Compliance Officer Legal Specialist
20 hours ago
Our client is a leading multi-national energy company seeking a Compliance Officer Legal Specialist to join their team. As a key member of the compliance function, you will play a critical role in ensuring the company's adherence to regulatory requirements and industry standards.
Key Responsibilities:- Develop and implement a Global Commercial Compliance plan, working closely with international teams to ensure consistency and regional adaptability.
- Ensure Financial Conduct Authority (FCA) compliance, including completing regulatory requirements such as FCA returns and reporting executed derivative transactions to an approved trade repository.
- Provide timely and accurate advice and guidance on compliance and regulatory issues, monitoring changes to regulatory requirements and exchange rules.
- Review and revise existing Commercial Compliance policies and procedures to ensure alignment with external regulatory requirements and internal corporate standards.
- Conduct risk-based third-party due diligence and screening, obtaining due diligence documentation from potential new counterparties.
- Assist with ongoing financial crime monitoring, investigating alerts from automated screening tools.
- Ensure AML records are created and retained in accordance with FCA retention requirements.
- Experience in a compliance function, preferably in an energy company or financial institution.
- Familiarity with UK financial services regulation (FCA Handbook) and commodity exchange regulations.
- Ability to interpret regulatory requirements and exchange rules, applying them to a commercial energy business.
- Knowledge of UK Anti-Money Laundering regulations, including POCA, FCA rules, JMLSG guidelines, and the UK Money Laundering & Terrorist Financing Regulations.
- Experience with screening and due diligence tools, such as BVD's Compliance Catalyst or Refinitiv World-Check One.
- Understanding of multiple legal entity structure types and associated documentary requirements.
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Compliance Officer Legal Specialist
4 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Title: AML Compliance Officer LegalOur client is a leading multi-national energy company seeking a highly skilled AML Compliance Officer Legal to join their team.Key Responsibilities:Develop and implement a Global Commercial Compliance plan, ensuring consistency across international teams and adapting to regional differences as needed.Ensure Financial...
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Compliance Officer Legal Specialist
4 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Title: AML Compliance Officer LegalOur client is a leading multi-national energy company seeking a highly skilled AML Compliance Officer Legal to join their team.Key Responsibilities:Develop and implement a Global Commercial Compliance plan, ensuring consistency across international teams and adapting to regional differences as needed.Ensure Financial...
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Compliance Legal Specialist
2 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeAbout Compliance ProfessionalsWe are a leading provider of compliance services to the financial industry, dedicated to helping our clients navigate the complex regulatory landscape.Job SummaryWe are seeking a highly organized and detail-oriented Compliance Legal Specialist to join our team. The successful candidate will be responsible for providing...
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Compliance Legal Specialist
2 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeAbout Compliance ProfessionalsWe are a leading provider of compliance services to the financial industry, dedicated to helping our clients navigate the complex regulatory landscape.Job SummaryWe are seeking a highly organized and detail-oriented Compliance Legal Specialist to join our team. The successful candidate will be responsible for providing...
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Compliance Legal Specialist
1 week ago
London, Greater London, United Kingdom Compliance Professionals Full timeOur client is a leading broker and market maker in London, specializing in futures, options, and derivatives trading. As a Compliance Legal Assistant, you will be responsible for: **Key Responsibilities** * Drafting and circulating minutes to the Directors and relevant staff. * Preparing and proofreading documents for execution. * Issuing letters to...
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Compliance Legal Specialist
1 week ago
London, Greater London, United Kingdom Compliance Professionals Full timeOur client is a leading broker and market maker in London, specializing in futures, options, and derivatives trading. As a Compliance Legal Assistant, you will be responsible for: **Key Responsibilities** * Drafting and circulating minutes to the Directors and relevant staff. * Preparing and proofreading documents for execution. * Issuing letters to...
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AML Compliance Officer Legal
4 days ago
London, Greater London, United Kingdom Pembury Legal Full timeJob Title: AML Compliance Officer LegalWe are seeking a highly skilled AML Compliance Officer to join our team at Pembury Legal. As a key member of our Office of General Counsel, you will play a critical role in ensuring the firm's compliance with anti-money laundering regulations.Key Responsibilities:Collaborate with the AML team to maintain consistency and...
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AML Compliance Officer Legal
4 days ago
London, Greater London, United Kingdom Pembury Legal Full timeJob Title: AML Compliance Officer LegalWe are seeking a highly skilled AML Compliance Officer to join our team at Pembury Legal. As a key member of our Office of General Counsel, you will play a critical role in ensuring the firm's compliance with anti-money laundering regulations.Key Responsibilities:Collaborate with the AML team to maintain consistency and...
