Senior Compliance Professional
1 week ago
We are seeking a Senior Compliance Professional to join our team at FS Talent Group. This is a unique opportunity to work with a leading financial services company and contribute to the success of our clients.
About the Role:
- Support senior compliance functions and ensure adherence to regulatory requirements.
- Maintain and oversee compliance frameworks and procedures.
- Manage staff training and competency requirements.
- Stay informed about changes in regulatory, technical, legislative, and product-related updates.
- Implement robust systems and controls for all business operations, ensuring regular reviews.
- Maintain comprehensive compliance documentation for all operational areas.
- Provide regular updates to senior management on compliance matters.
Requirements:
- Strong understanding of FCA guidance, including COBS.
- Excellent organizational skills and computer proficiency.
- Professional demeanour and excellent interpersonal skills.
- High levels of energy and initiative.
- Strong ethical principles and an honest approach to compliance.
- Ability to work effectively as part of a team while achieving independent goals.
As a member of our team, you will have the opportunity to work with a talented group of professionals and contribute to the success of our clients. If you are a motivated and experienced professional looking for a new challenge, please apply.
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Compliance and Risk Professional
1 week ago
Hertfordshire, United Kingdom AJ FOX COMPLIANCE Full timeAJ Fox Compliance is looking for a talented Compliance and Risk Professional to drive meaningful change within our organization. In this role, you will oversee the firm's policies and procedures, deliver training programs, and assist in reviewing AML measures.The estimated salary for this position is $95,000 - $125,000 per annum, based on industry standards...
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Compliance and Risk Professional
2 weeks ago
Hertfordshire, United Kingdom AJ FOX COMPLIANCE Full timeCompliance and Risk Professional RoleAJ FOX COMPLIANCE is seeking an experienced Compliance and Risk Professional to join our dynamic team. In this role, you will collaborate with senior leadership and other departments to ensure that our firm complies with relevant legal, regulatory, and professional standards.Responsibilities:Provide expert guidance on...
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Regulatory Compliance Professional
1 week ago
Hertfordshire, United Kingdom AJ FOX COMPLIANCE Full timeAJ Fox Compliance seeks a seasoned Compliance Officer with expertise in risk management to fill a challenging position. As part of the firm's compliance team, you will collaborate with senior leaders to develop and implement effective compliance strategies.You will need to stay up-to-date with evolving regulations and laws, applying your knowledge to advise...
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Compliance Risk Professional
1 week ago
Hertfordshire, United Kingdom AJ FOX COMPLIANCE Full timeKey ResponsibilitiesCollaborate with senior leaders and departments to ensure the firm complies with all relevant legal, regulatory, and professional standards.Offer advice on legal, ethical, and regulatory matters.Oversee and regularly update policies and procedures according to up-to-date compliance legislation.Deliver training programs focused on risk and...
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Compliance Risk Manager
1 week ago
Hertfordshire, United Kingdom AJ FOX COMPLIANCE Full time**Job Title:** Compliance Risk ManagerAJ FOX COMPLIANCE is seeking a proactive Compliance Risk Manager to join their team. In this role, you'll collaborate with senior leadership and various departments to ensure the firm complies with all relevant legal, regulatory, and professional standards.Key Responsibilities:Collaborate with senior leadership and...
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Compliance Officer Leader
1 week ago
Hertfordshire, United Kingdom AJ FOX COMPLIANCE Full timeAJ FOX COMPLIANCE is seeking a highly skilled Risk Compliance Manager to drive meaningful change and maintain the highest standards. As a key member of our team, you will collaborate with senior leadership and various departments to ensure compliance with legal, regulatory, and professional standards.Responsibilities:Collaborate with senior leaders to ensure...
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Regulatory Compliance Expert
2 weeks ago
Hertfordshire, United Kingdom AJ FOX COMPLIANCE Full timeAbout the Role: AJ FOX COMPLIANCE is seeking a highly skilled Senior Compliance Executive to join our proactive team. This is an exciting opportunity for a fee-earner looking to transition into risk and compliance.">Job Description: We're looking for someone who is passionate about navigating complex risk and regulatory challenges. As a Senior Compliance...
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Compliance Expert
1 week ago
Hertfordshire, United Kingdom AJ FOX COMPLIANCE Full timeJob DescriptionAn innovative, forward-thinking law firm, AJ Fox Compliance, is seeking a seasoned Risk & Compliance Manager to join their proactive team.This role involves collaborating closely with the Head of Risk and Compliance to embed a strong compliance culture and provide expert guidance on regulatory and risk issues.Key Responsibilities:Collaborate...
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Compliance Expert
1 week ago
Hertfordshire, United Kingdom AJ FOX COMPLIANCE Full timeAre you passionate about navigating complex risk and regulatory challenges? We're seeking a seasoned Compliance Expert to join our team at AJ FOX COMPLIANCE.About the RoleIn this critical role, you'll work closely with our Head of Risk and Compliance to drive compliance initiatives across the organization. Your expertise will be invaluable in providing...
