Compliance Director

18 hours ago


London, Greater London, United Kingdom Compliance Professionals Full time

Our client, a global investment management business, is seeking a Compliance Director to join their team on a 13-month fixed-term contract. The successful candidate will be responsible for expanding and developing the firm's financial crime programme within the region. This will involve conducting due diligence on clients, counterparties, and joint venture partners to ensure compliance with anti-money laundering and anti-corruption regulations. The Compliance Director will also provide support and advice to the business and compliance colleagues on regulatory matters, incorporating changes into guidance and enforcing policies. Additionally, they will protect the integrity and reputation of the company and develop a positive compliance culture. The ideal candidate will have a minimum of 7 years' experience in a related capacity, preferably in compliance, law, risk, audit, or a similar control function, with experience in European financial regulation and markets. They will also have a proven ability to work effectively with business stakeholders while ensuring an effective compliance culture. The role requires a good understanding of real estate/alternative asset classes and/or private fund structures, as well as knowledge of relevant UK and European laws. Familiarity with SEC requirements is advantageous.


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