Regional Compliance and Risk Management Lead

3 weeks ago


London, Greater London, United Kingdom GroupM Full time

Position Overview

As a key member of the GroupM EMEA team, the Risk & Controls Manager will play a pivotal role in ensuring the integrity and effectiveness of our compliance and risk management frameworks. This position is crucial for fostering a culture of ethics and accountability across the organization.

Company Overview

GroupM is recognized as the premier media buying organization globally, managing over $60 billion in media expenditures through its various agencies, including Mindshare, Essence, MediaCom, Wavemaker, and mSix & Partners. Our commitment to performance marketing is further exemplified by Nexus, the largest community of performance marketing experts dedicated to driving innovation and results for our clients.

Key Responsibilities

  • Advocate for and instill a culture of ethics and integrity within the region by providing training and guidance on critical topics such as anti-bribery, internal controls, and compliance with internal policies.
  • Act as a subject matter expert in risk and controls, offering strategic insights and support to local markets.
  • Build and maintain strong relationships with stakeholders across the R&C team and local markets, collaborating effectively with colleagues throughout GroupM and WPP.
  • Assist in the design and execution of financial, operational, and compliance controls that align with the WPP Internal Control framework.
  • Develop and implement ongoing quality review and control monitoring programs as a secondary line of defense for the markets supported.
  • Identify and promote opportunities for continuous improvement, leveraging technology to address evolving challenges.
  • Communicate updates and changes to WPP and GroupM policies and control requirements clearly and effectively.
  • Provide support and guidance on strategic initiatives requiring controls implementation to ensure ongoing success.
  • Strategically assess business operations to create sustainable solutions that enhance the control environment and streamline processes.
  • Coordinate audit and compliance efforts with relevant teams, ensuring effective communication with internal and external audit entities.
  • Oversee internal control and risk management activities, including business risk assessments and internal control self-certifications.

Qualifications

  • Bachelor's degree or equivalent experience.
  • A minimum of 4 years of experience in risk and controls, compliance, business process improvement, or audit.

Required Skills

  • Proficient in SOX compliance, IFRS, and PCAOB standards.
  • Skilled in assessing business risks and evaluating the effectiveness of internal control systems.
  • Proven ability to foster business relationships while ensuring compliance.
  • Excellent interpersonal and communication skills, both verbal and written.
  • Adaptable and willing to take on new projects and responsibilities.
  • Competent in Excel and other relevant software.

Preferred Skills

  • Proficiency in additional languages is a plus, given our operations across multiple countries.


  • London, Greater London, United Kingdom Audit & Risk Recruitment Full time

    Risk & Compliance Lead - Media & Advertising SectorBased in the EMEA regionFrequent travel across European marketsJoin a prominent organization in the media and advertising industryThe organization is in search of a Risk & Compliance Lead for the EMEA region. This role entails working closely with stakeholders at multiple levels across global, regional, and...


  • London, Greater London, United Kingdom Audit & Risk Recruitment Full time

    Risk & Compliance Specialist - Media & AdvertisingLocation: EMEA RegionFrequent travel across European marketsJoin a prominent player in the media and advertising sectorThe organization is in search of a Risk & Compliance Specialist for the EMEA region. This role requires effective collaboration with stakeholders at various levels across global, regional,...

  • Compliance Manager

    47 minutes ago


    London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    About the RoleAJ FOX COMPLIANCE is seeking an experienced Compliance Manager to lead our new risk and compliance team. This is a fantastic opportunity for a compliance professional with a passion for financial crime prevention, client onboarding, and team leadership.Key ResponsibilitiesOversee the client onboarding process, ensuring all Know Your Customer...


  • London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    About AJ FOX COMPLIANCEWe are a leading provider of compliance solutions, dedicated to helping businesses navigate complex regulatory landscapes. Our team of experts is passionate about delivering high-quality services that meet the evolving needs of our clients.Job SummaryWe are seeking a highly skilled Conflict Resolution Specialist to join our team in...


  • London, Greater London, United Kingdom GroupM Full time

    Position Overview We are seeking a dedicated Risk and Controls Manager to enhance our compliance framework within the EMEA region. This role is pivotal in ensuring that our operational practices align with both internal standards and external regulations. Company Overview GroupM is a global leader in media investment management, overseeing...


  • London, Greater London, United Kingdom Millennium Management Full time

    Compliance Officer Role OverviewThe Compliance Division at Millennium Management is actively seeking a knowledgeable Compliance Officer to enhance our London Compliance Team. This role involves managing the Personal Account Dealing framework and executing essential compliance functions.Key ResponsibilitiesSupervise the Compliance framework for Personal...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    Company OverviewCompliance Professionals is a leading provider of compliance services to the financial industry.Job SummaryWe are seeking a highly skilled Compliance Analyst to join our team. The successful candidate will be responsible for ensuring that our company's compliance with regulatory requirements is maintained at the highest level.Key...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    Company OverviewCompliance Professionals is a leading provider of compliance services to the financial industry.Job SummaryWe are seeking a highly skilled Compliance Analyst to join our team. The successful candidate will be responsible for ensuring that our company's compliance with regulatory requirements is maintained at the highest level.Key...


