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Compliance Risk Analyst

2 months ago

London, Greater London, United Kingdom Compliance Professionals Full time

Company Overview

Compliance Professionals is a leading provider of compliance services to the financial industry.

Job Summary

We are seeking a highly skilled Compliance Analyst to join our team. The successful candidate will be responsible for ensuring that our company's compliance with regulatory requirements is maintained at the highest level.

Key Responsibilities

  • Front Office System Oversight and Management
  • Wall Crossings and Front Office System List Updates
  • Pre and Post Trade Alert Analysis
  • Regulatory Disclosures
  • Front Office System Rule Coding
  • Change in Control Process
  • Compliance with Senior Managers and Certification Regime
  • Regulatory Updates and Risk Management
  • Client Communication and Transparency
  • Client Interests and Risk Awareness

Requirements

  • Experience in Asset Management or Financial Services
  • Strong Written Communication Skills
  • Technical Expertise in Fund Regulations
  • Knowledge of Financial Products and Regulations
  • FCA's Senior Managers and Certification Regime
  • Compliance Manual and Regulatory Policies