Compliance Officer Legal Specialist
1 month ago
Our client is a leading multi-national energy company seeking a highly skilled AML Compliance Officer Legal to join their team.
Key Responsibilities:- Develop and implement a Global Commercial Compliance plan, ensuring consistency across international teams and adapting to regional differences as needed.
- Ensure Financial Conduct Authority (FCA) compliance, including completing regulatory requirements such as FCA returns and reporting executed derivative transactions to an approved trade repository.
- Provide timely and accurate advice on compliance and regulatory issues, monitoring changes to regulatory requirements and exchange rules, and communicating impact to relevant stakeholders.
- Review and revise existing Commercial Compliance policies and procedures to ensure alignment with external regulatory requirements and internal corporate standards.
- Conduct risk-based third-party due diligence and screening, obtaining due diligence documentation from potential new counterparties.
- Assist with ongoing financial crime monitoring, investigating alerts from automated screening tools.
- Ensure AML records are created and retained in accordance with FCA retention requirements.
- Experience in a compliance function of an energy company or financial institution is advantageous.
- Familiarity with UK financial services regulation (FCA Handbook) and commodity exchange regulations.
- Ability to interpret regulatory requirements and exchange rules, applying them to a commercial energy business.
- Knowledge of UK Anti-Money Laundering regulations, including POCA, FCA rules, JMLSG guidelines, and the UK Money Laundering & Terrorist Financing Regulations.
- Experience with screening and due diligence tools, such as BVD's Compliance Catalyst or Refinitiv World-Check One.
- Understanding of multiple legal entity structure types and associated documentary requirements.
This is an exciting opportunity for a skilled AML Compliance Officer Legal to join a leading multi-national energy company and contribute to their compliance efforts.
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London, Greater London, United Kingdom Compliance Professionals Full timeCompliance Officer Legal SpecialistOur client is a leading multi-national energy company seeking a Compliance Officer Legal Specialist to join their team. As a key member of the compliance function, you will play a critical role in ensuring the company's adherence to regulatory requirements and industry standards.Key Responsibilities:Develop and implement a...
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London, Greater London, United Kingdom Compliance Professionals Full timeCompliance Officer Legal SpecialistOur client is a leading multi-national energy company seeking a Compliance Officer Legal Specialist to join their team. As a key member of the compliance function, you will play a critical role in ensuring the company's adherence to regulatory requirements and industry standards.Key Responsibilities:Develop and implement a...
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London, Greater London, United Kingdom Compliance Professionals Full timeCompliance Officer Legal SpecialistOur client is a leading multi-national energy company seeking a Compliance Officer Legal Specialist to join their team. As a key member of the compliance function, you will play a critical role in ensuring the company's adherence to regulatory requirements and industry standards.Key Responsibilities:Develop and implement a...
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