Current jobs related to Compliance Director - London, Greater London - Compliance Professionals
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Compliance Director
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeOur client, a global investment management business, is seeking a Compliance Director to join their team on a 13-month fixed-term contract. The successful candidate will be responsible for expanding and developing the firm's financial crime programme within the region. This will involve conducting due diligence on clients, counterparties, and joint venture...
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Compliance Director
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeOur client, a global investment management business, is seeking a Compliance Director to join their team on a 13-month fixed-term contract. The successful candidate will be responsible for expanding and developing the firm's financial crime programme within the region. This will involve conducting due diligence on clients, counterparties, and joint venture...
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Compliance Director
3 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeOur client, a global investment management business, is seeking a Compliance Director to join their team on a 13-month fixed-term contract. The successful candidate will be responsible for expanding and developing the firm's financial crime programme within the region. This will involve conducting due diligence on clients, counterparties, and joint venture...
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Compliance Director
3 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeOur client, a global investment management business, is seeking a Compliance Director to join their team on a 13-month fixed-term contract. The successful candidate will be responsible for expanding and developing the firm's financial crime programme within the region. This will involve conducting due diligence on clients, counterparties, and joint venture...
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Compliance Director
2 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance Director Job DescriptionWe are seeking a highly skilled Compliance Director to join our team at Compliance Professionals. The successful candidate will be responsible for leading our regulatory compliance efforts and ensuring that our business operations are in line with relevant laws and regulations.Key Responsibilities:Lead regulatory horizon...
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Compliance Director
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London, Greater London, United Kingdom Compliance Professionals Full timeThe Company: Compliance Professionals is an international banking organization seeking a Compliance Director to lead our AML/CTF efforts. The Responsibilities:Oversee the development and implementation of our Compliance Framework.Ensure compliance with AML staff training obligations and sanctions and transaction monitoring regime.Develop and implement the...
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Compliance Director
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London, Greater London, United Kingdom Compliance Professionals Full timeThe Role:We are seeking a highly experienced Compliance Director to join our team at Compliance Professionals. The successful candidate will be responsible for ensuring all managers fulfill their responsibilities, overseeing and assisting senior management as required, and developing and maintaining policies and procedures of the AML/CTF.Key...
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Compliance Director
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London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeAre you a seasoned Legal Risk & Compliance professional with a passion for AML, regulatory compliance, and conflict management?We're seeking a dynamic Compliance Director to lead our compliance strategy and team at AJ FOX COMPLIANCE.This high-impact role covers all aspects of AML, sanctions, and regulatory compliance while driving innovation and best...
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Compliance Director
1 week ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance Director Role OverviewWe are seeking a highly skilled Compliance Director to join our team at Compliance Professionals. As a key member of our compliance team, you will be responsible for identifying and reviewing regulatory developments and changes, assessing their impact on our business and products, and implementing remedies to promote better...
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Compliance Director
1 week ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Title: Compliance Director - Financial Crime SpecialistJob Summary:We are seeking a highly skilled Compliance Director to join our team at Compliance Professionals. The successful candidate will be responsible for expanding and developing our financial crime programme within the region.Key Responsibilities:Work within the region to expand and develop the...
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Compliance Director
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeOur global fintech banking group is seeking a Compliance Manager to lead regulatory horizon scanning and provide risk-based analysis to guide Bank's strategic decisions. The ideal candidate will drive regulatory change projects, deliver clear progress reporting to senior management, and champion the bank's approach to Consumer Duty. Key responsibilities...
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Compliance Director
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeOur global fintech banking group is seeking a Compliance Manager to lead regulatory horizon scanning and provide risk-based analysis to guide Bank's strategic decisions. The ideal candidate will drive regulatory change projects, deliver clear progress reporting to senior management, and champion the bank's approach to Consumer Duty. Key responsibilities...
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Compliance Director
3 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance ManagerWe are seeking a highly skilled Compliance Manager to join our team in London. As a key member of our global fintech banking group, you will play a critical role in ensuring our compliance with regulatory requirements.Key Responsibilities:Regulatory Horizon Scanning: Lead the identification and analysis of regulatory risks and...
