Compliance Director

1 week ago

London, Greater London, United Kingdom Compliance Professionals Full time
Compliance Manager

We are seeking a seasoned professional to play a key role in shaping our regulatory strategy as a Compliance Manager at Compliance Professionals.

  • Lead regulatory horizon scanning and provide risk-based analysis to inform strategic decisions.
  • Drive regulatory change projects and deliver clear progress reporting to senior management.
  • Champion our approach to Consumer Duty, providing constructive challenge and ensuring compliance.
  • Coordinate compliance activities, support the Chief Compliance Officer, and ensure clear communication of compliance objectives across the organization.
  • Provide day-to-day compliance guidance to business units, develop relevant UK policies, and maintain compliance frameworks.
  • Oversee compliance training, ensuring it is tailored to our UK operations and effectively monitored.
  • Develop and deliver insightful compliance reporting to Executive and Board committees.

Support the business in meeting regulatory requirements, including managing the Management Responsibilities Map (MRM) and contributing to AML and Fraud investigations.

We are looking for a professional with:

  • Extensive 2nd Line of Defence experience in retail and/or corporate banking compliance.
  • A deep understanding of relevant FCA and PRA rules.

Strong background in policy and procedure writing, with a focus on best practice compliance and risk management frameworks.

Expertise in payment services, merchant acquiring, commercial lending, retail deposit-taking, and consumer lending.

  • Compliance Director

    2 days ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Job DescriptionCompliance Professionals is seeking a highly skilled Compliance Director to join our team in London. As a key member of our compliance team, you will play a critical role in ensuring our organization's compliance with regulatory requirements.Key Responsibilities:Regulatory Horizon Scanning: Lead the identification and analysis of emerging...

  • Compliance Director

    2 days ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Job DescriptionCompliance Professionals is seeking a highly skilled Compliance Director to join our team in London. As a key member of our compliance team, you will play a critical role in ensuring our organization's compliance with regulatory requirements.Key Responsibilities:Regulatory Horizon Scanning: Lead the identification and analysis of emerging...

  • Head of IT Audit and Compliance

    3 weeks ago

    London, Greater London, United Kingdom Director File Full time

    Position Summary We are looking for an experienced leader to join our growing technology risk assurance team at the Director level. This esteemed global firm is on the lookout for a professional who can guide the strategic direction and implementation of their IT Audit programs, especially for their suite of External Audits within the financial services...

  • Compliance Director

    5 days ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Job DescriptionJob Title: Deputy Head of ComplianceCompany: Compliance ProfessionalsJob Type: Full-timeLocation: RemoteJob Category: ComplianceAbout Us:We are a leading provider of compliance solutions, dedicated to helping businesses navigate complex regulatory landscapes.Job Summary:We are seeking an experienced Compliance Executive to join our team as...

  • IT Audit and Controls Director

    4 days ago

    London, Greater London, United Kingdom Director File Full time

    Job DescriptionJob Title: IT Audit and Controls DirectorJob Summary: We are seeking an experienced IT Audit and Controls Director to join our team at Director File. The successful candidate will lead the strategic direction and delivery of our IT Audit requirements, overseeing the delivery of high-quality work and developing the team members working...

  • IT Audit and Controls Director

    4 days ago

    London, Greater London, United Kingdom Director File Full time

    Job DescriptionJob Title: IT Audit and Controls DirectorJob Summary: We are seeking an experienced IT Audit and Controls Director to join our team at Director File. The successful candidate will lead the strategic direction and delivery of our IT Audit requirements, overseeing the delivery of high-quality work and developing the team members working...

  • Compliance Director

    2 days ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Job Title: Head of ComplianceCompany: Compliance ProfessionalsJob Summary:We are seeking a highly experienced and skilled Head of Compliance to join our team at Compliance Professionals. The successful candidate will be responsible for ensuring that our organization operates in compliance with all relevant regulatory requirements and industry standards.Key...

  • Compliance Director

    2 days ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Job Title: Head of ComplianceCompany: Compliance ProfessionalsJob Summary:We are seeking a highly experienced and skilled Head of Compliance to join our team at Compliance Professionals. The successful candidate will be responsible for ensuring that our organization operates in compliance with all relevant regulatory requirements and industry standards.Key...

  • Compliance Director

    2 days ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Job DescriptionWe are seeking a highly skilled Compliance Executive to join our team at Compliance Professionals. As a key member of our compliance department, you will play a vital role in ensuring the firm's systems and controls are effective and compliant with regulatory requirements.The Role:Compliance Leadership: Management and oversight of the...

