Compliance Officer Legal Specialist

20 hours ago


London, Greater London, United Kingdom Compliance Professionals Full time
Compliance Officer Legal Specialist

Our client is a leading multi-national energy company seeking a Compliance Officer Legal Specialist to join their team. As a key member of the compliance function, you will play a critical role in ensuring the company's adherence to regulatory requirements and industry standards.

Key Responsibilities:
  1. Develop and implement a Global Commercial Compliance plan, working closely with international teams to ensure consistency and regional adaptability.
  2. Ensure Financial Conduct Authority (FCA) compliance, including completing regulatory requirements such as FCA returns and reporting executed derivative transactions to an approved trade repository.
  3. Provide timely and accurate advice and guidance on compliance and regulatory issues, monitoring changes to regulatory requirements and exchange rules.
  4. Review and revise existing Commercial Compliance policies and procedures to ensure alignment with external regulatory requirements and internal corporate standards.
  5. Conduct risk-based third-party due diligence and screening, obtaining due diligence documentation from potential new counterparties.
  6. Assist with ongoing financial crime monitoring, investigating alerts from automated screening tools.
  7. Ensure AML records are created and retained in accordance with FCA retention requirements.
Requirements:
  1. Experience in a compliance function, preferably in an energy company or financial institution.
  2. Familiarity with UK financial services regulation (FCA Handbook) and commodity exchange regulations.
  3. Ability to interpret regulatory requirements and exchange rules, applying them to a commercial energy business.
  4. Knowledge of UK Anti-Money Laundering regulations, including POCA, FCA rules, JMLSG guidelines, and the UK Money Laundering & Terrorist Financing Regulations.
  5. Experience with screening and due diligence tools, such as BVD's Compliance Catalyst or Refinitiv World-Check One.
  6. Understanding of multiple legal entity structure types and associated documentary requirements.


  • London, Greater London, United Kingdom Compliance Professionals Full time

    Job Title: AML Compliance Officer LegalOur client is a leading multi-national energy company seeking a highly skilled AML Compliance Officer Legal to join their team.Key Responsibilities:Develop and implement a Global Commercial Compliance plan, ensuring consistency across international teams and adapting to regional differences as needed.Ensure Financial...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    Job Title: AML Compliance Officer LegalOur client is a leading multi-national energy company seeking a highly skilled AML Compliance Officer Legal to join their team.Key Responsibilities:Develop and implement a Global Commercial Compliance plan, ensuring consistency across international teams and adapting to regional differences as needed.Ensure Financial...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    About Compliance ProfessionalsWe are a leading provider of compliance services to the financial industry, dedicated to helping our clients navigate the complex regulatory landscape.Job SummaryWe are seeking a highly organized and detail-oriented Compliance Legal Specialist to join our team. The successful candidate will be responsible for providing...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    About Compliance ProfessionalsWe are a leading provider of compliance services to the financial industry, dedicated to helping our clients navigate the complex regulatory landscape.Job SummaryWe are seeking a highly organized and detail-oriented Compliance Legal Specialist to join our team. The successful candidate will be responsible for providing...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    Our client is a leading broker and market maker in London, specializing in futures, options, and derivatives trading. As a Compliance Legal Assistant, you will be responsible for: **Key Responsibilities** * Drafting and circulating minutes to the Directors and relevant staff. * Preparing and proofreading documents for execution. * Issuing letters to...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    Our client is a leading broker and market maker in London, specializing in futures, options, and derivatives trading. As a Compliance Legal Assistant, you will be responsible for: **Key Responsibilities** * Drafting and circulating minutes to the Directors and relevant staff. * Preparing and proofreading documents for execution. * Issuing letters to...


  • London, Greater London, United Kingdom Pembury Legal Full time

    Job Title: AML Compliance Officer LegalWe are seeking a highly skilled AML Compliance Officer to join our team at Pembury Legal. As a key member of our Office of General Counsel, you will play a critical role in ensuring the firm's compliance with anti-money laundering regulations.Key Responsibilities:Collaborate with the AML team to maintain consistency and...


  • London, Greater London, United Kingdom Pembury Legal Full time

    Job Title: AML Compliance Officer LegalWe are seeking a highly skilled AML Compliance Officer to join our team at Pembury Legal. As a key member of our Office of General Counsel, you will play a critical role in ensuring the firm's compliance with anti-money laundering regulations.Key Responsibilities:Collaborate with the AML team to maintain consistency and...

