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Risk and Compliance Manager

2 months ago

London, United Kingdom AJ FOX COMPLIANCE Full time

Have you got experience in law firm risk and compliance?

Do you want to be responsible for all things AML and compliance in a well-respected law firm?

Can you commute to South-East London (on a hybrid basis)?


If you have answered 'yes' to the above, then we could be recruiting your next, new job


We are looking for a Risk and Compliance Manager to join a prominent firm in South East London. Within this role, you will be leading a small team of juniors in their day-to-day tasks, whilst taking on the responsibility of being the trusted advisor to the firm, in relation to; policies and procedures, SRA rules and regulations, data protection issues and instilling a positive compliance culture across the business.


Some of the duties and responsibilities will include:

  • Offer guidance on compliance regarding policies and procedures
  • Lead core compliance functions
  • Aid in the development of AML policies, systems and procedures
  • Monitor departmental risks and escalate where needed
  • Assist with potential compliance breaches
  • Oversee professional negligence matters
  • Renew practising certificates and accreditation
  • Liaise with Senior members of staff to address GDPR concerns (data protection, conflicts of interest, data deletion, etc)
  • Complete and assess audits
  • Maintain policies and procedures in adherence to terms of business


This role would be perfectly suited to someone who may be working in a large city firm, looking for a different type of opportunity; or perhaps, a qualified lawyer with compliance experience - interested in exploring in-house opportunities.


If interested, please submit your CV for consideration. Thank you.