Compliance Risk Analyst

Job OverviewCompliance Professionals is seeking a highly skilled Compliance Analyst to join our team. As a Compliance Analyst, you will play a critical role in ensuring the company's compliance with regulatory requirements and industry standards.Key Responsibilities:Manage and oversee front office systems to ensure compliance with regulatory...

Job OverviewCompliance Professionals is seeking a highly skilled Compliance Analyst to join our team. As a Compliance Analyst, you will play a critical role in ensuring the company's compliance with regulatory requirements and industry standards.Key Responsibilities:Manage and oversee front office systems to ensure compliance with regulatory...

Company OverviewCompliance Professionals is a leading provider of compliance services to the financial industry.Job SummaryWe are seeking a highly skilled Compliance Analyst to join our team. The successful candidate will be responsible for ensuring that our company's compliance with regulatory requirements is maintained at the highest level.Key...

Company OverviewCompliance Professionals is a leading provider of compliance services to the financial industry.Job SummaryWe are seeking a highly skilled Compliance Analyst to join our team. The successful candidate will be responsible for ensuring that our company's compliance with regulatory requirements is maintained at the highest level.Key...

Company OverviewOur client is a leading Asset Manager based in London who currently has a significant asset under management. They are seeking a Compliance Analyst to join their team on a 12-month fixed-term contract.Key ResponsibilitiesOversee and manage Front Office System operations to ensure compliance with regulatory requirements.Manage wall crossings...

Company OverviewOur client is a leading Asset Manager based in London who currently has a significant asset under management. They are seeking a Compliance Analyst to join their team on a 12-month fixed-term contract.Key ResponsibilitiesOversee and manage Front Office System operations to ensure compliance with regulatory requirements.Manage wall crossings...

About the Role:We are seeking a highly skilled Operational Risk Analyst to join our team at Paritas Recruitment - Risk. As an Operational Risk Analyst, you will play a critical role in identifying, assessing, and mitigating operational risks across our organization.Key Responsibilities:Conduct Risk and Control Self-Assessments (RCSAs) to identify and assess...

About the Role:We are seeking a highly skilled Operational Risk Analyst to join our team at Paritas Recruitment - Risk. As an Operational Risk Analyst, you will play a critical role in identifying, assessing, and mitigating operational risks across our organization.Key Responsibilities:Conduct Risk and Control Self-Assessments (RCSAs) to identify and assess...

Our client is an innovative investment platform in the Fintech space, with exciting growth plans. They are looking for a Compliance Officer to join the business. Handle day-to-day financial promotion approvals, complaint resolutions, transaction reviews, and onboarding queries. Implement and carry out the Compliance Monitoring programme, including...

Job DescriptionRole: Compliance Risk AnalystCompany: Coforge U.K. LtdJob type: PermanentJob Overview:A Compliance Risk Analyst plays a crucial role in ensuring that financial institutions adhere to anti-money laundering (AML) regulations and know your customer (KYC) requirements.Key Responsibilities:- Conducting thorough due diligence on clients to evaluate...

Job DescriptionRole: Compliance Risk AnalystCompany: Coforge U.K. LtdJob type: PermanentJob Overview:A Compliance Risk Analyst plays a crucial role in ensuring that financial institutions adhere to anti-money laundering (AML) regulations and know your customer (KYC) requirements.Key Responsibilities:- Conducting thorough due diligence on clients to evaluate...

About the RoleA leading compliance firm, AJ FOX COMPLIANCE, is seeking a highly skilled Senior Conflicts Analyst to join their team in London. The primary objective of this position is to oversee conflicts analysis, guide junior staff, and contribute to the development of new business intake policies.This role is ideal for an experienced professional with a...

We are seeking a highly skilled Conflict Resolution Specialist to join our team at AJ FOX COMPLIANCE in London. The primary function of this role is to support the Conflicts Manager in ensuring that all policies and procedures are in place to avoid conflicts of interest, protect confidential information, and comply with legislative and regulatory...

We are seeking a highly skilled Conflict Resolution Specialist to join our team at AJ FOX COMPLIANCE in London. The primary function of this role is to support the Conflicts Manager in ensuring that all policies and procedures are in place to avoid conflicts of interest, protect confidential information, and comply with legislative and regulatory...

Job Description**Compliance Monitoring Analyst**We are seeking a highly skilled Compliance Monitoring Analyst to join our team at Compliance Professionals. As a key member of our compliance team, you will play a critical role in ensuring that our client's investment management activities are conducted in accordance with relevant regulatory requirements.Key...

Job Description**Compliance Monitoring Analyst**We are seeking a highly skilled Compliance Monitoring Analyst to join our team at Compliance Professionals. As a key member of our compliance team, you will play a critical role in ensuring that our client's investment management activities are conducted in accordance with relevant regulatory requirements.Key...

Job Description**Compliance Monitoring Analyst**We are seeking a highly skilled Compliance Monitoring Analyst to join our team at Compliance Professionals. As a key member of our compliance team, you will play a critical role in ensuring our firm's compliance with regulatory requirements and industry standards.Key Responsibilities:Assist in managing...

Job Description**Compliance Monitoring Analyst**We are seeking a highly skilled Compliance Monitoring Analyst to join our team at Compliance Professionals. As a key member of our compliance team, you will play a critical role in ensuring our firm's compliance with regulatory requirements and industry standards.Key Responsibilities:Assist in managing...

Job SummaryAJ FOX COMPLIANCE is seeking a highly motivated and experienced Senior Compliance Analyst to join their team in London. This role will support the conflicts team, working closely with senior staff and other departments to maintain a high standard of service for clients.The ideal candidate will have a genuine interest in risk and compliance, with...

Job DescriptionJob Title: Compliance Risk AnalystJob Summary:We are seeking a highly skilled Compliance Risk Analyst to join our team at Interactive Brokers. As a Compliance Risk Analyst, you will play a critical role in ensuring the firm's compliance with regulatory requirements and industry standards.Key Responsibilities:Assist in the design, planning, and...