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Legal & Compliance, SVP
3 months ago
Job Title: Legal & Compliance, SVP
Location: Mayfair, London, UK – 4x onsite (Friday remote)
Duration: PERM
MUST HAVES:
- Bachelors degree
- 10+ years of experience at a major financial services firm in the control room and/or conflicts management group
- Comes from Private Equity or Banking Industry
- Experience responding to regulatory examinations and inquiries
Day to day:
My candidate in the global investments industry is looking for a Legal & Compliance SVP to join their team in the London office. This individual will report to the global head of the conflicts clearance team, providing the support and leverage as needed. Other responsibilities include management of the firm’s conflicts clearance processes and the implementation, maintenance and oversight of the firm’s information walls. The successful candidate will have substantial analytical skills and judgment that will enable him or her to identify, escalate, and resolve a variety of complex conflicts issues. The candidate must also possess substantial initiative and drive that will allow him or her to assist with the upgrading and integration of the firm’s conflicts clearance and related technology systems. In addition, this position will require working on other compliance-related initiatives.
