Senior Compliance Professional

1 week ago


Hertfordshire, United Kingdom FS Talent Group Full time
Job Summary

We are seeking a Senior Compliance Professional to join our team at FS Talent Group. This is a unique opportunity to work with a leading financial services company and contribute to the success of our clients.

About the Role:

  • Support senior compliance functions and ensure adherence to regulatory requirements.
  • Maintain and oversee compliance frameworks and procedures.
  • Manage staff training and competency requirements.
  • Stay informed about changes in regulatory, technical, legislative, and product-related updates.
  • Implement robust systems and controls for all business operations, ensuring regular reviews.
  • Maintain comprehensive compliance documentation for all operational areas.
  • Provide regular updates to senior management on compliance matters.

Requirements:

  • Strong understanding of FCA guidance, including COBS.
  • Excellent organizational skills and computer proficiency.
  • Professional demeanour and excellent interpersonal skills.
  • High levels of energy and initiative.
  • Strong ethical principles and an honest approach to compliance.
  • Ability to work effectively as part of a team while achieving independent goals.

As a member of our team, you will have the opportunity to work with a talented group of professionals and contribute to the success of our clients. If you are a motivated and experienced professional looking for a new challenge, please apply.



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