Risk & Compliance Officer

6 months ago

London, United Kingdom Compliance Professionals Full time

**THE COMPANY**:
We are working with a retail and wholesale bank based in the Westend in their search for a Risk & Compliance Officer to join the team.

**THE RESPONSIBILITIES**:

- Report any deficiencies in the Bank’s policies or practices in relation to Compliance to the Compliance Manager and where applicable to the Head of Department.
- Analyse and keep up to date with regulatory changes and new rules from the FCA, PRA and PSR and educate the business on these.
- Contribute to the enhancement of the Bank’s risk based approach to Compliance Monitoring.
- Propose amendments and enhancements to policy and procedures and implement these amendments and enhancements.
- Report any breaches in the Bank’s policies or procedures and any Regulatory breaches.
- Assisting in the production of Compliance reports to be reviewed at Senior Management and Board Director level.
- Providing such other assistance to the Compliance Manager as may be required.
- Exhibit a thorough knowledge and understanding of the FCA handbook and the PRA Rulebook.
- Execute the Bank’s Regulatory Compliance monitoring programme.
- Assist with the design of the Compliance monitoring programme; producing reports and making recommendations; identifying compliance risks associated with the business activities of the bank and proposing mitigation.
- Follow up on resolution of Compliance issues that may arise from monitoring and any remediation required with clear recommendations and timelines.

**EXPERIENCE REQUIRED**:

- A minimum of two years’ experience within the regulatory compliance space (Not financial crime/ KYC)
- Experience with maintaining & updating Compliance monitoring programmes and company handbooks/ manuals aligned with regulator expectations.
- Experience within the financial risk management space is advantageous.

For further information please contact Jordan White

**Location**:
London

Specialism:
Monitoring

**Salary**:
Up to £50,000 pa

Type:
Permanent

Reference:
18791

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