Financial Conduct Authority Advisor

3 days ago


London, Greater London, United Kingdom FS Talent Group Full time
Job Description

FS Talent Group is seeking a Financial Conduct Authority Advisor to join our team. This role is ideal for a highly motivated individual with a strong understanding of FCA guidance, including COBS.

The successful candidate will be responsible for promoting and upholding ethical standards throughout the organization, ensuring the business adheres to regulatory standards. Additionally, they will provide monthly compliance reports to senior management, highlighting key issues and risks.

The estimated salary for this role is £52,000 per annum, reflecting the company's commitment to attracting top talent in the industry.

Main Tasks
  • Monitor advice quality through pre-sale and post-sale file checks.
  • Review and approve financial promotions and carry out product due diligence as necessary.
  • Collaborate with relevant senior personnel to maintain and enforce effective data security measures.


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