML & conflicts...

We are seeking a qualified Regulatory Compliance Specialist to join our boutique city law firm in London.As a key member of our compliance team, you will work closely with our senior compliance lawyer and the head of risk who is also our Data Protection Officer (DPO). Your primary responsibilities will include:Drafting, monitoring, and advising on compliance...

**About Compliance Professionals**We are a reputable brokerage firm based in the City, seeking a highly skilled Financial Markets Compliance Specialist to join our team on an FTC basis.**Estimated Salary:** £60,000 - £80,000 per annum, depending on experience**Job Description:**Key ResponsibilitiesMonitor and address market surveillance alerts and...

Key ResponsibilitiesAs a Regulatory Conduct Compliance Specialist at Iwoca, your key responsibilities will include:Developing and maintaining a comprehensive risk register, ensuring identified risks are regularly reviewed and updated, particularly in relation to LSB compliance.Supporting the Head of Regulatory Compliance in preparing regular reports on...