Compliance Risk Manager

About the CompanyRisk & Compliance Platform is a leading provider of risk and compliance solutions to businesses across various industries. We pride ourselves on delivering high-quality services that meet the needs of our clients.About the RoleWe are currently seeking a highly skilled Risk Governance & Compliance Specialist to join our team. The successful...

Compliance Risk Manager RoleAJ FOX COMPLIANCE seeks a seasoned Compliance Risk Manager to lead our risk management endeavors. This position involves collaborating with senior leadership to embed a strong compliance culture, providing expert guidance on regulatory and risk issues, and overseeing policy updates.Key ResponsibilitiesCollaborate with senior...

The Company Overview">">Our client is a specialist broker based in the City, providing leading solutions globally.">They are seeking an experienced Compliance professional to lead their global compliance efforts.">">Job Description">">Lead the management of global regulatory relationships and provide advisory coverage for all business desks...

Key ResponsibilitiesThe Compliance and Risk Manager will be responsible for managing a portfolio of work to complete all required due diligence checks in a timely and efficient manner. This includes conducting CDD checks on clients and counterparties transactions in compliance with HMRC AML guidance for the Estate Agency Businesses.The ideal candidate will...

Job Title: Compliance Risk ManagerWe are seeking an experienced Compliance Risk Manager to lead our risk and compliance team in London.This is a great opportunity for a compliance professional with expertise in financial crime prevention, client onboarding, and team leadership.Manage CDD checks across various clientsLead conflict-checking processes and...

At AJ FOX COMPLIANCE, we're seeking a seasoned compliance professional to drive our risk management initiatives forward. As our Senior Governance Advisor, you'll collaborate closely with our leadership team to embed a strong compliance culture, providing expert guidance on regulatory and risk issues. Your expertise will be invaluable in ensuring our firm...

We are seeking a seasoned Compliance Risk Management Expert to lead our global compliance efforts. Based in the City, our client is a world-leading specialist broker with a reputation for excellence.Job OverviewThe successful candidate will be responsible for managing global regulatory relationships, providing advisory coverage to all business desks...

Compliance ManagerWe are seeking a seasoned Compliance Manager to lead our risk and compliance team at AJ Fox Compliance. This is an exceptional opportunity for a compliance professional with a passion for financial crime prevention, client onboarding, and team leadership.The Compliance & Risk Manager will be responsible for overseeing the client onboarding...

About UsAJ FOX COMPLIANCE is a leading provider of risk and compliance services. We are committed to delivering exceptional results and providing a supportive environment for our employees.We are currently seeking an experienced Risk and Compliance Manager to join our team.Key ResponsibilitiesOversee the quality control of compliance processes, including...

Key ResponsibilitiesConduct thorough AML checks and ensure compliance with our firm's policies by reviewing documentation and performing risk assessments for new and reopened clients.Guide fee earners on AML requirements and assist in maintaining ongoing monitoring for higher-risk clients.Review conflict checks and manage queries from the Compliance team...

Company Overview:Our client is a boutique financial services firm based in St Albans, seeking a Head of Risk and Compliance on a permanent basis. This role will be responsible for ensuring that the companies have the correct level of FCA regulatory oversight and that the procedures and monitoring activity adequately support the mandatory requirements...

Compliance ManagerAJ FOX COMPLIANCE is seeking a Compliance Manager to oversee risk and compliance management strategies and ensure that all policies, controls, and procedures meet regulatory standards.The ideal candidate will have experience in a risk and compliance role at a law or professional services firm and a good working knowledge of relevant laws,...

We are looking for a Risk Management and Compliance Professional to join our team at AJ FOX COMPLIANCE. As a Risk Management and Compliance Professional, you will be responsible for managing the firm's legal and regulatory obligations, identifying and verifying new clients, conducting screenings of PEPs, sanctions issues and other regulatory risks, and...

At Compliance Professionals, we are seeking a highly skilled and experienced Compliance Risk Manager to join our team. This is an exciting opportunity for a seasoned professional to lead the onboarding of wealth management clients and ensure compliance with regulatory standards.About the RoleThis role involves leading a First Line team responsible for...

We are seeking a skilled professional to join our risk and compliance team as the Risk and Compliance Specialist at Compliance Professionals.About Us:We are a reputable provider of risk and compliance solutions to the financial services industry.Job Description:This is a key role that requires strong analytical and problem-solving skills, with a keen...

At AJ FOX COMPLIANCE, we are seeking an experienced Risk Compliance Manager to lead our compliance-based team in London.Main Responsibilities:Oversee the performance of a compliance teamManage complex issues such as conflicts, reputational risk and financial crimeDevelop and implement strategies to enhance performanceImprove workflows and performance through...

Job Title: Junior Risk and Compliance AnalystAbout the RoleWe are seeking a highly motivated and enthusiastic individual to join our team as a Junior Risk and Compliance Analyst at AJ FOX Compliance in London.Key ResponsibilitiesSupport fee earners and various business functions in anti-money laundering, sanctions, general conflicts, and risk and compliance...

Job SummaryAJ FOX COMPLIANCE is seeking an experienced Compliance Risk Manager to join its team.This role involves leading the compliance function, developing and implementing risk management strategies, and ensuring compliance with regulatory requirements.You will also be responsible for supervising file review systems and managing corrective...

Salary: £60,000 - £80,000 per annum, depending on experience.About the JobWe are seeking a Senior Compliance Monitoring Specialist to join our team at Compliance Recruitment Solutions. The ideal candidate will have a strong background in compliance monitoring, with a minimum of 2 years' experience in a Wealth Management or Retail Financial Advice firm.Key...

As an AML Analyst with AJ FOX COMPLIANCE in London, you will be responsible for managing the firm's legal and regulatory obligations.A successful candidate will have previous experience working as an AML & conflicts analyst at a law firm, ideally with a good understanding of AML legislation and sanctions regimes.An overview of your responsibilities...