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Compliance Legal Specialist

2 months ago

London, Greater London, United Kingdom Compliance Professionals Full time

Our client is a leading broker and market maker in London, specializing in futures, options, and derivatives trading. As a Compliance Legal Assistant, you will be responsible for:

**Key Responsibilities**

* Drafting and circulating minutes to the Directors and relevant staff.
* Preparing and proofreading documents for execution.
* Issuing letters to customers and business partners.
* Maintaining and updating databases.
* Conducting ad hoc legal research.
* Performing KYC checks and preparing account opening documents for new customers.

**Requirements**

* Previous experience in a legal or compliance department is preferred.
* Financial services experience in a regulated environment would be advantageous.
* A passion for legal and regulatory work, with a willingness to learn from others and independently.
* A cooperative nature, with the ability to work both within the team and without supervision.

**About Our Client**

Our client is a dynamic and innovative company that values its employees and provides opportunities for growth and development.