  • Compliance Officer

    20 hours ago


    London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    Job Title: Compliance OfficerWe are seeking a highly skilled and dedicated Compliance Officer to join our team at AJ FOX COMPLIANCE. As a key member of our compliance team, you will play a critical role in ensuring the firm's compliance with relevant laws, regulations, and industry standards.Key Responsibilities:Advise on best practices for client matter...

  • Compliance Officer

    18 hours ago


    London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    Job Title: Compliance OfficerWe are seeking a highly skilled and dedicated Compliance Officer to join our team at AJ FOX COMPLIANCE. As a key member of our compliance team, you will play a critical role in ensuring the firm's compliance with relevant laws, regulations, and industry standards.Key Responsibilities:Advise on best practices for client matter...


  • London, Greater London, United Kingdom Pembury Legal Full time

    AML Compliance Officer LegalPembury Legal is seeking a highly skilled AML Compliance Officer to join its esteemed Office of General Counsel in London. As a key member of the team, you will play a pivotal role in ensuring the firm's compliance standards are met and exceeded.Key Responsibilities:Collaborate with the AML team to maintain consistency and high...


  • London, Greater London, United Kingdom Pembury Legal Full time

    AML Compliance Officer LegalPembury Legal is seeking a highly skilled AML Compliance Officer to join its esteemed Office of General Counsel in London. As a key member of the team, you will play a pivotal role in ensuring the firm's compliance standards are met and exceeded.Key Responsibilities:Collaborate with the AML team to maintain consistency and high...


  • London, Greater London, United Kingdom Pembury Legal Full time

    Job Title: AML Compliance Officer LegalAre you looking to enhance your career in anti-money laundering and compliance at a top international law firm? We are excited to announce a career-defining opportunity for an AML Compliance Analyst to join the esteemed Office of General Counsel at a highly regarded US-based law firm in London.The successful candidate...


  • London, Greater London, United Kingdom Pembury Legal Full time

    Job Title: AML Compliance Officer LegalAre you looking to enhance your career in anti-money laundering and compliance at a top international law firm? We are excited to announce a career-defining opportunity for an AML Compliance Analyst to join the esteemed Office of General Counsel at a highly regarded US-based law firm in London.The successful candidate...


  • London, Greater London, United Kingdom Pembury Legal Full time

    AML Compliance Officer - Career OpportunityWe are seeking a highly skilled AML Compliance Officer to join our team at Pembury Legal. As a key member of our Office of General Counsel, you will play a critical role in ensuring the firm's compliance standards are met and exceeded.Key Responsibilities:Prepare, maintain, and update AML client due diligence...


  • London, Greater London, United Kingdom Pembury Legal Full time

    AML Compliance Officer - Career OpportunityWe are seeking a highly skilled AML Compliance Officer to join our team at Pembury Legal. As a key member of our Office of General Counsel, you will play a critical role in ensuring the firm's compliance standards are met and exceeded.Key Responsibilities:Prepare, maintain, and update AML client due diligence...


  • London, Greater London, United Kingdom Pembury Legal Full time

    About the RolePembury Legal is seeking a highly skilled AML Compliance Officer to join our team. As a key member of our Office of General Counsel, you will play a critical role in ensuring the firm's compliance standards are met and exceeded.Key ResponsibilitiesCollaborate with the AML team to maintain consistency and high standards in client due diligence...


  • London, Greater London, United Kingdom Pembury Legal Full time

    About the RolePembury Legal is seeking a highly skilled AML Compliance Officer to join our team. As a key member of our Office of General Counsel, you will play a critical role in ensuring the firm's compliance standards are met and exceeded.Key ResponsibilitiesCollaborate with the AML team to maintain consistency and high standards in client due diligence...


  • London, Greater London, United Kingdom Pembury Legal Full time

    AML Compliance Officer - LegalWe are seeking a highly skilled AML Compliance Officer to join our esteemed Office of General Counsel at a top international law firm in London.The successful candidate will play a pivotal role in ensuring the firm's compliance standards are met and exceeded, maintaining our distinguished reputation in the legal industry.Key...


  • London, Greater London, United Kingdom Pembury Legal Full time

    AML Compliance Officer - LegalWe are seeking a highly skilled AML Compliance Officer to join our esteemed Office of General Counsel at a top international law firm in London.The successful candidate will play a pivotal role in ensuring the firm's compliance standards are met and exceeded, maintaining our distinguished reputation in the legal industry.Key...