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Compliance Officer
20 hours ago
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Compliance Officer
18 hours ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeJob Title: Compliance OfficerWe are seeking a highly skilled and dedicated Compliance Officer to join our team at AJ FOX COMPLIANCE. As a key member of our compliance team, you will play a critical role in ensuring the firm's compliance with relevant laws, regulations, and industry standards.Key Responsibilities:Advise on best practices for client matter...
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AML Compliance Officer Legal
4 days ago
London, Greater London, United Kingdom Pembury Legal Full timeAML Compliance Officer LegalPembury Legal is seeking a highly skilled AML Compliance Officer to join its esteemed Office of General Counsel in London. As a key member of the team, you will play a pivotal role in ensuring the firm's compliance standards are met and exceeded.Key Responsibilities:Collaborate with the AML team to maintain consistency and high...
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AML Compliance Officer Legal
4 days ago
London, Greater London, United Kingdom Pembury Legal Full timeAML Compliance Officer LegalPembury Legal is seeking a highly skilled AML Compliance Officer to join its esteemed Office of General Counsel in London. As a key member of the team, you will play a pivotal role in ensuring the firm's compliance standards are met and exceeded.Key Responsibilities:Collaborate with the AML team to maintain consistency and high...
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AML Compliance Officer Legal
5 days ago
London, Greater London, United Kingdom Pembury Legal Full timeJob Title: AML Compliance Officer LegalAre you looking to enhance your career in anti-money laundering and compliance at a top international law firm? We are excited to announce a career-defining opportunity for an AML Compliance Analyst to join the esteemed Office of General Counsel at a highly regarded US-based law firm in London.The successful candidate...
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AML Compliance Officer Legal
5 days ago
London, Greater London, United Kingdom Pembury Legal Full timeJob Title: AML Compliance Officer LegalAre you looking to enhance your career in anti-money laundering and compliance at a top international law firm? We are excited to announce a career-defining opportunity for an AML Compliance Analyst to join the esteemed Office of General Counsel at a highly regarded US-based law firm in London.The successful candidate...
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AML Compliance Officer Legal
22 hours ago
London, Greater London, United Kingdom Pembury Legal Full timeAML Compliance Officer - Career OpportunityWe are seeking a highly skilled AML Compliance Officer to join our team at Pembury Legal. As a key member of our Office of General Counsel, you will play a critical role in ensuring the firm's compliance standards are met and exceeded.Key Responsibilities:Prepare, maintain, and update AML client due diligence...
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AML Compliance Officer Legal
19 hours ago
London, Greater London, United Kingdom Pembury Legal Full timeAML Compliance Officer - Career OpportunityWe are seeking a highly skilled AML Compliance Officer to join our team at Pembury Legal. As a key member of our Office of General Counsel, you will play a critical role in ensuring the firm's compliance standards are met and exceeded.Key Responsibilities:Prepare, maintain, and update AML client due diligence...
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AML Compliance Officer Legal
3 weeks ago
London, Greater London, United Kingdom Pembury Legal Full timeAbout the RolePembury Legal is seeking a highly skilled AML Compliance Officer to join our team. As a key member of our Office of General Counsel, you will play a critical role in ensuring the firm's compliance standards are met and exceeded.Key ResponsibilitiesCollaborate with the AML team to maintain consistency and high standards in client due diligence...
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AML Compliance Officer Legal
3 weeks ago
London, Greater London, United Kingdom Pembury Legal Full timeAbout the RolePembury Legal is seeking a highly skilled AML Compliance Officer to join our team. As a key member of our Office of General Counsel, you will play a critical role in ensuring the firm's compliance standards are met and exceeded.Key ResponsibilitiesCollaborate with the AML team to maintain consistency and high standards in client due diligence...
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AML Compliance Officer Legal
4 days ago
London, Greater London, United Kingdom Pembury Legal Full timeAML Compliance Officer - LegalWe are seeking a highly skilled AML Compliance Officer to join our esteemed Office of General Counsel at a top international law firm in London.The successful candidate will play a pivotal role in ensuring the firm's compliance standards are met and exceeded, maintaining our distinguished reputation in the legal industry.Key...
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AML Compliance Officer Legal
4 days ago
London, Greater London, United Kingdom Pembury Legal Full timeAML Compliance Officer - LegalWe are seeking a highly skilled AML Compliance Officer to join our esteemed Office of General Counsel at a top international law firm in London.The successful candidate will play a pivotal role in ensuring the firm's compliance standards are met and exceeded, maintaining our distinguished reputation in the legal industry.Key...