  • Compliance Director

    2 days ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Job DescriptionWe are seeking a highly skilled Compliance Executive to join our team at Compliance Professionals. As a key member of our compliance department, you will play a vital role in ensuring the firm's systems and controls are effective and compliant with regulatory requirements.The Role:Compliance Leadership: Management and oversight of the...

  • IT Audit and Controls Director

    2 days ago

    London, Greater London, United Kingdom Director File Full time

    Job DescriptionJob Title: IT Audit and Controls DirectorJob Summary:We are seeking an experienced IT Audit and Controls Director to join our team at Director File. As a key member of our leadership team, you will be responsible for leading the strategic direction and delivery of our IT Audit requirements for our London portfolio of External Audits in the...

  • IT Audit and Controls Director

    2 days ago

    London, Greater London, United Kingdom Director File Full time

    Job DescriptionJob Title: IT Audit and Controls DirectorJob Summary:We are seeking an experienced IT Audit and Controls Director to join our team at Director File. As a key member of our leadership team, you will be responsible for leading the strategic direction and delivery of our IT Audit requirements for our London portfolio of External Audits in the...

  • IT Director

    4 days ago

    London, Greater London, United Kingdom Director File Full time

    Job DescriptionJob Title: IT Director - Technology Risk AssuranceJob Summary:We are seeking an experienced IT Director to join our Technology Risk Assurance team. As a key member of our leadership team, you will be responsible for leading the strategic direction and delivery of our IT audit requirements.Key Responsibilities:Lead a team supporting a portfolio...

  • IT Director

    3 days ago

    London, Greater London, United Kingdom Director File Full time

    Job DescriptionJob Title: IT Director - Technology Risk AssuranceJob Summary:We are seeking an experienced IT Director to join our Technology Risk Assurance team. As a key member of our leadership team, you will be responsible for leading the strategic direction and delivery of our IT audit requirements.Key Responsibilities:Lead a team supporting a portfolio...

  • Head of IT Audit and Compliance Strategy

    3 weeks ago

    London, Greater London, United Kingdom Director File Full time

    Position Summary We are in search of an experienced leader to join our growing technology risk assurance team at the Director level. This esteemed global firm is looking for a professional who can guide the strategic direction and implementation of their IT Audit programs, particularly focusing on their portfolio of External Audits within the financial...

  • IT Audit Director

    5 days ago

    London, Greater London, United Kingdom Director File Full time

    Job Summary**Director of IT Audit**We are seeking an experienced IT Audit Director to join our team at Director File. As a key member of our technology risk assurance team, you will play a crucial role in leading the strategic direction and delivery of our IT Audit requirements.This is an exciting opportunity to further develop your career and contribute to...

  • IT Audit Director

    3 days ago

    London, Greater London, United Kingdom Director File Full time

    Job Summary**Director of IT Audit**We are seeking an experienced IT Audit Director to join our team at Director File. As a key member of our technology risk assurance team, you will play a crucial role in leading the strategic direction and delivery of our IT Audit requirements.This is an exciting opportunity to further develop your career and contribute to...

  • Lead IT Audit and Compliance Strategist

    3 weeks ago

    London, Greater London, United Kingdom Director File Full time

    Position Overview We are seeking a seasoned professional to join our expanding technology risk assurance team at the Director level. This prestigious global organization is in search of an individual who can steer the strategic vision and execution of their IT Audit initiatives, with a particular emphasis on their portfolio of External Audits within the...

  • Compliance Director

    1 day ago

    London, Greater London, United Kingdom AJ Fox Compliance Full time

    Job SummaryA seasoned Legal Risk & Compliance professional is sought after to lead the compliance strategy and team at AJ Fox Compliance. The ideal candidate will have a strong background in AML, regulatory compliance, and conflict management.Key ResponsibilitiesOversee risk assessments and audits to ensure compliance with evolving regulationsCollaborate...

  • Compliance Director

    23 hours ago

    London, Greater London, United Kingdom AJ Fox Compliance Full time

    Job SummaryA seasoned Legal Risk & Compliance professional is sought after to lead the compliance strategy and team at AJ Fox Compliance. The ideal candidate will have a strong background in AML, regulatory compliance, and conflict management.Key ResponsibilitiesOversee risk assessments and audits to ensure compliance with evolving regulationsCollaborate...