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Compliance Risk Specialist
1 week ago
Hertfordshire, United Kingdom AJ FOX COMPLIANCE Full timeJob DescriptionWe are seeking a seasoned Compliance Risk Specialist to join our proactive team at AJ FOX COMPLIANCE. As a key member of the risk management function, you will work closely with senior leadership and various departments to ensure that the firm complies with all relevant legal, regulatory, and professional standards.The ideal candidate will...
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Compliance Officer
1 week ago
Hertfordshire, United Kingdom AJ FOX COMPLIANCE Full timeAJ FOX COMPLIANCE is seeking a highly skilled Risk & Compliance Manager to join our team.In this role, you'll work closely with the Head of Risk and Compliance, collaborating across the business to embed a strong compliance culture while providing expert guidance on a range of regulatory and risk issues.As a Risk & Compliance Manager, you will be responsible...
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Regulatory Compliance Expert
1 week ago
Hertfordshire, United Kingdom AJ FOX COMPLIANCE Full timeJob Title: Regulatory Compliance ExpertWe are seeking a highly skilled and experienced Regulatory Compliance Expert to join our team at AJ Fox Compliance.The ideal candidate will possess a strong understanding of regulatory requirements and be able to effectively navigate complex legal challenges.About the Role:Collaborate with senior leadership and...
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Compliance Specialist
2 weeks ago
Hertfordshire, United Kingdom Compliance Professionals Full timeJob OverviewThe Compliance Professionals are seeking a highly skilled Compliance Manager to join their team in St Albans. This is an excellent opportunity for a qualified professional to work in a boutique financial services firm.This role presents a unique chance to contribute to the Compliance function and ensure it is adequately supported. The successful...
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Compliance Strategy Director
1 week ago
Hertfordshire, United Kingdom AJ FOX COMPLIANCE Full timeAbout the RoleWe are seeking an experienced Risk & Compliance Manager to join our team at AJ FOX COMPLIANCE. In this role, you will be responsible for collaborating across the business to embed a strong compliance culture while providing expert guidance on regulatory and risk issues.Key Responsibilities:Collaborate with senior leadership and various...
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Ethics and Compliance Officer
1 week ago
Hertfordshire, United Kingdom AJ FOX COMPLIANCE Full timeAre you a risk management expert looking for a new challenge? AJ Fox Compliance is seeking a highly skilled Risk Compliance Manager to join our team. In this role, you'll work closely with the Head of Risk and Compliance, collaborating across the business to embed a strong compliance culture and provide expert guidance on regulatory and risk issues.The...
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Regulatory Compliance Manager
2 weeks ago
Hertfordshire, United Kingdom AJ FOX COMPLIANCE Full timeJob OverviewAJ Fox Compliance is a forward-thinking law firm seeking a highly skilled Risk & Compliance Manager to join their proactive team.This role involves working closely with the Head of Risk and Compliance to develop and implement effective risk management strategies.Key Responsibilities:Collaborate with senior leadership and various departments to...
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Compliance Risk Strategist
1 week ago
Hertfordshire, United Kingdom AJ FOX COMPLIANCE Full timeAbout AJ Fox ComplianceWe are a forward-thinking law firm seeking a skilled Risk & Compliance Manager to join our proactive team. In this role, you will work closely with the Head of Risk and Compliance, collaborating across the business to embed a strong compliance culture while providing expert guidance on a range of regulatory and risk issues.Key...
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Compliance Risk Manager
1 week ago
Hertfordshire, United Kingdom AJ FOX COMPLIANCE Full timeAt AJ FOX COMPLIANCE, we are seeking a highly skilled Risk Compliance Manager to join our proactive team.Job Description:The successful candidate will work closely with the Head of Risk and Compliance, collaborating across the business to embed a strong compliance culture while providing expert guidance on a range of regulatory and risk issues.Key...
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Compliance Risk Manager
1 week ago
Hertfordshire, United Kingdom AJ FOX COMPLIANCE Full timeJob Title: Compliance Risk ManagerEstimated Salary: £60,000 - £80,000 per annumCompany Overview:AJ FOX COMPLIANCE is a leading law firm seeking an experienced Compliance Risk Manager to join their proactive team.This innovative firm offers a collaborative and dynamic work environment where your expertise in risk management will be valued and make a...
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Risk and Compliance Program Manager
1 week ago
Hertfordshire, United Kingdom AJ FOX COMPLIANCE Full timeAbout This OpportunityWe are excited to offer an experienced Risk & Compliance Manager the opportunity to join our team at AJ FOX COMPLIANCE. As a key member of our compliance team, you will play a vital role in ensuring our firm remains compliant with all relevant legal, regulatory, and professional standards.Key Responsibilities:Work closely with the Head...