Compliance Manager

6 days ago

London, Greater London, United Kingdom Compliance Professionals Full time
Job Overview

**Compliance Professionals** is seeking a seasoned Compliance Manager to join our team in London. As a key member of our compliance function, you will play a critical role in ensuring our business operations are in line with regulatory requirements.

Key Responsibilities:

  • Lead regulatory horizon scanning and provide risk-based analysis to inform strategic business decisions.
  • Drive regulatory change projects and deliver clear progress reporting to senior management.
  • Champion our approach to Consumer Duty, providing constructive challenge and ensuring compliance.
  • Coordinate compliance activities, support the Chief Compliance Officer, and ensure clear communication of compliance objectives across the organization.
  • Provide day-to-day compliance guidance to business units, develop relevant policies, and maintain compliance frameworks.
  • Oversee compliance training, ensuring it is tailored to our operations and effectively monitored.
  • Develop and deliver insightful compliance reporting to Executive and Board committees.
  • Support the business in meeting regulatory requirements, including managing the Management Responsibilities Map (MRM) and contributing to Anti-Money Laundering (AML) and Fraud investigations.

Requirements:

  • Extensive 2nd Line of Defence experience in retail and/or corporate banking compliance, with a deep understanding of relevant Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) rules.
  • Strong background in policy and procedure writing, with a focus on best practice compliance and risk management frameworks.
  • Experience in a challenger or start-up environment is preferred, with a proven ability to deliver clear, technology-driven reporting.
  • Expertise in payment services, merchant acquiring, commercial lending, retail deposit-taking, and consumer lending.

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