  • London, Greater London, United Kingdom GroupM Full time

    Position Overview We are seeking a Risk & Controls Manager to enhance our operations at GroupM. This role is integral to the EMEA Risk & Controls team, reporting directly to the Associate Risk & Controls Director. About GroupM GroupM stands as the premier media buying entity globally, managing over $60 billion in media expenditures through its...


  • London, Greater London, United Kingdom Marlowe Software, Risk and Compliance Full time

    About the RoleThe Account Director will be responsible for delivering high-quality consultancy services to assigned key clients, working closely with Technical Account Managers to ensure seamless service delivery. This role requires a qualified health and safety professional with a strong understanding of regulatory landscapes and a proven track record of...


  • London, Greater London, United Kingdom Marlowe Software, Risk and Compliance Full time

    About the RoleThe Account Director will be responsible for delivering high-quality consultancy services to assigned key clients, working closely with Technical Account Managers to ensure seamless service delivery. This role requires a qualified health and safety professional with a strong understanding of regulatory landscapes and a proven track record of...


  • London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    About the RoleA leading compliance firm, AJ FOX COMPLIANCE, is seeking a highly skilled Senior Conflicts Analyst to join their team in London. The primary objective of this position is to oversee conflicts analysis, guide junior staff, and contribute to the development of new business intake policies.This role is ideal for an experienced professional with a...


  • London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    Job DescriptionAJ FOX COMPLIANCE is seeking an experienced Compliance and Risk Management Lawyer to join our dynamic team in London.Key Responsibilities:Provide legal advice to senior management on a variety of legal matters, ensuring the firm's compliance with relevant laws and regulations.Ensure the firm's operational and business activities are in line...


  • London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    Job DescriptionAJ FOX COMPLIANCE is seeking an experienced Compliance and Risk Management Lawyer to join our dynamic team in London.Key Responsibilities:Provide legal advice to senior management on a variety of legal matters, ensuring the firm's compliance with relevant laws and regulations.Ensure the firm's operational and business activities are in line...


  • London, Greater London, United Kingdom TECHNOLOGY AND RISK RECRUITMENT LTD Full time

    We are seeking a highly skilled Risk and Compliance Specialist to join our team at TECHNOLOGY AND RISK RECRUITMENT LTD. As a Senior Risk and Compliance Assistant, you will play a crucial role in developing and maintaining a strong understanding of our firm's AML policies and procedures.The Role:Develop and maintain a strong understanding of our firm's AML...


  • London, Greater London, United Kingdom TECHNOLOGY AND RISK RECRUITMENT LTD Full time

    We are seeking a highly skilled Risk and Compliance Specialist to join our team at TECHNOLOGY AND RISK RECRUITMENT LTD. As a Senior Risk and Compliance Assistant, you will play a crucial role in developing and maintaining a strong understanding of our firm's AML policies and procedures.The Role:Develop and maintain a strong understanding of our firm's AML...


  • London, Greater London, United Kingdom Marlowe Software, Risk and Compliance Full time

    About the RoleWe are seeking a highly skilled and experienced Account Manager to join our team at Marlowe Software, Risk and Compliance. As an Account Manager, you will play a critical role in delivering exceptional client service and ensuring the successful implementation of our compliance solutions.Key ResponsibilitiesClient ManagementDevelop and maintain...


  • London, Greater London, United Kingdom Marlowe Software, Risk and Compliance Full time

    About the RoleWe are seeking a highly skilled and experienced Account Manager to join our team at Marlowe Software, Risk and Compliance. As an Account Manager, you will play a critical role in delivering exceptional client service and ensuring the successful implementation of our compliance solutions.Key ResponsibilitiesClient ManagementDevelop and maintain...


  • London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    Job DescriptionA forward-thinking, ambitious AJ FOX COMPLIANCE is seeking a highly skilled Risk & Compliance Lawyer to join their Risk & Compliance team in a dynamic environment.The ideal candidate has a background in law firm regulation, complaints handling, or commercial contracts, with a strong understanding of regulatory frameworks and compliance...

  • Compliance Manager

    2 days ago


    London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    Job DescriptionAJ FOX COMPLIANCE is seeking an experienced Compliance Manager to lead their new risk and compliance team. This is a fantastic opportunity for a compliance professional with a passion for financial crime prevention, client onboarding, and team leadership.As the Compliance & Risk Manager, you'll be responsible for overseeing the client...