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Compliance Director
3 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance ManagerWe are seeking a highly skilled Compliance Manager to join our team in London. As a key member of our global fintech banking group, you will play a critical role in ensuring our compliance with regulatory requirements.Key Responsibilities:Regulatory Horizon Scanning: Lead the identification and analysis of regulatory risks and...
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Compliance Director
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance ManagerOur global fintech banking group is seeking a seasoned Compliance Manager to join our London team.Key Responsibilities:Lead regulatory horizon scanning and provide risk-based analysis to inform strategic decisions.Drive regulatory change projects and deliver clear progress reporting to senior management.Champion the bank's approach to...
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Compliance Director
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance ManagerOur global fintech banking group is seeking a seasoned Compliance Manager to join our London team.Key Responsibilities:Lead regulatory horizon scanning and provide risk-based analysis to inform strategic decisions.Drive regulatory change projects and deliver clear progress reporting to senior management.Champion the bank's approach to...
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Compliance Director
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance ManagerWe are seeking a highly skilled Compliance Manager to join our global fintech banking group in London.Key Responsibilities:Lead regulatory horizon scanning and provide risk-based analysis to inform the Bank's strategic decisions.Drive regulatory change projects and deliver clear progress reporting to senior management.Champion the bank's...
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Compliance Director
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance ManagerWe are seeking a highly skilled Compliance Manager to join our global fintech banking group in London.Key Responsibilities:Lead regulatory horizon scanning and provide risk-based analysis to inform the Bank's strategic decisions.Drive regulatory change projects and deliver clear progress reporting to senior management.Champion the bank's...
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Compliance Director
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance ManagerWe are seeking a highly skilled Compliance Manager to join our London-based fintech banking group.Key Responsibilities:Lead regulatory horizon scanning and provide risk-based analysis to inform the Bank's strategic decisions.Drive regulatory change projects and deliver clear progress reporting to senior management.Champion the bank's...
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Compliance Director
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance ManagerWe are seeking a highly skilled Compliance Manager to join our London-based fintech banking group.Key Responsibilities:Lead regulatory horizon scanning and provide risk-based analysis to inform the Bank's strategic decisions.Drive regulatory change projects and deliver clear progress reporting to senior management.Champion the bank's...
Compliance Director
2 months ago
Compliance Professionals is seeking a highly skilled Compliance Director to join our team in London. As a key member of our compliance team, you will play a critical role in ensuring our organization's compliance with regulatory requirements.
Key Responsibilities:- Regulatory Horizon Scanning: Lead the identification and analysis of emerging regulatory trends and risks to inform our organization's strategic decisions.
- Risk-Based Analysis: Provide in-depth risk assessments to guide our organization's compliance efforts and ensure effective risk management.
- Regulatory Change Projects: Drive the implementation of regulatory changes and ensure timely delivery of progress reports to senior management.
- Consumer Duty Champion: Promote our organization's approach to Consumer Duty, providing constructive challenge and ensuring compliance with relevant regulations.
- Compliance Coordination: Coordinate compliance activities, support the Chief Compliance Officer, and ensure clear communication of compliance objectives across the organization.
- Compliance Guidance: Provide day-to-day compliance guidance to business units, develop relevant policies, and maintain compliance frameworks.
- Compliance Training: Oversee compliance training, ensuring it is tailored to our organization's operations and effectively monitored.
- Compliance Reporting: Develop and deliver insightful compliance reports to Executive and Board committees.
- Regulatory Support: Support the business in meeting regulatory requirements, including managing the Management Responsibilities Map (MRM) and contributing to Anti-Money Laundering (AML) and Fraud investigations.
- Extensive Experience: 2nd Line of Defence experience in retail and/or corporate banking compliance, with a deep understanding of relevant FCA and PRA rules.
- Policy and Procedure Writing: Strong background in policy and procedure writing, with a focus on best practice compliance and risk management frameworks.
- Industry Expertise: Expertise in payment services, merchant acquiring, commercial lending, retail deposit-taking, and consumer lending.
